MORGAN STANLEY (MS) SEC Filings, Jun 2, 2026

Morgan Stanley offers $50,000,000 of Fixed Rate Notes due 2027. The notes were priced May 29, 2026, issue date June 4, 2026, pay interest at 4.25% per annum in arrears with a single interest/payment date of August 4, 2027. Denominations are $1,000 per note and the notes will not be listed on an exchange. Payments are subject to Morgan Stanley's credit risk.

Morgan Stanley Finance LLC is issuing Dual Directional Buffered PLUS notes due June 3, 2031. Each security has a $1,000 stated principal amount and the offering aggregates $329,000. Payouts are tied to the worst performing of the EURO STOXX 50®, Nasdaq-100® and S&P 500® indices on the observation date.

Key economics: 180% leverage on upside of the worst underlier, a 30% buffer (70% buffer level), a capped positive return of 30% in the absolute-decline scenario, and a minimum payment at maturity of 30% of principal. The estimated value on pricing date was $970.80 per security and the issue price is $1,000 (agent’s fee $8, proceeds per security $992). All payments are subject to Morgan Stanley’s credit risk.

Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes fully guaranteed by Morgan Stanley, with a stated principal of $1,000 per security and an aggregate principal amount of $144,000. The securities are linked to the worst performing of the S&P 500® and Russell 2000® indices, were priced and struck on May 29, 2026, have an original issue date of June 3, 2026 and mature on December 4, 2029. An automatic early redemption occurs if both underliers are at or above their call thresholds on the first determination date (June 3, 2027), producing an early redemption payment of $1,180 per security. At maturity, investors may receive the stated principal plus an upside payment if both underliers appreciate; if the worst performing underlier declines below its downside threshold (75% of its initial level), investors lose 1% of principal for each 1% decline in that underlier. Participation rate is 125%; estimated value on the pricing date is $972.00 per security. All payments are subject to Morgan Stanley’s credit risk.

Morgan Stanley Finance LLC priced a structured note offering: Dual Directional Trigger PLUS linked to the worst performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index. The securities have a $1,000 stated principal amount, an original issue price of $1,000 and an estimated value on the pricing date of $962.90. The notes mature on June 3, 2030 with an observation date of May 29, 2030. Payments at maturity are determined by the worst performing underlier: (1) if both final levels exceed initial levels, investors receive principal plus a 138% leverage of upside; (2) if the worst underlier declines but remains at or above a 70% downside threshold, investors receive principal plus a positive absolute-return payoff with a 50% participation rate (effectively capped at 15%); (3) if the worst underlier falls below the downside threshold, investors suffer proportional principal loss (1% loss per 1% index decline), potentially losing the entire principal. All payments are subject to the issuer’s and guarantor’s credit risk and the securities do not pay interest.

Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due June 3, 2030, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The notes are linked to the worst performing of the Dow Jones Industrial Average, S&P 500® and Russell 2000® indices and include an automatic early redemption feature beginning on the first determination date of June 1, 2027. If not called, payoff at maturity depends on the final level of the worst performing underlier: full principal plus an upside payment when all underliers finish above their initial levels, return of principal if all underliers finish at or above 70% of initial levels, or a proportional loss equal to the decline of the worst performing underlier if it finishes below its 70% downside threshold. The participation rate for upside is 150%. Estimated value on the pricing date was $981.00 per security and the aggregate issuance is $100,000. All payments are subject to issuer and guarantor credit risk.

Morgan Stanley Finance LLC is offering $10,390,000 in Performance Leveraged Upside Securities (PLUS) due July 2, 2027, fully guaranteed by Morgan Stanley. Each PLUS has a $1,000 stated principal, a 300% leverage factor on upside subject to a $1,173 maximum payment, and full downside exposure to basket declines (1% loss in principal per 1% basket decline). The basket comprises five international indices with a pricing date of May 29, 2026 and an estimated value on the pricing date of $970.80 per PLUS. Payments depend on the basket closing value on the valuation date of June 29, 2027; all payments are subject to issuer credit risk.

Morgan Stanley Finance LLC offers Dual Directional Buffered Jump Securities due December 2, 2027, linked to the worst performing of the iShares Silver Trust (SLV) and the SPDR Gold Trust (GLD). The issue price is $1,000 per security and the aggregate principal amount is $100,000. The securities pay no interest and are principal-at-risk: investors may receive a fixed $500 upside payment if the worst performing underlier finishes at or above its initial level, may receive a capped positive payment if the worst performing underlier declines but remains at or above an 80% buffer, or will suffer losses if the worst performing underlier finishes below the 80% buffer, with a 1.25% downside factor applied to declines beyond the buffer. All payments are subject to MSFL's credit risk and are fully guaranteed by Morgan Stanley.

Morgan Stanley Finance LLC is offering $1,375,000 aggregate principal of Trigger PLUS notes linked to the MSCI EAFE® Index. Each security has a stated principal amount of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of $972.

The notes mature on July 2, 2027 with payoff set by the closing index level on the observation date. Upside is leveraged at 200%. The maximum payment at maturity is $1,131 per security (113.10% of principal). If the final level is below the downside threshold of 2,649.935 (approximately 85% of the initial level), principal losses occur on a 1%-for-1% basis and the investment could be entirely lost. Agent commissions are $20 per security; proceeds to issuer are $980 per security.

Morgan Stanley Finance LLC offers Principal-at-Risk Contingent Income Auto-Callable Securities linked to the worst performing of the Dow Jones Industrial Average, the Russell 2000® and the S&P 500®.

The securities have a stated principal amount of $1,000 per security, an issue price of $1,000 per security, and aggregate principal of $17,955,000. They pay a contingent coupon at an annual rate of 9.00% on each coupon payment date only if each underlier is at or above its coupon barrier on the related observation date. The securities are automatically redeemed early if, on any redemption determination date beginning November 30, 2026, the closing level of each underlier is at or above its call threshold; early redemption returns the stated principal plus the contingent coupon for that period. At maturity December 2, 2027, if any underlier’s final level is below its downside threshold (70% of its initial level), the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, exposing investors to potential loss of principal (down to zero).