Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Buffered Jump Securities (principal-at-risk notes) linked to the S&P 500® Index with an original issue price of $1,000 per security and aggregate principal of $2,000,000. The notes may be automatically redeemed on the first determination date (March 30, 2027) if the underlier is at or above the call threshold (7,580.06), paying $1,085 per security. If not called, maturity is June 3, 2030 with payoff rules: full principal plus an upside payment if the final level is above the initial level; full principal if final level is at or above the buffer level (80% of initial); and a loss equal to 1.25% per 1% decline beyond the 20% buffer if the final level is below the buffer. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities due July 2, 2027 — fully guaranteed by Morgan Stanley. The securities pay no interest and return depends on the worst performing of the Dow Jones Industrial, the Nasdaq-100® Technology Sector and the Russell 2000® Index.
Each security has a stated principal amount of $1,000, an upside payment of $108.50 (10.85%) if the worst performing underlier finishes at or above its 80% buffer level, and a buffer amount of 20%. If the worst performing underlier finishes below its buffer level, investors lose 1% for each 1% decline beyond the buffer, subject to a minimum payment at maturity of 20% of principal. All payments are subject to the issuer’s and guarantor’s credit risk. Observation date is June 29, 2027, subject to postponement for non-trading days and market disruption events.
The pricing supplement describes a structured note, the Trigger PLUS, issued by Morgan Stanley Finance LLC and unconditionally guaranteed by Morgan Stanley. The offering totals $196,000 aggregate principal at $1,000 per security, with an original issue date of June 3, 2026 and maturity on June 3, 2030. Payment at maturity is linked to the worst performing of three underliers (Nasdaq-100® Technology Sector, Russell 2000®, S&P 500®). If the worst performing underlier finishes above its initial level, investors receive principal plus a 170% leverage on that appreciation; if each underlier finishes between initial level and the 70% downside threshold, investors receive principal; if the worst underlier finishes below its 70% threshold, investors lose 1% of principal for each 1% decline (principal could be fully lost). All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced contingent income, principal-at-risk notes due June 1, 2029 linked to the worst performing of Eli Lilly, IBM and Palantir stock. The securities pay a contingent coupon at an annual rate of 18.10% on observation dates only if each underlier is at or above its coupon barrier level, feature automatic early redemption if all underliers meet call thresholds on a redemption determination date, and return principal at maturity only if each underlier is at or above its 50% downside thresholds; otherwise payment at maturity equals $1,000 multiplied by the performance factor of the worst performing underlier, potentially resulting in significant principal loss.
The issue price is $1,000 per security, estimated value at pricing was $930.00, aggregate principal offered was $507,000, and agent commissions were $30 per security. Observation and redemption dates are listed and the final observation date is May 29, 2029 (subject to postponement for non-trading days and certain market disruption events).
Morgan Stanley Finance LLC is offering Buffered Participation Securities due July 5, 2029, fully guaranteed by Morgan Stanley and issued at a stated principal amount of $1,000 per security. The securities reference a four-stock basket (META, AMZN, GOOGL, NVDA) and include a 10% buffer against declines up to the buffer level and a 100% participation rate in appreciation subject to a $1,650 maximum payment at maturity. The estimated value on the pricing date was $944.80 per security, and the agent received a fixed sales commission of $38.50 per security. All payments are subject to MSFL credit risk and the securities do not pay interest; if the final level is below the buffer level, principal is lost on a 1:1 basis beyond the buffer, and the minimum payment at maturity is 10% of principal.
Morgan Stanley Finance LLC priced Dual Directional Trigger PLUS notes due June 3, 2031. The securities are principal‑at‑risk notes with a $1,000 stated principal amount and an aggregate principal amount of $1,419,000. The issue price is $1,000 per security and the estimated value on the pricing date was $953.80 per security. Payments at maturity depend on the S&P 500 Futures Excess Return Index closing level on the observation date: investors receive 180% leveraged upside if the final level is above the initial level (initial level 609.62), a capped positive payout if the final level is between the downside threshold (365.772) and the initial level, and a pro rata loss (1% loss for each 1% decline) if the final level is below the downside threshold. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced principal-at-risk notes linked to the worst performing of the Russell 2000 and S&P 500. The securities have a $1,000 stated principal amount, an issue price of $1,000 and aggregate principal amount of $2,306,000. The securities pay no interest and are fully and unconditionally guaranteed by Morgan Stanley. If on the observation date June 29, 2027 the final level of each underlier is at or above its downside threshold, holders receive the stated principal plus a fixed $116.50 upside payment (11.65%). If the final level of either underlier is below its downside threshold (75% of its initial level), the payout equals the stated principal multiplied by the performance factor of the worst performing underlier, and could be substantially less or zero. Payments are subject to issuer credit risk and other disclosures in the related supplements.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due June 3, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The payoff at maturity is based on the worst performing of the iShares® Semiconductor ETF (SOXX) and the VanEck® Semiconductor ETF (SMH) observed on May 29, 2030. If the final level of the worst performing underlier is above its initial level, investors receive the stated principal plus a leveraged upside equal to 111% of that underlier’s appreciation. If the worst performing underlier is at or below its downside threshold (70% of its initial level) the principal is reduced pro rata by the underlier’s performance and could be zero. The securities pay no interest, carry issuer credit risk, have an estimated value on the pricing date of $942.60 per security, and an aggregate principal amount of $250,000.
Morgan Stanley Finance LLC is offering Principal at Risk Structured Investments — Buffered Jump Securities due June 30, 2031 (issued at $1,000 per security). The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and feature an automatic early redemption on the first determination date (July 2, 2027) for a fixed early redemption payment of $1,145.50 if the underlier meets the call threshold.
If not called, payment at maturity depends on the S&P 500® Futures Excess Return Index performance: investors receive principal plus an upside payment when the final level is above the initial level (participation rate 125%); full principal if the final level is ≥ the buffer level (buffer = 85% of initial); and a pro rata loss beyond the buffer, subject to a minimum payment of 15% of principal. The pricing date and strike date are June 25, 2026; the document shows an estimated value on pricing of ~$949.80 per security. All payments are subject to Morgan Stanley's credit risk and tax treatment is described as uncertain in the supplement.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Structured Investments: Buffered Jump Securities with an Auto-Callable feature linked to the MSCI Emerging Markets Index. The offering is for an aggregate principal amount of $8,421,000 at a stated principal amount of $1,000 per security. The securities mature on June 2, 2028 and may be automatically redeemed on the first determination date if the underlier is at or above the call threshold. Key economic terms include an early redemption payment of $1,173.70, a participation rate of 125%, a buffer amount of 15% (buffer level 1,489.328), and a downside factor of 1.1765. The estimated value on the pricing date was $977.20 per security; the issue price is $1,000 with agents' commission of $15 per security. These are principal-at-risk notes that do not pay interest and expose investors to issuer credit risk and potential loss of principal.