Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers Trigger PLUS securities linked to the Tokyo Stock Price Index maturing on July 3, 2030, with a leverage factor of 146.48% and a trigger level equal to 90% of the initial index value. Each Trigger PLUS has a stated principal amount of $1,000 and an original issue price of $1,000; the issuer estimates the value on the pricing date at approximately $933.20. At maturity the payout depends on the final index closing value on the valuation date (June 28, 2030): investors receive $1,000 plus leveraged upside if the index is higher than the initial value, $1,000 if the index is at or above the trigger level but at or below the initial value, and a loss proportional to the index decline (1% loss in principal per 1% index decline) if the final index value is below the trigger level. The securities pay no interest, are unsecured obligations of MSFL and unconditionally guaranteed by Morgan Stanley, and are subject to issuer credit risk, hedging and model assumptions, limited secondary market liquidity, and U.S. federal income tax uncertainty.
Morgan Stanley Finance LLC is offering contingent income, memory buffered auto-callable notes linked to the common stock of Blackstone Inc. The securities have a $1,000 stated principal amount per security, an annual contingent coupon of 10.00%, and mature on June 2, 2028.
The notes pay contingent coupons only if the underlier meets a coupon barrier on scheduled observation dates and can be automatically redeemed early if a call threshold is met on redemption determination dates beginning August 31, 2026. At maturity, if the final level is below the buffer (76% of the initial level), investors absorb losses beyond the 24% buffer, subject to a minimum payment of 24% of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering contingent income, memory-buffered, auto-callable principal-at-risk securities linked to Eli Lilly & Company common stock with a stated principal of $1,000 per security. The notes mature on June 14, 2027, pay a contingent coupon at an annual rate of 12.08% when observation-date conditions are met, and may be automatically redeemed on specified redemption determination dates. If not redeemed, repayment at maturity depends on the final level versus a 25% buffer (buffer level = $812.19), with a downside factor of 1.3333 that magnifies losses beyond the buffer; there is no minimum payment at maturity. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities linked to the common stock of Rigetti Computing Inc. Each security has a stated principal amount of $1,000, an original issue date of June 2, 2026, and a maturity date of December 2, 2027. The securities pay a contingent coupon at an annual rate of 53.00% only if the underlier's closing level meets or exceeds the coupon barrier ($14.772, 60% of the initial level) on observation dates, and are automatically redeemed if the underlier meets the call threshold ($24.62, 100% of the initial level) on redemption determination dates. If not redeemed, payment at maturity equals principal if the final level is at or above the downside threshold ($14.772); otherwise payment equals principal multiplied by the performance factor (final level / initial level), exposing investors to full downside to zero. All payments are unsecured and subject to Morgan Stanley's credit risk. The document shows an estimated value on the pricing date of approximately $953.90 per security and describes distribution fees and tax uncertainties.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due June 5, 2031 that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a stated issue price of $1,000. The securities provide a leveraged upside (leverage factor 171.75%) if the final level of the S&P 500® Futures Excess Return Index on the observation date exceeds the initial level, a full return of principal if the final level is at or above an 80% buffer level, and pro rata losses beyond the 20% buffer down to a minimum payment of 20% of principal. Payments are subject to Morgan Stanley credit risk and tax uncertainty; the estimated value on the pricing date is approximately $940.20 per security.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due June 6, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The notes pay a contingent coupon at an annual rate of 9.60% on observation dates when the underlier meets the coupon barrier. The underlier is the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Key structural features: an early‑call (first determination date June 3, 2027) if the closing level ≥ the call threshold (92% of initial level); a buffer amount of 15% (buffer level = 85% of initial level) that protects the first 15% of downside; a minimum payment at maturity of 15% of principal. Strike and pricing date: June 3, 2026; original issue date: June 8, 2026. The issuer’s estimated value on the pricing date was approximately $905.60 per security. All payments are subject to Morgan Stanley’s credit risk; investors may lose a substantial portion of principal if the final level is below the buffer.
The pricing supplement describes a primary offering of callable, principal-at-risk notes issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, a contingent coupon at an annual rate of 11.75%, a final observation date of December 3, 2027 and a maturity date of December 8, 2027. Coupons are payable only if the closing level of each underlier meets its coupon barrier on the observation date; principal repayment at maturity depends on the worst performing underlier relative to its 70% downside threshold. The notes may be called early beginning on September 9, 2026 if a risk neutral valuation model indicates redemption is economically rational; all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Trigger PLUS notes due July 6, 2032 linked to the EURO STOXX 50® Index. Each note has a $1,000 stated principal and a 195.29% leverage factor for upside; however, there is no interest and principal is at risk if the final index value is below the trigger level, which is 75% of the initial index value. The pricing date was June 12, 2026, original issue date June 17, 2026, and the issuer estimates an initial value of approximately $943.20 per note. All payments are unsecured obligations of MSFL and guaranteed by Morgan Stanley; proceeds are for general corporate purposes.
Morgan Stanley Finance LLC offers Structured Investments — Dual Directional Buffered Participation Securities — tied to the Nasdaq-100 Index with principal at risk. The offering consists of securities with a stated principal amount of $1,000 per security and an aggregate principal amount of $1,892,000. The securities mature on June 11, 2027 and base final payment on the Nasdaq-100 closing level on the observation date (June 8, 2027), subject to postponement for non-trading days and market disruption events. Returns are capped: upside payments are limited to a maximum of $1,171.50 per security (117.15%); a 10% buffer (90% of the initial level) protects limited declines, but declines beyond the buffer incur a downside factor of 1.1111, and there is no guaranteed minimum payment. All payments are subject to issuer/guarantor credit risk and U.S. federal tax treatment is described as uncertain.
Morgan Stanley Finance LLC is issuing principal-at-risk, auto-callable notes linked to the worst performing of the EURO STOXX 50®, Russell 2000® and S&P 500®, with a stated principal amount of $1,000 per security and an aggregate principal amount of $1,995,000.
These unsecured securities are fully and unconditionally guaranteed by Morgan Stanley, do not pay interest, and may be automatically redeemed on the first determination date for an early redemption payment of $1,272.50 per security. At maturity payment depends on the worst performing underlier, with a 150% participation rate for upside and a 70% downside threshold; investors may lose up to their full principal.