Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable securities linked to NVIDIA Corporation (NVDA) common stock. The notes have a $1,000 stated principal amount, an issue price of $1,000 per security and aggregate principal of $8,467,000. They pay a contingent coupon at an annual rate of 12.25% on observation dates when the underlier is at or above the coupon barrier and are automatically redeemed early if the closing level meets or exceeds the call threshold. At maturity, if the final level is below the downside threshold (60% of the initial level), investors incur proportional principal loss (performance factor = final level / initial level). All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to Morgan Stanley credit risk.
The Dual Directional Buffered PLUS securities are unsecured notes issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. They have a stated principal amount of $1,000 per security and an aggregate principal amount of $295,000. The securities mature on December 4, 2028 and reference the Nasdaq-100 Index and the S&P 500 Index, with payoffs determined by the worst performing underlier on the observation date of November 29, 2028. Upside is leveraged at 115% of appreciation of the worst performing underlier, capped at a maximum payment of $1,395 per security; an absolute-return feature applies if declines remain within a 10% buffer. If the worst performing underlier falls below its buffer level, holders lose 1% for each 1% decline beyond the buffer, subject to a 10% minimum payment at maturity. The original issue price is $1,000 and the estimated value on the pricing date is $956.80. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to the S&P 500® Futures Excess Return Index due June 3, 2031. Each security has a $1,000 stated principal and was issued at $1,000 with an estimated value of $966.70 on the pricing date. At maturity the payoff depends on the index closing level on the observation date: investors receive principal plus the greater of an index-linked cash return or a fixed upside payment of $577.50 per security if the final level is ≥ the initial level; if the final level is between the initial level and a downside threshold of 70% of the initial level (initial level 609.62), investors receive a capped positive return tied to the absolute decline (100% participation, capped effectively at 30%); if the final level is below the downside threshold investors lose 1% of principal for each 1% decline and could lose their entire investment. Aggregate principal offered is $268,000. All payments are subject to issuer and guarantor credit risk and there is no guaranteed minimum payment.
Morgan Stanley Finance LLC priced principal-at-risk structured notes linked to the worst performing of the Russell 2000® Index and the S&P 500® Index. The securities have a $1,000 stated principal amount, an aggregate principal amount of $1,059,000, a participation rate of 150%, and mature on June 3, 2030. An automatic early redemption can occur on the first determination date of June 8, 2027 for an early redemption payment of $1,182.50 per security if both underliers meet their call thresholds. If not redeemed, the maturity payment depends on the final level of the worst performing underlier relative to its downside threshold (70% of initial level), exposing investors to full downside risk including possible loss of principal.
Morgan Stanley Finance LLC priced a principal-at-risk structured note program offering $1,596,000 aggregate principal of Dual Directional Trigger Jump Securities due June 3, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000.
Payments at maturity depend solely on the worst performing of the Russell 2000® and S&P 500® indices measured on the observation date of May 29, 2031. The securities feature a fixed $465 upside payment (46.50%) and a 100% absolute return participation rate when the worst underlier remains above its downside threshold (75% of its initial level). If the worst underlier falls below its downside threshold, investors lose 1% of principal for each 1% decline; there is no guaranteed minimum payment.
Morgan Stanley Finance LLC priced $5,000,000 of 15‑month PLUS linked to the Tokyo Stock Price Index (TPX), due September 3, 2027. Each PLUS has a stated principal amount of $1,000, a 300% leverage factor for upside, and pays no coupon.
At maturity, investors receive $1,000 plus 300% of the index percent increase subject to a maximum payment of $1,273.30 per PLUS. If the final index value is below the initial value (3,957.17 on the pricing date), investors lose 1% of principal for each 1% decline and could lose their entire investment. The estimated value on the pricing date was $963.50 per PLUS; issue price is $1,000.
Morgan Stanley Finance LLC priced contingent income auto-callable notes linked to the worst performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index, fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, an aggregate issuance of $2,633,000, an original issue date of June 3, 2026 and mature on September 2, 2027. The securities pay a contingent coupon at an annual rate of 12.00% only if both underliers meet coupon barrier levels on observation dates, feature automatic early redemption if both underliers meet 100% call thresholds on specified redemption determination dates, and expose investors to full principal loss if the worst performing underlier falls below its 75% downside threshold at maturity. All payments are subject to Morgan Stanley’s credit risk and the estimated value on pricing date was $978.90 per security.
Morgan Stanley Finance LLC priced Buffered Participation Securities linked to the VanEck® Semiconductor ETF. The securities are principal-at-risk notes, $1,000 stated principal each, aggregate $718,000, with an observation date of June 29, 2027 and maturity on July 2, 2027.
Payments at maturity: 100% participation in positive performance subject to a maximum payment of $1,316 per security (131.60%); a 20% buffer protects against initial losses up to 20% (buffer level $479.144 based on an initial level of $598.93); if final level is below the buffer, investors lose 1% for each 1% decline beyond the buffer, subject to a minimum payment of 20% of stated principal. Securities are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; estimated value on the pricing date was $982.70 per security. Sales are directed to certain fee-based advisory accounts via MS & Co.
The pricing supplement describes a principal-at-risk structured note issued by Morgan Stanley Finance LLC and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal of $1,000 per security, a 5-year term maturing on June 3, 2031, and an early call feature beginning June 4, 2027. Redemption payments are fixed for each observation date and are intended to approximate a return of 18.25% per annum if called. If not called, final payoff depends on the closing level of the S&P 500 Futures Excess Return Index: investors receive principal plus an upside payment if the final level is above the initial level, principal only if the final level is between the initial level and the downside threshold (70% of the initial level), and suffer a proportional loss below that threshold. All payments are subject to issuer credit risk and tax uncertainties; the estimated value on the pricing date is $972.00 per security.
Morgan Stanley Finance LLC is offering callable structured notes maturing on June 30, 2031 linked to the S&P 500® Futures Excess Return Index. Each note has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $934.60. The notes do not pay interest and include a call feature beginning on July 1, 2027 that permits early redemption if a risk neutral valuation model indicates redemption is economically rational for the issuer. If not redeemed, maturity payoff equals stated principal plus an upside payment equal to stated principal × 140% participation × underlier percent change when the final level exceeds the initial level; otherwise holders receive only the stated principal. All payments are unsecured and subject to Morgan Stanley’s credit risk. The notes will not be listed on any exchange.