Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley is offering unsecured fixed rate notes due February 27, 2029. Each note has a $1,000 stated principal amount and issue price, pays 3.60% per year, with interest paid semi-annually every February 27 and August 27, starting August 27, 2026.
Interest starts accruing on February 27, 2026, and at maturity investors receive $1,000 per note plus accrued and unpaid interest, subject to Morgan Stanley’s credit risk. The notes are not FDIC-insured, will not be listed on an exchange, and secondary market liquidity may be limited.
The estimated value on the pricing date is approximately $984 per note, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate, which is likely lower than its secondary market credit spreads. Secondary trading prices are expected to be below the issue price.
Morgan Stanley Finance LLC is issuing $3,266,000 aggregate principal amount of unsecured, principal‑at‑risk, contingent income memory buffered auto‑callable securities due February 13, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities pay a contingent coupon at an annual rate of 9.00% on observation dates where the underlier meets the coupon barrier and feature monthly redemption determination dates beginning February 10, 2027. At maturity investors receive principal if the final level is at or above the buffer level of 1,077.877 (~85% of the initial level); otherwise principal is reduced by the underlier’s loss beyond the 15% buffer, subject to a minimum payment of 15% of principal. The stated principal amount per security is $1,000 and the estimated value on the pricing date was $906.20.
Morgan Stanley Finance LLC priced a $2,000,000 offering of Principal at Risk securities linked to Amazon.com, Inc. common stock. The securities have a $1,000 stated principal per security and an original issue price of $1,000.
The notes: strike date February 9, 2026, pricing date February 10, 2026, original issue date February 13, 2026, observation date March 9, 2027 and maturity date March 12, 2027. The initial level is $208.72 and the downside threshold is $156.54 (75% of the initial level).
Payment at maturity: if the final level is >= the downside threshold, holders receive the stated principal plus an upside payment of $156.70 (15.67%). If the final level is below the downside threshold, holders bear losses pro rata to the decline and could lose their entire investment. Estimated value on the pricing date was $979.90 per security. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS principal-at-risk notes due February 23, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount per security, a 278% leverage factor, a 20% buffer and a 20% minimum payment at maturity. Payouts are based on the worst performing underlier of the iShares Bitcoin Trust ETF and the S&P 500® Index on the observation date, and investors face full credit risk of Morgan Stanley and volatility- and bitcoin-specific risks described herein. The estimated value on the pricing date is approximately $919.80 per security.
Morgan Stanley Finance LLC offers principal-at-risk auto-callable notes linked to the worst-performing of Broadcom, Meta Platforms and Palantir, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, a fixed coupon of 19.10% per annum and an original issue date of February 23, 2026. The securities pay monthly coupons, may be automatically redeemed on scheduled redemption determination dates beginning February 18, 2027, and mature on February 23, 2028.
The payment at maturity depends on the worst-performing underlier versus a downside threshold of 70% of its initial level; if the worst underlier is below that threshold, principal is reduced pro rata and could be zero. The estimated value on the pricing date was approximately $952.30 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering $311,000 aggregate principal of Contingent Income Buffered Auto-Callable Securities due August 13, 2027, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and an issue price of $1,000 (estimated value on the pricing date: $960.40). The notes pay a contingent coupon at an annual rate of 10.70% on each coupon payment date only if each underlier is at or above its coupon barrier on the related observation date. The securities are linked to the worst performing of three underliers (NDXT Index, KRE Fund, SMH Fund), include a 15% buffer and a minimum payment at maturity equal to 15% of principal. Automatic early redemption may occur on specified redemption determination dates if all underliers meet call thresholds. Investors bear full principal risk and are exposed to issuer credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of structured, principal-at-risk, auto-callable securities due March 1, 2029 linked to the worst performing of the S&P 500® and Russell 2000® indices. The stated principal is $1,000 per security and the pricing date and strike date are February 26, 2026.
The securities feature automatic early redemption based on the first determination date of March 5, 2027 with an early redemption payment of $1,161. If not redeemed, maturity payouts depend on the worst performing underlier: upside participation at a 200% rate, protection down to 75% of initial levels, and full downside exposure below that threshold.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Buffered Participation Securities maturing on August 13, 2027, linked to the Invesco QQQ Trust, Series 1 and the S&P 500® Index. The notes are unsecured, pay no interest and are issued at $1,000 per security in an aggregate principal amount of $442,000, with an estimated value on the pricing date of $987.60.
At maturity, investors receive $1,000 plus 100% of the gain of the worst performing underlier, capped at a maximum payment of $1,307 per security, if both underliers finish above their initial levels. If either underlier is at or below its initial level but both stay at or above 85% of their initial levels, the return is principal only. If either underlier falls below its 85% buffer level, repayment is reduced 1% for each 1% drop beyond the 15% buffer, but not below a minimum payment of 15% of principal.
The securities are not listed on any exchange, may have limited or no secondary market, and all payments depend on Morgan Stanley’s credit. The payoff is based solely on the worst performer on the observation date, so poor performance by either reference can significantly reduce returns or principal.
Morgan Stanley Finance LLC offers Structured Investments — Enhanced Buffered Jump Securities due March 8, 2027. The offering consists of $1,000 stated principal per security, with an aggregate principal amount of $18,100,000, priced at $1,000 per security and issued February 13, 2026.
The securities are principal‑at‑risk notes fully and unconditionally guaranteed by Morgan Stanley. Redemption depends on the worst performing of three underliers (Russell 2000®, S&P 500® Futures Excess Return Index, XLU ETF). If the worst performing underlier is at or above its 75% buffer level on the observation date, holders receive the stated principal plus an $86.50 upside payment (8.65%). If the worst performing underlier falls below its buffer, losses are applied at a downside factor of 1.3333% per 1% beyond the 25% buffer and there is no minimum payment at maturity.
All payments are subject to issuer and guarantor credit risk, the estimated value on the pricing date was $987.10 per security, and secondary market liquidity may be limited. The observation date is March 3, 2027 (subject to postponement).
Morgan Stanley Finance LLC priced a structured note offering. MSFL issued $6,554,000 aggregate principal of contingent income, memory buffered, auto-callable securities due February 13, 2031 with a stated principal of $1,000 per security.
The notes pay a 10.00% contingent coupon when the underlier meets the coupon barrier (70% of the initial level) on observation dates, feature automatic early redemption at the call threshold (100% of the initial level), and a buffer of 15% (buffer level ~85% of initial). The estimated value on the pricing date was $907.10 per security and MS & Co. received a fixed sales commission of $43.50 per security.