Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers $4,100,000 of Trigger Autocallable Notes linked to the Nasdaq-100 Index® due June 26, 2031, fully guaranteed by Morgan Stanley. The Securities have a $10 Issue Price, an estimated Trade Date value of $9.668 per Security and a minimum investment of $1,000.
The notes pay no interest, may be automatically called on quarterly Observation Dates beginning June 29, 2027 if the Underlying closes at or above the Initial Level (29,347.27), and return the principal plus a fixed Call Return Rate of 10.86% per annum (Call Returns increase by Observation Date up to 54.30% at maturity). If not called, repayment at maturity depends on the Final Level relative to the Downside Threshold of 22,010.45 (approximately 75% of the Initial Level); a Final Level below that threshold results in a principal loss proportional to the Underlying Return. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to the Class A ordinary shares of Nebius Group N.V. The securities have a stated principal amount of $1,000 per security, an issue price of $1,000, and an estimated value on the pricing date of $953.10. If the final level on the observation date (scheduled June 28, 2027) is at or above the downside threshold ($141.805, 50% of the initial level), holders will receive the stated principal plus a fixed upside payment of $632.50 (63.25%). If the final level is below the downside threshold, the payment equals the stated principal multiplied by the performance factor (final level / initial level), and investors can lose up to their entire principal. The aggregate principal offered is $600,000. All payments are subject to the issuer’s and guarantor’s credit risk; the securities do not pay interest and are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering $4,510,000 of Step Down Trigger Autocallable Notes due June 28, 2029, fully guaranteed by Morgan Stanley. Each Security has a $10 principal amount and a Trade Date estimated value of $9.667. The notes link to the least performing of the EURO STOXX 50® (SX5E) and the S&P 500® (SPX).
The notes auto-call quarterly beginning June 29, 2027 if both Underlyings close at or above their Initial Underlying Values (or at/above 80% Downside Thresholds on the Final Observation Date). Quarterly fixed Call Return Rates start at 10.66% per annum (Call Price $11.0660) and reach 31.98% at the Final Observation Date (Call Price $13.1980). If not called, repayment at maturity equals $10 × (1 + Underlying Return of the Least Performing Underlying), exposing investors to a 1:1 loss on the least performing index below its Downside Threshold.
Morgan Stanley Finance LLC is offering structured, auto-callable Jump Notes due July 6, 2033 that are fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per note, an estimated value on the pricing date of approximately $937.70 per note, and an automatic early‑redemption feature tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index.
The notes pay no interest. If the underlier’s closing level on any determination date (beginning with June 30, 2027) is greater than or equal to the call threshold level (set at 95% of the initial level), the notes will be automatically redeemed for fixed early redemption payments corresponding to approximately 6.55% per annum. If not redeemed early and the final level on the final determination date (June 30, 2033) is at or above the call threshold level, investors receive a fixed positive payment at maturity; otherwise they receive the stated principal amount.
Morgan Stanley Finance LLC priced a $939,000 offering of Dual Directional Buffered PLUS notes linked to the common stock of Blackstone Inc. Each note has a stated principal amount of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of $985.20. The notes mature on June 28, 2028 and pay at maturity based on the closing level of the underlier on the observation date, subject to a 20% buffer, a 150% leverage factor on upside (capped at $1,628.50 per security), and a 20% minimum payment at maturity.
The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, do not pay interest, and expose investors to Morgan Stanley credit risk as well as market risk in the underlier. The document amends Pricing Supplement No. 16,557 and incorporates the product supplement, tax supplement and prospectus.
Morgan Stanley Finance LLC offers $2,951,000 aggregate principal of callable, principal-at-risk notes fully and unconditionally guaranteed by Morgan Stanley. The securities pay a contingent coupon at an annual rate of 14.00% on each interest period only if the closing level of each underlier meets its coupon barrier on the applicable observation date. The notes are linked to the worst performing of the Dow Jones Industrial Average, the Russell 2000 and the State Street Technology Select Sector SPDR ETF, carry an initial issue price of $1,000 per security and may be redeemed early on specified redemption dates beginning December 22, 2026 if a risk neutral valuation model indicates early redemption is economically rational for the issuer. At maturity on June 22, 2029, investors receive principal if each underlier is at or above its buffer level (80% of initial levels); otherwise payment is reduced by 1% for each 1% decline of the worst performing underlier beyond the 20% buffer, subject to a minimum payment of 20% of principal.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-coupon auto-callable securities linked to Microsoft Corporation common stock, fully and unconditionally guaranteed by Morgan Stanley. The stated principal amount is $1,000 per security. The securities pay a contingent coupon at an annual rate of 13.00% only if the closing level of the underlier on each observation date is at or above a coupon barrier equal to 70% of the initial level. Automatic early redemption occurs on scheduled redemption determination dates (first on January 4, 2027) if the closing level is at or above the call threshold (100% of the initial level); early redemption pays the stated principal plus the applicable contingent coupon. If not redeemed, maturity is August 5, 2027; if the final level is below the downside threshold (70% of the initial level), payment at maturity equals stated principal multiplied by final/initial level, exposing investors to full downside loss. The estimated value on the pricing date is approximately $985.70 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes ("PLUS") linked to the worst performing of the Nasdaq-100 Index, the S&P 500 Index and the Vanguard Information Technology ETF with a stated principal amount of $1,000 per security.
At maturity on July 3, 2031, if the worst performing underlier has appreciated, investors receive the stated principal plus a 178% leverage factor on that appreciation; if any underlier has declined, investors lose 1% of principal for each 1% decline of the worst performing underlier. The estimated value on the pricing date was approximately $972.20 per security. All payments are subject to the credit risk of Morgan Stanley and the securities do not pay interest or guarantee return of principal.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to Microsoft Corporation common stock. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities pay a contingent coupon at an annual rate of 10.75% on observation dates when the underlier meets the coupon barrier and may be automatically redeemed early if the closing level meets the call threshold. The coupon barrier level and downside threshold are each set at 70% of the initial level; the call threshold is 100% of the initial level. If not called and the final level is below the downside threshold, payment at maturity is the stated principal multiplied by the performance factor and could be significantly less than principal or zero. The pricing date and strike date are July 1, 2026, original issue date is July 7, 2026, final observation date is August 2, 2027, and maturity date is August 5, 2027. The estimated value on the pricing date is approximately $971.50 per security. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Digital S&P 500® Index-Linked Notes due August 9, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 Face Amount and a Maximum Settlement Amount of $1,102.60 per note if the Final Underlier Level is at or above the Threshold Level.
Payment at maturity depends on the S&P 500® Index performance from the Strike Date: June 23, 2026 to the Determination Date: August 5, 2027. The notes provide a 10% downside buffer (Threshold Level = 6,628.914, 90% of the Initial Underlier Level) and a Buffer Rate of approximately 111.11%; if the index declines by more than 10%, investors may lose some or all principal. The estimated value on the Trade Date is $988.80 per note and the price to public is $1,000 with agent commissions of $8.30 per note.