Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced a callable, principal-at-risk note program registering an aggregate principal amount of $1,093,000 of Structured Investments—Callable Contingent Income Securities due August 15, 2028.
The securities pay a contingent coupon at an annual rate of 8.55% on each coupon date only if the closing level of each underlier meets or exceeds its coupon barrier (each set at 70% of its initial level). They are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector and the Russell 2000®. If any underlier is below its downside threshold (also 70% of its initial level) at maturity, principal is reduced by the percentage decline of the worst performing underlier, potentially to zero.
The notes are callable starting on the first redemption date and may be redeemed based on the output of a risk neutral valuation model. Estimated value on the pricing date was $952.50 per security; issue price was $1,000 with an agent commission of $22.50.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities due March 1, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a face amount of $1,000, an estimated pricing-date value of $908.10, and a contingent coupon rate to be set on the pricing date of at least 20.15% per annum.
The securities pay monthly contingent coupons (with a memory feature) only if the lowest-performing underlying on each monthly calculation day is at or above its coupon threshold (40% of the starting price). Beginning after approximately six months, the securities may be automatically called if all underlyings meet call thresholds. At maturity holders may lose more than 60% of principal if the lowest-performing underlying falls below its downside threshold.
Morgan Stanley Finance LLC is offering Dual Directional Trigger Jump Securities due March 5, 2031, fully guaranteed by Morgan Stanley. These principal‑at‑risk notes pay no interest and have a $1,000 stated principal amount per security.
At maturity the securities pay: if the EURO STOXX 50® Index has appreciated, $1,000 plus the greater of the index gain or an $438.70 upside payment (43.87%); if the index falls but remains ≥75% of the initial value, you receive $1,000 plus a positive return equal to the absolute percentage decline (capped at 25%); if the index falls below 75% of the initial value, you incur a 1:1 loss in principal. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Auto-Callable Trigger PLUS notes linked to shares of the iShares® Bitcoin Trust ETF (IBIT) due March 3, 2028. Each security has a stated principal amount of $1,000. The notes pay no interest and are automatically redeemed if the determination closing price on the first determination date (March 5, 2027) is greater than or equal to the initial share price for an early redemption payment of at least $1,319 per security. If not called, the maturity payment depends on the final share price on the final determination date (February 29, 2028): up to 150% of upside above the initial share price, a capped positive return if the final price is between the initial price and a downside threshold equal to 75% of the initial share price, or full downside exposure (loss of principal, possibly total) if below that threshold. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley has set 2025 total compensation for its Chairman and CEO, Edward Pick, at $45 million. The board’s Compensation Committee cited his outstanding performance in his second year as CEO and first year as Chairman, highlighting what it described as exceptional firm results and consistent execution of the strategy to raise, manage and allocate capital.
The decision reflects an assessment against long-term strategic priorities focused on strategy, culture, financial strength and growth. About 75% of Mr. Pick’s bonus is deferred over three years, and 100% of that deferred portion will be delivered as performance-vested equity awards, tying a significant share of his pay to future company performance and shareholder outcomes. Further detail on his compensation structure and that of other top executives is expected in the 2026 proxy statement.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to Apple Inc. common stock that mature on February 23, 2029. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities pay a 10.46% annual contingent coupon (about $26.15 per quarter) only for quarterly determination dates when the closing price of the underlying stock is at least 80% of the initial share price (the downside threshold). If the underlying stock closes on or above the initial share price on any of the first eleven determination dates, the securities will be automatically redeemed for principal plus the contingent coupon. If not redeemed, maturity payment depends on the final share price: full principal plus coupon if final share price is at or above the downside threshold, or a principal payment reduced 1-to-1 by the share performance factor if below (which could be less than 80% of principal and could be zero). The pricing date was February 20, 2026 and the original issue date is February 25, 2026. The estimated value on the pricing date was approximately $971.40 per security. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley, and are subject to issuer credit risk and the tax and liquidity risks described in the supplement.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due March 4, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $960.70.
The notes are linked to the worst performing of the Russell 2000® and the S&P 500®. They can auto-redeem on scheduled determination dates starting March 2, 2027, for fixed early redemption payments shown in the supplement. If not redeemed, payoff at maturity depends on final index levels relative to call and downside thresholds (both set at 100% and 70% of initial levels in examples). All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Buffered Jump Securities linked to the S&P 500® Index, with principal at risk and no periodic interest payments. The notes mature on May 25, 2027, based on the index level observed on May 20, 2027.
Each $1,000 security pays at maturity: the principal plus a fixed $93.50 upside payment (a 9.35% gain) if the final index level is at or above the initial level; only principal back if the index is down but not below a 10% buffer; or a loss of 1% of principal for every 1% index decline beyond that buffer, subject to a minimum payment of 10% of principal. The estimated value on the pricing date is approximately $971.30 per security, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering market-linked securities tied to the lowest performer among the EURO STOXX 50® Index, the State Street® Technology Select Sector SPDR® ETF, the State Street® Energy Select Sector SPDR® ETF and the State Street® Health Care Select Sector SPDR® ETF, maturing March 5, 2027.
Each security has a $1,000 face amount, with a participation rate of at least 300% in any positive performance of the lowest performing underlying and a 20% downside buffer. If the lowest performer ends above its starting level, investors receive $1,000 plus leveraged gains based on that index or ETF. If it finishes between 80% and 100% of its starting level, investors receive $1,000 back.
If the lowest performer falls below 80% of its starting level, repayment is reduced in proportion to the decline beyond the 20% buffer, with up to 80% of principal at risk. The estimated value on the pricing date is about $946.90 per security, reflecting structuring and hedging costs. The notes pay no interest, are subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and the minimum investment is $1,000.
Morgan Stanley and Morgan Stanley Capital Services LLC report reduced ownership in AtRenew Inc’s Class A ordinary shares. As of December 31, 2025, Morgan Stanley reports beneficial ownership of 3,976,478 shares, representing 4.5% of the class, and notes it has ceased to be a beneficial owner of more than five percent. Morgan Stanley Capital Services LLC reports beneficial ownership of 3,967,499 shares, also corresponding to 4.5% of the class, with all voting and dispositive powers held on a shared basis.