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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering S&P 500® Index-linked digital notes (Face Amount $1,000 per note) that are unsecured obligations of MSFL and fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return either a capped positive payoff (Maximum Settlement Amount expected between $1,116.80 and $1,137.40 per $1,000) if the Final Underlier Level is at least 90% of the Initial Underlier Level, or a downside cash settlement that can result in a partial or total loss of principal if the Final Underlier Level is below 90% of the Initial Underlier Level. The estimated value on the Trade Date is approximately $997.50 per note. The Determination Date and Stated Maturity Date will be set on the Trade Date (expected term between 16 and 18 months). All payments are subject to issuer credit risk; the Calculation Agent is MS & Co.
Morgan Stanley Finance LLC is offering principal-at-risk, callable contingent income securities due April 11, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent coupon payable at an annual rate of 12.00% only if all three underliers meet coupon barrier levels on each observation date. The securities are linked to the worst performing of the Russell 2000® Index, the State Street® Health Care Select Sector SPDR® ETF (XLV) and the State Street® Technology Select Sector SPDR® ETF (XLK). The issuer may redeem early on specified redemption dates beginning January 11, 2027 if a risk neutral valuation model indicates redemption is economically rational. At maturity, investors either receive principal (if all underliers are at or above their downside thresholds) or a principal payment reduced in proportion to the loss of the worst performing underlier.
Morgan Stanley Finance LLC is offering callable, principal-at-risk structured notes linked to the worst performing of the S&P 500® Index, the State Street Energy Select Sector SPDR® ETF (XLE) and the State Street SPDR® S&P® Regional Banking ETF (KRE). The securities have a $1,000 stated principal amount per security and an issue price of $1,000.
The notes pay a contingent coupon at an annual rate of 12.40% on each coupon payment date only if the closing level of each underlier is at or above its coupon barrier on the related observation date. The securities mature on July 13, 2029 (final observation date July 10, 2029) and are subject to early redemption beginning on January 14, 2027 if a risk neutral valuation model indicates calling is economically rational. If any underlier’s final level is below its downside threshold (70% of initial level), payment at maturity is the stated principal multiplied by the worst performing underlier’s performance factor, which could result in a substantial loss or zero return. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers Principal‑at‑Risk securities linked to the S&P 500® Index. Each note has a $1,000 stated principal amount and will mature on July 22, 2031. If the index is at or above the initial level on the observation date, holders receive the stated principal plus a fixed $475 upside payment per security. If the index falls but remains at or above a 75% downside threshold of the initial level, holders receive the principal plus a positive return equal to the absolute decline multiplied by a 100% participation rate (capped effectively at 25% in these terms). If the final level is below the downside threshold, holders suffer proportional losses to principal (for example, an 85% decline would pay $150 per security). All payments are unsecured and subject to Morgan Stanley’s credit risk; estimated value on the pricing date was approximately $958.60 per security.
Morgan Stanley Finance LLC is offering Buffered PLUS notes linked to the State Street® Technology Select Sector SPDR® ETF with a stated principal amount of $1,000 per security. The notes provide 115% leveraged upside subject to a $1,750 maximum payment and a 20% buffer (80% buffer level). At maturity, investors receive principal plus the leveraged upside if the final level exceeds the initial level; if the final level falls below the buffer level, investors suffer losses beyond the buffer on a 1%-for-1% basis, subject to a minimum payment of 20% of principal. The preliminary pricing supplement shows an estimated value on the pricing date of approximately $981.30 per security and states all payments are subject to the issuer’s and guarantor’s credit risk. The pricing, strike and observation dates are listed and additional terms are governed by referenced supplements and the prospectus.
Morgan Stanley Finance LLC priced a preliminary offering of principal‑at‑risk, auto‑callable structured notes due July 12, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, an early redemption feature with an early redemption payment of $1,208.50 on the first determination date (July 15, 2027), and a participation rate of 150% for upside at maturity.
The notes are linked to the worst performing of the Nasdaq‑100, Russell 2000 and S&P 500 indices; a downside threshold is set at 70% of each underlier's initial level and the securities will pay at maturity either the stated principal, the stated principal plus the upside payment, or an amount reduced in proportion to the worst performing underlier (losses of 1% for each 1% decline below the downside threshold). The pricing and strike dates are July 8, 2026; the estimated value on the pricing date is approximately $960.50 per security.
Morgan Stanley is offering Trigger PLUS principal-at-risk securities due July 20, 2028 through Morgan Stanley Finance LLC, with a stated principal amount of $1,000 per security. The securities link to the Nasdaq-100 and S&P 500 indices, pay no interest and are fully guaranteed by Morgan Stanley.
Key economic terms in this preliminary pricing supplement include an estimated value of approximately $973.20 on the pricing date, a leverage factor of 114.50% for upside, and a downside threshold equal to 70% of each underlier's initial level. The observation date is July 17, 2028 (maturity July 20, 2028), and the payment at maturity is determined by the performance of the worst performing underlier, which can result in full loss of principal.
Morgan Stanley is offering principal‑at‑risk structured notes issued by Morgan Stanley Finance LLC due February 1, 2029 with an issue price of $1,000 per security and an estimated value on the pricing date of approximately $956.80. The notes pay a contingent coupon at an annual rate of 5.50% on each coupon payment date only if the closing level of both the Nasdaq-100 Index and the Russell 2000 Index are at or above their coupon barrier levels on the related observation dates. The notes are automatically redeemable on specified redemption determination dates if both underliers meet call thresholds (90% of initial level). At maturity investors either receive principal or incur losses tied to the worst performing underlier beyond a 20% buffer, subject to a minimum payment of 20% of principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk notes due July 22, 2031, fully guaranteed by Morgan Stanley, linked to the EURO STOXX 50® Index. The notes have a $1,000 stated principal and an issue price of $1,000. At maturity the payoff depends on the index level on the observation date: if the final level is at or above the initial level investors receive principal plus the greater of the index percent gain or an $510 upside payment (51%). If the final level is below the initial level but at or above a 75% downside threshold, investors receive principal plus a positive return equal to the absolute decline multiplied by a 100% participation rate (capped effectively at 25%). If the final level is below the 75% threshold, investors lose 1% of principal for each 1% decline in the index, and could lose their entire investment. Estimated value on pricing date is approximately $950.90 per security.
Morgan Stanley Finance LLC offers principal‑at‑risk structured notes linked to the S&P 500® Index with a stated principal amount of $1,000 per security and an issue price of $1,000. The securities mature on July 29, 2027 and pay a fixed upside payment of $101.30 (10.13%) if the final level is greater than or equal to the downside threshold; otherwise the payment at maturity equals the stated principal amount multiplied by the performance factor and could be significantly less or zero. The estimated value on the pricing date was approximately $985.50 per security and all payments are subject to the credit risk of Morgan Stanley and MSFL. The offering includes placement agent fees of up to $10.42 per $1,000 stated principal amount and proceeds to the issuer of $989.58 per security. Terms are subject to the accompanying product supplement, index supplement, tax supplement and prospectus.