Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering Trigger Autocallable Notes totaling $9,171,960 linked to the Russell 2000® Index due February 27, 2031. The securities have a Call Return Rate of 9.30% per annum, an Initial Level of 2,663.329 and a Downside Threshold of 1,997.497 (≈75% of the Initial Level). Quarterly Observation Dates begin March 1, 2027 (first callable date) and, if an Observation Date closing level is at or above the Initial Level, the notes will be automatically called at fixed Call Prices shown in the supplement. If not called, maturity is February 27, 2031, and repayment depends on the Final Level: if the Final Level is below the Downside Threshold, investors suffer losses proportionate to the index decline and may lose their entire principal. All payments are subject to Morgan Stanley’s credit risk and there may be little or no secondary market.
Morgan Stanley Finance LLC issues principal-at-risk, auto-callable securities with aggregate principal $4,353,000. The securities reference the worst performing of Apple Inc. and Amazon.com, with initial levels of $274.23 (AAPL) and $210.64 (AMZN) on February 25, 2026.
If on any determination date each underlier meets its call threshold (100% of initial level), the notes auto-redeem for increasing fixed early payments (first possible determination date March 4, 2027). At maturity (March 1, 2029), investors receive $1,573.00 if both underliers achieved redemption events; otherwise payment is either the stated principal or the stated principal multiplied by the performance factor of the worst performing underlier (downside thresholds are 70% of initial levels).
The issue price is $1,000 per security, estimated value on pricing date was $949.70, and agent commission was $25 per security.
Morgan Stanley Finance LLC priced $1,113,000 aggregate principal of Variable Income Auto-Callable Notes due February 27, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes reference the worst-performing common stock of Broadcom (AVGO), NVIDIA (NVDA) and Oracle (ORCL).
The notes pay a monthly variable coupon equal to either a 8.60% (higher coupon) or a 0.25% (lower coupon) depending on each observation date vs. coupon barrier levels (80% of initial levels). They can be automatically redeemed after the first redemption determination date of February 24, 2027 for the stated principal plus the higher coupon if each underlier meets its call threshold on a redemption determination date. The notes are unsecured, not exchange-listed, and all payments are subject to issuer credit risk.
Morgan Stanley priced a primary offering of Fixed Rate Notes with an aggregate principal amount of $250,000. The notes pay interest at 3.70% per annum, semi-annually, and mature on February 27, 2030. The issue price is $1,000 per note and the estimated value on the pricing date was $984.40 per note. Commissions of $5 per note are charged and proceeds treatment is described in the supplement; proceeds are for general corporate purposes.
Morgan Stanley priced and is issuing fixed rate notes due 2029 with an aggregate principal amount of $825,000.
The notes pay interest at 3.60% per annum semi‑annually, have a stated principal of $1,000 per note, an estimated value on the pricing date of $988.20 per note, and mature on February 27, 2029. Payments are subject to the credit risk of Morgan Stanley.
Morgan Stanley priced $331,000 aggregate principal of fixed-rate notes due 2031. The notes carry a 3.80% per annum fixed interest rate, pay semi‑annually on February 27 and August 27 (initial payment August 27, 2026), and mature on February 27, 2031. Each note has a stated principal and issue price of $1,000, an estimated value on the pricing date of $978.80 per note, and dealer commissions of $9 per note. All payments are subject to Morgan Stanley's credit risk; proceeds are for general corporate purposes.
Morgan Stanley Finance LLC priced $300,000 aggregate principal of principal‑at‑risk, contingent‑coupon auto‑callable notes due March 1, 2029. Each security has a $1,000 stated principal amount, an issue price of $1,000, an estimated value on the pricing date of $919.40, and a fixed sales commission of $5 per security.
The notes pay a contingent coupon at an annual rate of 13.55% on coupon payment dates only if the closing level of each underlier meets its coupon barrier on the related observation date. The securities are linked to the iShares® Silver Trust (SLV), the Nasdaq‑100® Technology Sector (NDXT) and the Russell 2000® Index (RTY), use the worst performing underlier for payoff determination, and are fully and unconditionally guaranteed by Morgan Stanley. Key trigger levels set the call threshold at 100% of initial levels and the coupon barrier and downside threshold at approximately 60% of initial levels. If any underlier finishes below its downside threshold at maturity, investors bear a loss equal to the percentage decline of the worst performing underlier.
Morgan Stanley Finance LLC issues Principal-at-Risk notes — $734,000 aggregate principal amount of unsecured, guaranteed structured notes due February 27, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and was issued at $1,000.
The notes pay a 11.50% annual contingent coupon on observation dates when the underlier meets the coupon barrier of 60% of the initial level (1,684.776). Automatic early redemption is possible if the underlier reaches the call threshold (initial level 2,807.96) on any redemption determination date beginning August 24, 2026. If not redeemed, maturity payment returns principal only if the final level is at or above the downside threshold (1,684.776); otherwise holders incur proportional losses equal to the underlier decline.
Morgan Stanley Finance LLC offers principal-at-risk, auto-callable notes linked to the worst performing of the SPDR® Gold Trust (GLD) and the VanEck® Semiconductor ETF (SMH), fully and unconditionally guaranteed by Morgan Stanley.
The securities are issued at a stated principal amount of $1,000 per security, with a pricing and strike date of March 4, 2026, original issue date March 9, 2026 and maturity on March 7, 2031. The first determination date for automatic early redemption is March 11, 2027; if both underliers are at or above their call threshold (100% of initial levels) on that date the securities automatically redeem for an early redemption payment of $1,431.50 per security. The participation rate for upside at maturity is 150%. The downside threshold for each underlier is 50% of its initial level, and if the worst performing underlier finishes below that threshold the payment at maturity equals the stated principal amount multiplied by the worst performing underlier’s performance factor, which could result in a loss of up to the entire principal. The document states an estimated value on the pricing date of approximately $903.60 per security.
Morgan Stanley Finance LLC priced a structured note offering—Dual Directional Trigger PLUS notes due February 28, 2030 linked to the Nasdaq-100® Technology Sector (NDXT) and the Russell 2000® Index (RTY).
Each security has a $1,000 stated principal amount; aggregate principal is $215,000. The notes provide a 116% leverage factor on upside, an absolute return participation rate of 50%, and a downside threshold at 70% of initial levels. The estimated value on the pricing date was $926.30.