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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers Structured Investments — Enhanced Buffered Jump Securities — fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a fixed upside payment of at least $155 (15.50%). The securities mature on July 13, 2027 with an observation date of July 8, 2027. If the final level is at or above the buffer level (85% of the initial level), holders receive principal plus the upside payment. If the final level is below the buffer level, holders incur a loss equal to the underlier decline beyond the 15% buffer multiplied by a 1.1765 downside factor; there is no minimum payment at maturity. The estimated value on the pricing date was approximately $984.30 and the issue price is $1,000 per security (agent commission $10, proceeds to issuer $990).
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due July 29, 2027 that reference the S&P 500® Index and are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000.
At maturity investors receive the stated principal plus a fixed upside payment of $91 (9.10%) if the final level is at or above the downside threshold (80% of the initial level). If the final level is below the downside threshold, the payment equals the stated principal multiplied by final/initial level (1% loss per 1% index decline), and could be zero. Estimated value on the pricing date is approximately $985.50 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes linked to IBM stock. Each security has a $1,000 stated principal amount, a fixed upside payment of $164.40 and a 25% buffer (buffer level $197.22), with downside losses multiplied by a 1.3333 downside factor. The securities settle on July 12, 2027, with observation on July 7, 2027, and are guaranteed by Morgan Stanley. The estimated value on the pricing date was approximately $984.20 and the issue price is $1,000 per security.
Morgan Stanley Finance LLC is offering principal-at-risk callable contingent income securities linked to the worst performing of the Dow Jones Industrial Average, the Russell 2000® Index and the State Street® Technology Select Sector SPDR® ETF. Each security has a $1,000 stated principal amount, a 13.80% per annum contingent coupon and a maturity on July 6, 2029. Coupons are paid only if the closing level of each underlier meets or exceeds its coupon barrier on specified observation dates; principal is repaid at maturity only if each underlier is at or above its downside threshold, otherwise the payment equals the stated principal multiplied by the performance factor of the worst performing underlier. The notes are callable beginning on January 7, 2027 based on the output of a risk neutral valuation model selected by the calculation agent. All payments are subject to issuer and guarantor credit risk; the estimated value on the pricing date was approximately $982.80 per security.
Morgan Stanley Finance LLC priced Principal at Risk securities linked to the S&P 500® Index. Each security has a $1,000 stated principal amount and a fixed $81 upside payment (8.10%) if the final level on the observation date is at or above the downside threshold. The initial level is 7,358.22 (strike date June 24, 2026), the downside threshold is 5,518.665 (75% of the initial level), the observation date is July 26, 2027, and maturity is July 29, 2027. If the final level is below the downside threshold, the payment equals the stated principal multiplied by the performance factor (final level ÷ initial level), and investors may lose up to their entire principal. The estimated value on the pricing date was approximately $985.50 per security and the issue price is $1,000 per security. All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-coupon, auto-callable notes linked to Meta Platforms, Inc. Class A common stock. Each security has a $1,000 stated principal amount and a $1,000 original issue price. The notes pay a contingent coupon at an annual rate of 10.38% on specified observation dates if the closing level of the underlier meets the coupon barrier (70% of the initial level). The notes are automatically redeemed early if the closing level on a redemption determination date is at or above the call threshold (initial level). At maturity, if the final level is below the buffer level (70% of initial), investors suffer a loss calculated with a downside factor of 1.4285; there is no minimum payment. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes linked to the common stock of Micron Technology, Inc. (underlier) with a stated principal amount of $1,000 per security and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 43.08% on observation dates when the closing level of the underlier is at or above the coupon barrier ($629.106, 60% of the initial level). The notes may be automatically redeemed early if the closing level meets or exceeds the call threshold ($1,048.51) on specified redemption determination dates. If not redeemed, maturity payment depends on the final level relative to the buffer level ($629.106, 60%): holders receive full principal if the final level is at or above the buffer level; if below, investors suffer losses equal to 1.6667% of principal for each 1% decline beyond the 40% buffer. Estimated value on the pricing date was approximately $987.60 per security. All payments are subject to Morgan Stanley and MSFL credit risk and tax treatment is uncertain.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with an Auto-Callable feature, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security, an issue price of $1,000, a pricing and strike date of July 1, 2026, an original issue date of July 7, 2026 and maturity on July 7, 2031. The securities pay no interest, include an automatic early redemption if the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index meets the call threshold on a determination date (first determination date July 2, 2027), and offer a 15% buffer with a minimum payment at maturity equal to 15% of principal. The document states an estimated value on the pricing date of approximately $907.90 per security and notes all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC issued a Preliminary Pricing Supplement dated June 25, 2026 for market-linked, principal-at-risk securities linked to the common stock of Vicor Corporation due June 29, 2029.
The securities have a face amount of $1,000 per security, an estimated value on the pricing date of $939.20 ("within $30.00 of that estimate"), a 150% participation rate in upside performance, a 40% downside buffer and an automatic call feature with a call payment representing at least a 28.00% call premium. The pricing date is June 26, 2026 and the original issue date is July 1, 2026. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is issuing principal‑at‑risk, dual‑underlier buffered participation securities with a stated principal amount of $1,000 per security. The securities mature on August 26, 2027 and reference the Nasdaq‑100 and S&P 500 indices, with the payment at maturity determined by the worst performing underlier on the August 23, 2027 observation date.
Terms include a 15% buffer (85% buffer level), 100% upside participation capped at a $1,189 maximum payoff per security, an estimated value on the pricing date of $983.30 per security, and an aggregate offering size of $4,100,000. All payments are subject to issuer and guarantor credit risk.