Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley priced $331,000 aggregate principal of fixed-rate notes due 2031. The notes carry a 3.80% per annum fixed interest rate, pay semi‑annually on February 27 and August 27 (initial payment August 27, 2026), and mature on February 27, 2031. Each note has a stated principal and issue price of $1,000, an estimated value on the pricing date of $978.80 per note, and dealer commissions of $9 per note. All payments are subject to Morgan Stanley's credit risk; proceeds are for general corporate purposes.
Morgan Stanley Finance LLC priced $300,000 aggregate principal of principal‑at‑risk, contingent‑coupon auto‑callable notes due March 1, 2029. Each security has a $1,000 stated principal amount, an issue price of $1,000, an estimated value on the pricing date of $919.40, and a fixed sales commission of $5 per security.
The notes pay a contingent coupon at an annual rate of 13.55% on coupon payment dates only if the closing level of each underlier meets its coupon barrier on the related observation date. The securities are linked to the iShares® Silver Trust (SLV), the Nasdaq‑100® Technology Sector (NDXT) and the Russell 2000® Index (RTY), use the worst performing underlier for payoff determination, and are fully and unconditionally guaranteed by Morgan Stanley. Key trigger levels set the call threshold at 100% of initial levels and the coupon barrier and downside threshold at approximately 60% of initial levels. If any underlier finishes below its downside threshold at maturity, investors bear a loss equal to the percentage decline of the worst performing underlier.
Morgan Stanley Finance LLC issues Principal-at-Risk notes — $734,000 aggregate principal amount of unsecured, guaranteed structured notes due February 27, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and was issued at $1,000.
The notes pay a 11.50% annual contingent coupon on observation dates when the underlier meets the coupon barrier of 60% of the initial level (1,684.776). Automatic early redemption is possible if the underlier reaches the call threshold (initial level 2,807.96) on any redemption determination date beginning August 24, 2026. If not redeemed, maturity payment returns principal only if the final level is at or above the downside threshold (1,684.776); otherwise holders incur proportional losses equal to the underlier decline.
Morgan Stanley Finance LLC offers principal-at-risk, auto-callable notes linked to the worst performing of the SPDR® Gold Trust (GLD) and the VanEck® Semiconductor ETF (SMH), fully and unconditionally guaranteed by Morgan Stanley.
The securities are issued at a stated principal amount of $1,000 per security, with a pricing and strike date of March 4, 2026, original issue date March 9, 2026 and maturity on March 7, 2031. The first determination date for automatic early redemption is March 11, 2027; if both underliers are at or above their call threshold (100% of initial levels) on that date the securities automatically redeem for an early redemption payment of $1,431.50 per security. The participation rate for upside at maturity is 150%. The downside threshold for each underlier is 50% of its initial level, and if the worst performing underlier finishes below that threshold the payment at maturity equals the stated principal amount multiplied by the worst performing underlier’s performance factor, which could result in a loss of up to the entire principal. The document states an estimated value on the pricing date of approximately $903.60 per security.
Morgan Stanley Finance LLC priced a structured note offering—Dual Directional Trigger PLUS notes due February 28, 2030 linked to the Nasdaq-100® Technology Sector (NDXT) and the Russell 2000® Index (RTY).
Each security has a $1,000 stated principal amount; aggregate principal is $215,000. The notes provide a 116% leverage factor on upside, an absolute return participation rate of 50%, and a downside threshold at 70% of initial levels. The estimated value on the pricing date was $926.30.
Morgan Stanley Finance LLC priced a series of principal-at-risk notes called Trigger PLUS linked to the worst performing of the Dow Jones Industrial Average and the S&P 500. Each note has a $1,000 stated principal, was issued at $1,000 and has an estimated value on the pricing date of $935.20. The notes pay no interest, mature on February 27, 2031, and reference a single observation date of February 24, 2031.
At maturity the payout depends on the worst performing underlier: if both underliers finish above their initial levels investors receive principal plus a leveraged upside equal to 118% times the underlier percent change; if the worst performing underlier finishes between its initial level and a 70% downside threshold, investors receive principal; if the worst performing underlier finishes below the 70% threshold investors lose 1% of principal for each 1% decline and could lose the entire investment. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Structured Investments Jump Notes due February 23, 2029, linked to the worst performing of Microsoft, Tesla and NVIDIA and fully guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per note and an aggregate principal amount of $325,000. The issue price is $1,000 per note, the estimated value on the pricing date is $956.50 per note, and selected dealers receive a $30 commission per note.
The notes pay no interest, may be automatically redeemed on specified determination dates for fixed early redemption payments (e.g., $1,085.50 and $1,171.00 per note), and pay either a fixed positive payment at maturity (e.g., $1,256.50 per note if call thresholds are met) or the stated principal if the worst performing underlier is below its call threshold. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Enhanced Buffered Jump Securities linked to the common stock of SoFi Technologies, Inc., with the securities fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and an upside payment of $272.50 (27.25%).
Key terms: strike and pricing date March 3, 2026, original issue date March 6, 2026, observation date June 3, 2027 (subject to postponement), and maturity date June 8, 2027. The structure provides a 25% buffer (buffer level = 75% of the initial level) and a minimum payment at maturity of 25% of stated principal. All payments remain subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk, auto‑callable securities with a stated principal amount of $1,000 per security. The securities can automatically redeem on scheduled determination dates beginning March 15, 2027 for fixed early redemption payments up to $1,526.50. At maturity on December 11, 2030, investors receive $1,555.75 if each underlier meets the call threshold; otherwise they may receive the stated principal or an amount that falls 1% for each 1% decline in the worst performing underlier. The notes reference the Dow Jones Industrial, Nasdaq‑100 Technology Sector and Russell 2000 indices, use call threshold levels equal to 100% of initial levels and downside thresholds equal to 70% of initial levels, and are unsecured obligations of MSFL fully guaranteed by Morgan Stanley. All payments are subject to Morgan Stanley credit risk. The estimated value on the pricing date was approximately $944.10 per security.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to the EURO STOXX 50® Index with a $1,000 stated principal amount per security and an original issue price of $1,000 per security. The securities pay no interest, have limited principal protection down to a 75% downside threshold, and provide an upside payment of $467.50 per security if the final index level meets or exceeds the initial level. The estimated value on the pricing date was approximately $936.10 per security. All payments are subject to Morgan Stanley Finance LLC's and Morgan Stanley's credit risk; investors may lose their entire investment.