Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is pricing Principal‑at‑Risk, auto‑callable notes linked to the EURO STOXX 50® Index due March 7, 2030. Each note has a $1,000 stated principal amount and an original issue price of $1,000. The securities can auto‑redeem on the first determination date March 10, 2027 for an early redemption payment of $1,160 if the underlier meets the 100% call threshold. If not auto‑redeemed, final payoff depends on the index level at final determination on March 4, 2030: investors may receive upside via a 150% participation rate, return of principal, or suffer pro rata principal loss below an 80% downside threshold. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers Buffered PLUS notes linked to the iShares® Bitcoin Trust ETF, with principal at risk and a March 16, 2029 maturity. Each security has a stated principal amount of $1,000, a 150% leverage factor for upside exposure, an 80% buffer level (20% buffer amount), a capped maximum payment at maturity of $2,110 to $2,120 per security, and a minimum payment of 20% of principal.
The observation/strike date is March 13, 2026 and the original issue date is March 18, 2026. Estimated value on the pricing date is approximately $942.60 per security. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; payments are subject to Morgan Stanley’s credit risk. The securities do not pay interest; downside exposure applies if the final level falls below the buffer.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, auto-callable structured notes linked to the iShares® Bitcoin Trust ETF, fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount and an estimated value on the pricing date of $963.40 per security.
The notes pay no interest, carry 150% participation in upside at maturity, and include an automatic early redemption on March 17, 2027 if the underlier closes at or above the call threshold (100% of the initial level), with an early redemption payment set between $1,285 and $1,335. At maturity March 16, 2029, investors either receive principal plus upside, principal only, or suffer pro rata losses if the final level is below the downside threshold (60% of the initial level).
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due March 16, 2029, linked to the performance of the iShares® Bitcoin Trust ETF and fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount per security, an automatic early redemption feature with a $1,230 to $1,280 early redemption payment if the underlier meets the call threshold on the first determination date, and a 150% participation rate for any upside at maturity.
The notes pay no regular interest, expose investors to full credit risk of Morgan Stanley, and can result in losses of principal if the final level of the underlier falls below the downside threshold (set at 60% of the initial level). Key dates in the pricing supplement include a strike/pricing date of March 13, 2026, a first determination date of March 17, 2027, and a final determination date of March 13, 2029.
Morgan Stanley Finance LLC is offering Structured Investments Callable Jump Notes due March 4, 2031, fully guaranteed by Morgan Stanley. The offering totals $100,000 in aggregate principal at $1,000 per note, issued on March 4, 2026.
The notes are linked to the worst performing of the Nasdaq-100® Technology Sector, the Russell 2000® and the S&P 500®. Payment at maturity, if not called, equals the stated principal plus an upside payment equal to 125% times the percent change of the worst performing underlier; if any underlier’s final level is equal to or below its initial level, you receive only stated principal.
Notes are callable beginning March 10, 2027; redemption payments are fixed by date (rising from $1,120 to $1,590 per note on later dates). The estimated value on the pricing date was $978.40 per note. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Structured Investments Market-Linked Notes due March 4, 2031, fully and unconditionally guaranteed by Morgan Stanley. The offering is for $1,111,000 aggregate principal in denominations of $1,000 per note. Each note pays no interest and at maturity will return the stated principal plus an upside payment if the final level of the S&P 500® Futures Excess Return Index exceeds the initial level (initial level 557.04 on the strike date). The participation rate is 125%. The estimated value on the pricing date was $989.00 per note; the issue price is $1,000 per note, which embeds selling, structuring and hedging costs. Payments are subject to issuer credit risk and the notes will not be exchange listed.
Morgan Stanley Finance LLC prices structured, principal‑at‑risk notes linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and an $410 upside payment (41%), a 15% buffer and a maximum payment at maturity of $1,600 (160%).
The strike and pricing dates are March 26, 2026, the original issue date is March 31, 2026, the observation date is March 26, 2031 (subject to postponement) and the maturity date is March 31, 2031. The estimated value on the pricing date is approximately $949.80. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk; investors may lose a significant portion of principal if the final level is below the buffer.
Morgan Stanley Finance LLC is offering $24,253,000 aggregate principal amount of Structured Investments (contingent income, memory buffered, auto-callable) tied to NVIDIA Corporation common stock, due March 17, 2027.
The notes have a $1,000 stated principal amount, a contingent coupon at an annual rate of 22.16%, automatic early redemption opportunities on scheduled determination dates beginning June 12, 2026, and an 80% buffer level. At maturity investors either receive principal (if final level ≥ buffer) or suffer losses equal to 1.25% times each 1% decline beyond the 20% buffer, with no minimum payment. All payments are subject to Morgan Stanley Finance LLC credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering $275,000 aggregate principal of Dual Directional Buffered Jump Securities (principal at risk notes) due March 2, 2029, fully and unconditionally guaranteed by Morgan Stanley.
The securities have a $1,000 stated principal amount per security, an estimated value on the pricing date of $949.70 and a fixed early redemption payment of $1,276 if each underlier meets its call threshold on the first determination date (March 2, 2027). Payouts are linked to the worst performing common stock of Microsoft, Alphabet (Class A) and NVIDIA, include a 30% buffer, an upside participation rate of 300% and an absolute return participation rate of 100%, and carry a 30% minimum payment at maturity.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Structured Investments — Enhanced Buffered Jump Securities linked to the S&P 500® Index with a stated principal amount of $1,000 per security. The securities pay no interest and are principal-at-risk.
The terms include a strike date and pricing date of March 26, 2026, an original issue date of March 31, 2026, an observation date of March 27, 2028, and a maturity date of March 30, 2028. If the final level is ≥ the buffer level (90% of the initial level), holders receive the stated principal plus an upside payment of $134 (13.40%). If the final level is below the buffer level, holders incur a 1% loss of principal for each 1% decline beyond the 10% buffer, subject to a minimum payment of 10% of principal. The document shows an estimated value on the pricing date of approximately $959.80 per security and discloses that all payments are subject to Morgan Stanley's credit risk.