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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Trigger Jump Securities due July 7, 2027, linked to the worst-performing of Micron Technology, Inc. and Nebius Group N.V. The securities have a $1,000 stated principal amount, an aggregate principal amount of $1,150,000, and an upside payment of $950 per security if neither underlier breaches its downside threshold. If the worst performing underlier is below its 50% downside threshold on the observation date, investors lose in proportion to that decline (no minimum payment). Payments are subject to the credit risk of Morgan Stanley and MSFL.
Morgan Stanley Finance LLC priced a contingent-income, principal-at-risk note with an aggregate principal amount of $922,000, issued at $1,000 per security and fully and unconditionally guaranteed by Morgan Stanley. The notes mature on June 27, 2031 and reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index.
The securities pay a contingent coupon at an annual rate of 11.25% only if the underlier’s closing level meets the coupon barrier on observation dates; they have a call threshold equal to the initial level (1,344.60), a coupon barrier of 1,008.45 (75% of the initial level) and a buffer level of 1,142.91 (85% of the initial level). If not called and the final level is below the buffer, principal losses occur pro rata beyond the 15% buffer, subject to a 15% minimum payment at maturity. The estimated value on pricing was $905.00 per security; dealer commissions of $46 per security are included in the issue price.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities linked to Meta Platforms, Inc. class A common stock, due July 9, 2027, and fully and unconditionally guaranteed by Morgan Stanley. The offering totals $580,000 aggregate principal at a stated principal amount of $1,000 per security and an issue price of $1,000 per security.
The securities pay no interest and provide a fixed upside payment of $149.30 per security (14.93%) if the final level on the observation date is greater than or equal to the buffer level. The securities include a 20% buffer (buffer level = $449.76, 80% of the initial level) and a downside factor of 1.25; if the final level is below the buffer, investors lose 1.25% of principal for each 1% decline beyond the buffer and could lose their entire investment. Estimated value on the pricing date was $985.40 per security; the original issue price includes issuance, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable securities tied to IBM stock. The securities have a $1,000 stated principal amount, an original issue date of June 29, 2026, and mature on June 29, 2028. Automatic early redemption can occur on scheduled determination dates beginning July 1, 2027 if the closing level of IBM is at or above the call threshold of $262.96. Early redemption payments range from $1,225.00 to $1,393.75 on the four scheduled early redemption dates; the payment at maturity can be $1,450.00, the stated principal, or a principal amount reduced pro rata if the final level is below the downside threshold of $123.591. All payments are unsecured and subject to Morgan Stanley's credit risk. The estimated value on the pricing date was $980.10 per security.
Morgan Stanley Finance LLC priced $701,000 of structured Jump Notes due June 27, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest, have a 125% participation rate on the appreciation of the worst-performing underlier (AMZN, NVDA, TSLA) and feature an automatic early redemption on the first determination date (June 24, 2027) for an early redemption payment of $1,216.50 per $1,000 note if each underlier is at or above an 85% call threshold. The stated principal amount is $1,000 per note and the estimated value at pricing was $981.50 per note. All payments are subject to Morgan Stanley's credit risk; the notes are unsecured and will not be listed on an exchange.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities linked to Meta Platforms, Inc. class A common stock, with an aggregate principal amount of $500,000 and a stated principal amount of $1,000 per security. The securities are fully and unconditionally guaranteed by Morgan Stanley and pay no interest. At maturity on July 9, 2027, if the final level is at or above the buffer (15% below the initial level), holders receive the stated principal plus a fixed upside payment of $184.40 (18.44%). If the final level is below the buffer, losses apply at a downside factor of 1.1765, and investors may lose some or all principal. The observation date is July 6, 2027 (subject to postponement). The issue price is $1,000 and the estimated value on the pricing date was $985.30.
Morgan Stanley Finance LLC issued Principal-at-Risk auto-callable notes linked to the State Street SPDR S&P Regional Banking ETF with an aggregate principal amount of $1,685,000. Each security has a $1,000 stated principal amount and an issue price of $1,000 (estimated value on the pricing date: $971.00).
The notes pay a contingent coupon at an annual rate of 9.00% only when the underlier’s closing level on each observation date is at or above the coupon barrier ($51.779, 70% of the initial level). The notes are subject to automatic early redemption if the closing level meets or exceeds the call threshold ($73.97, 100% of the initial level) on any redemption determination date. At maturity, if the final level is below the downside threshold ($51.779), payoff equals the stated principal multiplied by the performance factor (final level / initial level), exposing investors to losses of up to 100% of principal. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a contingent-income, principal-at-risk auto-callable note offering: $1,000 stated principal per security, aggregate $1,965,000, original issue price $1,000 and an estimated value of $968.60 on the pricing date. The notes mature on December 30, 2027 with a 10.20% per annum contingent coupon payable only if each underlier meets its coupon barrier on observation dates.
The securities are linked to the worst performing of the Nasdaq-100® Technology Sector (NDXT), the Russell 2000® (RTY) and the S&P 500® (SPX). Call thresholds equal 100% of initial levels; coupon barrier and downside threshold levels equal 70% of initial levels. If not auto-redeemed, final payment returns principal only if each underlier ≥ its downside threshold; otherwise payment at maturity equals stated principal × performance factor of the worst performing underlier, which can result in substantial loss of principal. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities tied to the S&P 500® Futures Excess Return Index with a 202% leverage factor and a five-year term maturing on June 27, 2031. The stated principal amount is $1,000 per security and the aggregate principal offered is $4,784,000. The securities provide a 20% buffer on losses and a 20% minimum payment at maturity; if the final index level is above the initial level, investors receive the stated principal plus leveraged upside, while losses beyond the buffer reduce principal on a 1:1 basis. All payments are subject to the issuer and guarantor credit risk of Morgan Stanley.
Morgan Stanley Finance LLC priced Principal-at-Risk buffered, auto-callable notes tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with a stated principal amount of $1,000 per security and an aggregate principal amount of $1,511,000. The securities may auto-redeem on specified determination dates for fixed early redemption payments that imply approximately 18.00% per annum; if not redeemed, maturity payments depend on the final index level relative to a call threshold (initial level 1,344.60) and a 15% buffer, with downside exposure below the buffer and a minimum payment of 15% of principal. All payments are unsecured and subject to Morgan Stanley's credit risk, and the estimated value on the pricing date was $909.90 per security.