Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes called Step-Down Jump Securities with an auto-call feature, each with a $1,000 stated principal amount and scheduled to mature on February 23, 2029.
The notes are linked to an equally weighted basket of Amazon, Broadcom, Alphabet, Meta and Micron stocks. Starting August 17, 2026, they are automatically redeemed if the basket is at or above specified call thresholds, paying fixed early redemption amounts that correspond to about 12.25% per year.
If not called, maturity payoff depends on the basket: a fixed $1,367.50 per note if the final level is at least 90% of the initial level, return of principal if between 65% and 90%, and a proportional loss of principal if below 65%, potentially down to zero. The estimated value on the pricing date is approximately $935.70 per note, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The securities are unsecured, subject to Morgan Stanley’s credit risk and may have limited secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing principal-at-risk contingent income auto-callable securities due February 16, 2028, linked to the worst performer of the iShares MSCI EAFE ETF, Russell 2000 Index and State Street Utilities Select Sector SPDR ETF.
Each $1,000 security offers a 6.75% annual contingent coupon, paid only if all underliers close at or above their coupon barriers (70% of initial levels) on observation dates. The notes may be automatically redeemed quarterly from August 2026 if all underliers are at or above their 100% call thresholds.
If not called and any underlier finishes below its 70% downside threshold, repayment of principal is reduced 1% for every 1% decline of the worst underlier and can fall to zero. The issue size is $1,539,000, with estimated value on the pricing date of $958.70 per $1,000 and all payments subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, dual directional buffered participation securities maturing in February 2028, linked to the S&P 500® Index and fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and all payments depend on Morgan Stanley’s credit.
At maturity, investors receive $1,000 plus index-linked upside, capped by a maximum payoff of $1,194 per security, or may earn up to 15% if the index declines but stays within a 15% buffer. If the index falls beyond the 15% buffer, principal is reduced 1% for each additional 1% decline, with a minimum payment of 15% of principal. The securities are not listed on an exchange and may have limited liquidity, and their estimated value on pricing is expected to be below the $1,000 issue price.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $11,868,000 of digital EURO STOXX 50® Index-linked notes due January 28, 2028. Each $1,000 note pays no interest and is principal at risk.
At maturity, if the EURO STOXX 50® final level is at least 85% of its initial level of 6,047.06, investors receive a fixed $1,164.50 per note (116.45% of face value). If the index falls more than 15%, repayment is reduced using a buffer rate of about 117.65%, and investors can lose up to their entire investment.
The notes are unsecured, not listed on any exchange, and all payments depend on Morgan Stanley’s credit. The estimated value on the trade date (February 10, 2026) is $993.80 per note, reflecting issuing, structuring and hedging costs included in the $1,000 issue price.
Morgan Stanley Finance LLC is offering $744,000 of contingent income auto-callable securities linked to Tesla, Inc. common stock, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000, with estimated value of $978.10 on the pricing date.
The notes pay a contingent coupon at 17.75% per annum only if Tesla’s closing level is at or above the coupon barrier of $256.962 (60% of the initial level) on observation dates. They may be automatically redeemed on specified redemption determination dates if Tesla closes at or above the call threshold of $428.27, returning principal plus the applicable coupon.
If not called, and at maturity on February 16, 2028 Tesla is at or above the downside threshold of $256.962, investors receive principal (and any final coupon). If it finishes below that level, repayment is reduced 1% for each 1% decline from the initial level, potentially to zero. Payments depend on Morgan Stanley’s credit, and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering principal-at-risk “Jump Securities with Auto-Callable Feature” linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index, each security having a stated principal amount and issue price of $1,000.
The notes pay no interest and may be automatically redeemed starting on February 24, 2027 if each index is at or above its call threshold (100% of its initial level), for early redemption payments rising from $1,133.50 to $1,534.00, equivalent to about 13.35% per year. If held to February 21, 2031 and all indices are at or above their call thresholds, investors receive $1,667.50 per security.
If, at maturity, any index is below its call threshold but all remain at or above 70% downside thresholds, only principal is returned. If any index ends below its 70% downside threshold, principal is reduced 1% for every 1% decline in the worst index and can be lost entirely. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of approximately $974.60 per security.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering callable fixed-income securities due February 23, 2028 linked to the common stock of Blackstone Inc. Each security has a stated principal amount and issue price of $1,000 and pays a fixed coupon at an annual rate of 9.30%, regardless of stock performance.
Beginning on February 22, 2027, the notes may be called in whole on specified redemption dates if a risk-neutral valuation model indicates it is economically rational for the issuer to redeem. If not called and the Blackstone stock level on the observation date stays at or above 60% of its initial level, investors receive full principal back at maturity plus the final coupon.
If the final stock level is below this downside threshold and the notes were not redeemed, the maturity payment is reduced 1% for each 1% decline in the stock, potentially to zero, though the final coupon is still paid. The estimated value on the pricing date is approximately $964.90 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. The securities are unsecured, subject to Morgan Stanley’s credit risk, not listed on any exchange, and are not bank deposits or FDIC insured.
Morgan Stanley Finance LLC is offering fixed-income auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays a fixed coupon at an annual rate of 6.75%, with monthly payments.
The notes can be automatically redeemed starting February 24, 2027 if the underlier closes at or above 100% of its initial level on specified redemption determination dates, returning principal plus the applicable coupon. Otherwise, at maturity on February 27, 2031, investors receive principal only if the final index level is at or above a 50% downside threshold.
If the final level is below this threshold, investors still receive the last coupon but lose 1% of principal for every 1% index decline, potentially losing their entire investment. The estimated value on the pricing date is approximately $907.40 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. All payments are subject to Morgan Stanley’s credit risk, and the underlying index includes leverage and a 4% per annum decrement that causes it to underperform a comparable non-decrement index.
Morgan Stanley Finance LLC is offering Enhanced Buffered Jump Securities due March 22, 2027, fully and unconditionally guaranteed by Morgan Stanley. These $1,000-denomination notes pay no interest and return depends on the worst performer among the Russell 2000, S&P 500 and Nasdaq-100 Technology Sector indices.
If, on the March 17, 2027 observation date, the final level of every index is at or above 85% of its initial level, investors receive principal plus a fixed $120.50 upside payment, a 12.05% gain. If any index finishes below 85% of its initial level, principal is reduced 1% for each 1% additional decline in the worst index, with a minimum maturity payment of 15% of principal.
The preliminary estimated value on the pricing date is approximately $981.40 per $1,000 note, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is issuing principal-at-risk Callable Contingent Income Securities linked to the worst performer of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. Each note has a stated principal amount of $1,000, with an aggregate principal amount of $5,826,000, and is fully and unconditionally guaranteed by Morgan Stanley.
The notes offer a contingent coupon at an annual rate of 12.00%, payable only if on each observation date all three indices close at or above their coupon barrier levels, set at 70% of their initial levels (for example, 8,801.611 for the NDXT Index and 4,859.029 for the SPX Index). Starting July 16, 2026, the notes are callable in whole on scheduled redemption dates if a risk-neutral valuation model indicates it is economically rational for the issuer to redeem. If not called and at maturity on July 14, 2028 any index finishes below its downside threshold level (also 70% of its initial level), investors lose 1% of principal for every 1% decline in the worst-performing index, potentially losing their entire investment. The estimated value on the pricing date is $987.30 per security, and all payments are subject to the issuer’s and guarantor’s credit risk.