Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
The issuer, Morgan Stanley Finance LLC, is offering Principal at Risk auto‑callable notes linked to the Class A common stock of Palantir Technologies Inc.. Each note has a stated principal amount of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of $970.20. The notes pay a contingent coupon of 15.00% per annum on observation dates when the closing level of the underlier is at or above the coupon barrier ($68.44, 50% of the initial level). Automatic early redemption may occur on specified redemption determination dates if the underlier is at or above the call threshold ($136.88). At maturity investors receive principal only if the final level is at or above the downside threshold ($68.44); otherwise payment at maturity equals the stated principal multiplied by the performance factor (final level/initial level), exposing investors to potential substantial loss of principal.
Morgan Stanley Finance LLC priced contingent-income, auto-callable principal-at-risk notes fully guaranteed by Morgan Stanley. The offering totals an aggregate principal amount of $1,285,000 with a $1,000 stated principal per security and an original issue price of $1,000 each. The securities pay a contingent coupon at an annual rate of 8.00% if the underlier meets the coupon barrier on observation dates, feature automatic early redemption if the underlier is at or above a call threshold on redemption determination dates, and mature on May 28, 2031.
The underlier is the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with an initial level of 3,605.69, a call threshold of 3,028.780 (approximately 84% of the initial level), and a downside threshold/coupon barrier of 1,802.845 (50% of the initial level). If the final level is below the downside threshold, the payment at maturity equals the stated principal multiplied by the performance factor (final level ÷ initial level), which could result in substantial loss of principal, possibly to zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to NVIDIA Corporation common stock with an aggregate principal amount of $21,105,000 and a stated principal amount of $1,000 per security. The securities pay a 20.50% annual contingent coupon on specified observation dates, are auto-callable if the underlier reaches the call threshold of $215.33, and mature on June 9, 2027.
If not auto-redeemed, holders receive principal at maturity only if the final level is at or above the buffer level of $172.264 (the 80% buffer). If the final level is below that buffer, principal is reduced by 1.25% for each 1% decline beyond the buffer. All payments are subject to issuer credit risk; the estimated value at pricing was $987.00 per security.
Morgan Stanley Finance LLC priced a retail structured-note offering: Contingent Income Memory Buffered Auto-Callable Securities linked to Amazon.com, Inc. common stock, fully and unconditionally guaranteed by Morgan Stanley. The offering totaled $8,883,000 aggregate principal at a $1,000 issue price per security and an estimated value of $985.80 on the pricing date. Terms include a 15.92% annual contingent coupon, automatic early redemption on specified dates if the underlier closes at or above $266.32, an 85% buffer level ($226.372) and a downside factor of 1.1765. Payments are subject to issuer credit risk and principal is at risk if the final level is below the buffer.
Morgan Stanley Finance LLC is issuing Buffered PLUS notes fully guaranteed by Morgan Stanley, with an aggregate principal amount of $6,887,000 and a stated principal amount of $1,000 per security. These principal-at-risk securities mature on June 6, 2029 and are linked to the worst performing of the Nasdaq-100 Index and the S&P 500 Index. The notes pay no interest, provide a 15% buffer against losses of the worst performing underlier, offer a 111.30% leverage factor on upside of the worst performing underlier, and carry a minimum payment at maturity of 15% of principal. All payments are subject to Morgan Stanley's credit risk; holders may lose a substantial portion of principal if the worst performing underlier falls below its buffer.
The pricing supplement for Morgan Stanley Finance LLC offers Buffered PLUS principal-at-risk securities linked to the worst-performing of Blackstone Inc. and KKR & Co. Inc.. The securities have a $1,000 stated principal amount, aggregate principal of $501,000, and original issue price of $1,000 per security. Payment at maturity depends solely on closing levels on the observation date: investors receive principal plus a 300% leveraged upside up to a $2,140 cap if the worst-performing underlier appreciates, receive principal if the worst-performing underlier finishes no worse than the 15% buffer, or lose 1% of principal for each 1% decline beyond the buffer, subject to a 15% minimum payment. All payments are subject to issuer and guarantor credit risk, and estimated value on the pricing date was $977.40 per security.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Buffered Jump Securities linked to the MSCI Emerging Markets Index. The securities are principal‑at‑risk notes with a $1,000 stated principal per security and an aggregate issuance of $4,041,000. The notes mature on June 9, 2027 with an observation date of June 4, 2027.
At maturity, if the final level is at or above the buffer level (90% of the initial level), holders receive the stated principal plus a fixed $146.70 upside payment. If the final level is below the buffer, losses are calculated using a 1.1111 downside factor and investors can lose some or all principal. All payments are subject to MSFL and Morgan Stanley credit risk; estimated value on the pricing date was $983.00 per security.
Morgan Stanley Finance LLC priced market‑linked notes that pay principal at maturity and offer upside participation (100% participation) in the lowest performing of the Nasdaq‑100 Index, the State Street Financial Select Sector SPDR ETF (XLF) and the State Street Industrial Select Sector SPDR ETF (XLI). Each note has a $1,000 principal amount, a maximum return of 8.00% (maximum maturity payment $1,080), a pricing date of May 22, 2026, an original issue date of May 28, 2026 and a scheduled maturity date of November 26, 2027 (calculation day November 22, 2027). The estimated value on the pricing date was $960.70 per note; price to public is $1,000 per note, with agent commissions of $28.25 and proceeds to MSFL of $971.75 per note. The notes do not pay interest, are subject to Morgan Stanley credit risk, are not listed, and returns depend solely on the lowest performing underlying, subject to the cap.
Morgan Stanley Finance LLC is offering $912,000 aggregate principal of callable contingent income buffered securities due May 25, 2028, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon of 11.50% per annum for each interest period only if the closing level of each underlier (Nasdaq-100, Russell 2000, S&P 500) is at or above its coupon barrier on the related observation date. The securities are principal‑at‑risk: if the final level of the worst performing underlier is below its buffer level (80% of initial), investors lose 1% for each 1% decline beyond the 20% buffer, subject to a 20% minimum payment at maturity. The notes may be called early beginning August 27, 2026, based on a risk‑neutral valuation model; redemption will pay stated principal plus any contingent coupon then due. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due June 10, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000; the document estimates the securities' value on the pricing date at approximately $944.90. The notes are linked to the worst performing of the SPDR S&P 500 ETF (SPY) and the Dow Jones Industrial Average (INDU), carry an automatic early redemption feature on specified determination dates, a 100% participation rate for upside, and an 80% downside threshold per underlier.