Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a $503,000 aggregate issue of Structured Investments Jump Notes due May 31, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an issue price of $1,000 per note.
The notes pay no interest, are linked to the worst performing of AMZN, GOOGL (Class A) and NVDA, and feature an auto-call that can redeem notes early starting on the first determination date June 2, 2027. Early redemption payments and the payment at maturity are fixed amounts tied to whether each underlier meets its 100% call threshold level on determination dates. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC issued principal‑at‑risk, auto‑callable notes due May 28, 2031, fully guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $520,000. The notes will automatically redeem on the first determination date (June 1, 2027) if the underlier closing level is at or above the call threshold of 100, in which case holders receive an early redemption payment of $1,150 per security. If not called, maturity payouts depend on the final level versus the initial level (100) and the downside threshold (80). The participation rate for upside at maturity is 260%. All payments are subject to MSFL's and Morgan Stanley’s credit risk; investors may lose their entire investment.
Morgan Stanley Finance LLC priced a series of principal‑at‑risk, fixed‑coupon, buffered auto‑callable notes due June 3, 2031 and fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, a fixed annual coupon of 7.10%, and an initial issue price of $1,000. The notes pay monthly coupons, may be automatically redeemed early if the underlier closes at or above the call threshold, and return principal at maturity only if the final level is at or above the 85% buffer; otherwise principal is reduced proportionally subject to a 15% minimum payment.
The underlier is the S&P U.S. Equity Momentum 40% VT 4% Decrement Index (initial level 1,537.79 as of May 29, 2026). All payments are subject to MSFL’s and Morgan Stanley’s credit risk. The estimated value on the pricing date was $921.30 per security and total proceeds to the issuer were $1,128,801.
Morgan Stanley Finance LLC proposes callable structured notes due July 3, 2031 linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal amount per note. The notes pay no regular interest, offer a 160% participation rate in positive index performance at maturity and are fully guaranteed by Morgan Stanley.
The notes are callable beginning July 7, 2027 based on the output of a risk neutral valuation model, with fixed per-note redemption payments (first listed redemption payment: $1,165.00 on July 7, 2027). If not redeemed and the final level exceeds the initial level, maturity payment = stated principal + (stated principal × participation rate × underlier percent change). All payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date is approximately $960.20 per note.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to DoorDash, Inc. Class A common stock. Each security has a stated principal amount of $1,000, an issue price of $1,000 and an estimated value on the pricing date of $960.80.
The securities pay a contingent coupon of 16.60% per annum on each coupon payment date only if the underlier's closing level on the related observation date is at or above the coupon barrier of $78.35 (50% of the initial level). The securities are automatically redeemed early if the closing level on any redemption determination date is at or above the call threshold of $156.70 (100% of the initial level).
If not redeemed early, at maturity holders receive the stated principal if the final level is at or above the downside threshold of $78.35; if the final level is below that threshold, the maturity payment equals the stated principal multiplied by the performance factor (final level/initial level), potentially resulting in a substantial loss or zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering callable structured notes due July 3, 2031, fully guaranteed by Morgan Stanley, with a $1,000 stated principal amount per note. The notes are linked to the worst performing of three indices: the Nasdaq-100® Technology Sector, the Russell 2000® and the S&P 500®. The notes do not pay interest and embed a call feature beginning on July 7, 2027 that permits redemption when a risk neutral valuation model indicates redemption is economically rational; each scheduled redemption specifies a fixed cash amount that yields at least 12.25% per annum. If not redeemed, maturity payoff equals the stated principal plus an upside payment equal to $1,000 × 125% × the percent change of the worst performing underlier, but investors receive only principal at maturity if any underlier’s final level is equal to or below its initial level. All payments are subject to Morgan Stanley’s credit risk and the estimated value on the pricing date is approximately $957.70 per note.
Morgan Stanley Finance LLC is offering principal-at-risk, buffered, auto-callable notes due June 30, 2031, with a stated principal amount of $1,000 per security. The securities reference the S&P U.S. Equity Momentum 40% VT 4% Decrement Index and feature automatic early redemption on scheduled determination dates and a 20% buffer against index declines. If not called, payments at maturity depend on the final index level: a fixed positive payment if the final level is at or above the call threshold, return of principal if above the buffer level, or a leveraged loss below the buffer subject to a 20% minimum payment. The estimated value on the pricing date was approximately $906.30 per security. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk notes—contingent income, auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with Morgan Stanley guarantee. Each security has a $1,000 stated principal amount, issue price $1,000 and an estimated value of $948.90 on the pricing date.
The securities pay a 16.00% annual contingent coupon on observation dates when the underlier is at or above a 70% coupon barrier (2,645.342), are automatically redeemed if the underlier is at or above the call threshold (3,779.06) on redemption determination dates, and repay principal at maturity only if the final level is at or above the 60% downside threshold (2,267.436); otherwise repayment equals principal × (final level / initial level) and could be zero.
Morgan Stanley Finance LLC priced a structured note offering: Principal-at-risk Buffered Jump Securities with a $1,000 stated principal per security and an estimated value of approximately $902.60 on the pricing date.
The securities reference the S&P U.S. Equity Momentum 40% VT 4% Decrement Index, feature a 15% buffer, automatic early redemption opportunities beginning on June 28, 2027, and mature on June 30, 2031. Payments at maturity may provide a fixed positive return if the final level is at or above the buffer level; if below, holders lose 1% for each 1% decline beyond the buffer, subject to a 15% minimum payment. All payments are unsecured and subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due July 3, 2031 linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $969.40.
At maturity the payout depends on the underlier on the observation date (June 30, 2031): if the final level is >= the initial level, investors receive principal plus the greater of the underlier percent change or an $600–$620 upside payment. If the final level falls but remains >= the downside threshold (70% of the initial level), investors receive principal plus a positive return equal to the absolute decline multiplied by a 100% participation rate (capped effectively at 30%). If the final level is below the downside threshold, investors lose 1% of principal for every 1% decline; payment could be significantly less than principal or zero. All payments are subject to Morgan Stanley and MSFL credit risk.