Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS notes due June 30, 2031. Each note has a stated principal amount of $1,000 and links payoff to the S&P 500® Futures Excess Return Index. At maturity the notes pay: (1) principal plus a leveraged upside if the final level exceeds the initial level; (2) principal plus a capped positive return if the final level is at or above a 60% downside threshold but below the initial level; or (3) a loss of principal proportional to the underlier’s decline if the final level is below the 60% threshold. The leverage factor will be set between 167% and 182%, the absolute return participation rate is 50%, and the estimated value on the pricing date is approximately $930.40 per security. All payments are subject to issuer and guarantor credit risk; there is no guaranteed return of principal and no periodic interest.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due June 28, 2030 that are fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an original issue price of $1,000 per security. Payment at maturity depends on the performance of the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 and Russell 2000 indices: if each underlier is at or above its downside threshold (70% of its initial level) on the observation date, investors receive principal plus a fixed upside payment (estimated at $377 to $397); if any underlier is below its threshold, the maturity payment equals principal times the performance factor of the worst performing underlier, with no minimum payment and possible loss of the entire principal. The document states an estimated value on the pricing date of approximately $942.40 per security and identifies Morgan Stanley & Co. LLC as agent and calculation agent. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC offers Principal at Risk securities due July 5, 2030. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $969.50. The securities pay no interest and are fully guaranteed by Morgan Stanley.
At maturity, if the final level of each underlier is at or above its downside threshold (set at 70% of the initial level), holders receive the stated principal plus an $420 to $440 upside payment (42%–44%). If any underlier is below its downside threshold, the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, and could be significantly less than principal or zero. Key dates: strike and pricing date June 30, 2026; observation date July 1, 2030 (subject to postponement).
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due December 8, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal and a fixed $431 upside payment (43.10%) payable at maturity if the basket finishes at or above its initial level. The notes reference a 2-component basket (50% Campbell Soup Company; 50% EPAM Systems) with a June 3, 2026 strike/pricing date, an original issue date of June 8, 2026, an observation date of December 3, 2027 and maturity on December 8, 2027. The estimated value on the pricing date is approximately $951.30 per security and the issue price is $1,000, inclusive of selling, structuring and hedging costs. At maturity, investors receive principal plus the upside payment if the final level is greater than or equal to the initial level; otherwise payment equals stated principal multiplied by the performance factor (final level / initial level), exposing investors to full principal loss. All payments are subject to the credit risk of MSFL and Morgan Stanley.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due July 3, 2031 linked to the worst performing of the Dow Jones Industrial, Nasdaq-100 and Russell 2000 indices. Each security has a stated principal amount of $1,000 and pays no interest.
At maturity, if each underlier is at or above its downside threshold (70% of its initial level), holders receive the stated principal plus the greater of the worst-underlier percent change or an upside payment in the range $462.50 to $482.50. If any underlier is below its downside threshold, holders suffer a loss equal to the percent decline of the worst performing underlier; there is no minimum payment and principal could be lost. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a primary offering of Principal at Risk structured notes due July 3, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays a contingent coupon (annual rate to be set at pricing, indicated 12.75%–13.75% per annum range). Coupons are paid only if the closing level of the S&P® 500 Futures 40% Intraday 4% Decrement VT Index (the underlier) meets or exceeds the coupon barrier on observation dates; the notes are automatically redeemed early if the underlier meets the call threshold on a redemption determination date. At maturity, if the final level is below the downside threshold (60% of the initial level), principal is reduced pro rata by the underlier’s decline; investors may lose a substantial portion or all of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk notes — fixed‑coupon, buffered, auto‑callable securities linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal, monthly coupons (annual rate to be set on the pricing date) and matures on June 30, 2031. The notes pay a fixed coupon and may be automatically redeemed early if the underlier meets the 90% call threshold on a redemption determination date. If not called, principal protection applies only up to a 15% buffer; below the buffer investors suffer proportional principal loss subject to a 15% minimum payment at maturity. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers contingent income, auto-callable Principal at Risk securities due June 28, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $944.80.
The notes pay a contingent coupon (annual rate determined at pricing, indicated between 8.00%–9.00%) only when the closing level of each underlier meets or exceeds its coupon barrier on an observation date. The securities are linked to the worst performing of iShares Silver Trust (SLV), the Nasdaq-100 Technology Sector (NDXT), and the Russell 2000 (RTY). Automatic early redemption may occur on specified dates if each underlier meets its call threshold; otherwise, at maturity investors either receive principal (if all final levels meet downside thresholds) or suffer a loss tied to the worst performing underlier, potentially losing all principal.
Morgan Stanley Finance LLC offers Principal at Risk Contingent Income Auto-Callable Securities due June 28, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of $952.80. The securities pay a contingent coupon (actual annual rate to be set on pricing date, indicated at 9.00% to 10.00%) only if each underlier is at or above its coupon barrier on observation dates; otherwise no coupon will be paid for that period. Automatic early redemption can occur on specified redemption determination dates beginning December 28, 2026 if each underlier meets its call threshold, in which case holders receive the stated principal plus the contingent coupon for the related period. At maturity, if any underlier is below its downside threshold (70% of initial level), payment equals the stated principal multiplied by the performance factor of the worst performing underlier, which could result in a substantial loss of principal or zero. The securities reference the Dow Jones Industrial Average, EURO STOXX 50®, and Russell 2000® indices; downside, coupon barrier and call thresholds are set as percentages of each index's initial level (70%, 80%, 100% respectively). All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income, auto-callable notes due December 30, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $956.40.
The notes pay a contingent coupon (annual rate determined on the pricing date, indicated between 9.25% and 10.25% in the preliminary terms) only if each underlier meets its coupon barrier on observation dates. Automatic early redemption can occur on specified determination dates if all underliers meet call thresholds. At maturity, if any underlier is below its downside threshold (each set at 70% of its initial level), investors bear loss equal to the percentage decline of the worst performing underlier; principal could be significantly reduced or zero. Payments are subject to the issuer’s and guarantor’s credit risk.