Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering $3,000,000 of Contingent Income Buffered Auto-Callable Securities, at $1,000 per note, linked to the worst performer of three State Street sector ETFs: Financial (XLF), Health Care (XLV) and Technology (XLK). The notes pay a 13.44% annual contingent coupon, but only if on each observation date all three ETFs are at or above their coupon barrier levels, set at 85% of their initial levels. The notes can be automatically called quarterly starting April 21, 2026 if all ETFs are at or above 100% of their initial levels, returning principal plus that period’s coupon. At maturity in February 2027, if not called and any ETF has fallen more than the 15% buffer, investors lose about 1.1765% of principal for every 1% decline beyond the buffer, with no minimum repayment. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of $985.10 per $1,000 note.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Buffered PLUS notes maturing July 29, 2027, linked to a weighted basket of the S&P 500, Russell 2000 and EURO STOXX 50 indices. The aggregate principal amount is $161,000, at $1,000 per security.
The notes pay no interest. At maturity, investors get leveraged upside of 150% of any basket gain, capped at a maximum payment of $1,179 per security. A 15% downside buffer applies; below that level, principal is reduced 1% for each additional 1% decline, with a minimum payment of 15% of principal.
These unsecured securities expose investors to the credit risk of Morgan Stanley, potential loss of most of their investment, limited liquidity because they are not exchange-listed, and complex U.S. tax treatment. The estimated value on the pricing date is $992.40 per $1,000 security, reflecting issuance, structuring and hedging costs.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes linked to the S&P 500® Futures Excess Return Index, maturing on March 1, 2029. The securities pay no interest and return depends entirely on index performance at a single observation date near maturity.
If the index rises, holders receive the $1,000 stated principal plus 100% of the index upside. If the index is flat or down but not below 80% of its initial level, investors still receive a positive return, matching the absolute percentage decline, effectively capped at a 20% gain. If the index falls below the 80% buffer, principal is reduced 1% for each additional 1% decline, with a minimum payment of 20% of principal.
The estimated value on the pricing date is approximately $952.60 per $1,000 security, reflecting issuing, selling, structuring and hedging costs and an internal funding rate advantageous to the issuer. The notes are unsecured, not listed on any exchange, subject to Morgan Stanley’s credit risk, and may have limited or illiquid secondary trading and uncertain tax treatment.
Morgan Stanley Finance LLC is offering market-linked securities tied to the lowest-performing of Alphabet Class A, Meta Class A and Amazon common stock, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 face amount, with an estimated value on the pricing date of about $939.90, reflecting issuing, selling, structuring and hedging costs.
The notes are auto-callable on February 19, 2027 if each stock’s closing price is at or above its starting price, in which case investors receive a call payment of at least $1,350 per $1,000 and the investment ends. If not called, the notes mature on February 16, 2029 and pay 300% of the positive return of the lowest-performing stock if it finishes above its starting price, return only the $1,000 face amount if that stock finishes between 50% and 100% of its starting price, or incur losses matching the stock’s decline if it finishes below 50%, potentially losing most or all principal.
The securities pay no interest, do not provide dividends, are not listed on any exchange and are subject to Morgan Stanley’s credit risk. The filing details extensive market, liquidity, structural and tax risks, emphasizing that these complex notes suit only investors who can tolerate full downside exposure to the three underlying stocks.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,000 face-value market-linked securities due February 17, 2028, tied to the lowest performer of Bank of America, Citigroup and Goldman Sachs common stocks. The notes are auto-callable and put investors’ principal at risk.
The current estimated value is approximately $957.30 per $1,000 security, reflecting issuing, selling, structuring and hedging costs and an internal funding rate favorable to the issuer. If all three stocks are at or above their starting prices on a calculation day, the notes are called for a fixed cash payment with call premiums of at least 26%, 39% or 52% for the first, second and final calculation days, respectively.
If the notes are not called and any stock finishes below its 70% downside threshold, repayment of principal falls in line with the worst stock’s performance, so investors can lose more than 30%, up to their entire investment. The securities pay no interest or dividends, are not listed on an exchange, and all payments depend on Morgan Stanley’s creditworthiness.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering auto-callable market-linked securities tied to the S&P 500, Russell 2000 and Nasdaq-100 indexes, maturing in August 2027. Each security has a $1,000 face amount and an estimated initial value of about $970, reflecting embedded issuance and hedging costs borne by investors.
The notes pay a contingent coupon at a rate of at least 9.00% per annum, but only when the lowest-performing index on a monthly observation date is at or above 75% of its starting level. After a six-month non-call period, the notes auto-call if all three indexes are at or above their starting levels, returning face amount plus the final coupon. If held to maturity and any index finishes below 75% of its starting level, repayment is reduced 1‑for‑1 with that decline, so investors can lose more than 25%, up to all principal.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Trigger PLUS notes due February 26, 2027, linked to the worst performer among the Dow Jones Industrial Average, the Nasdaq-100 Index® and the S&P 500® Index.
Each $1,000 security offers 175% leveraged upside on the worst performing index if it finishes above its initial level, but the payout is capped at a maximum of $1,189 (118.90% of principal). If the worst index ends at or below its initial level but at or above 70% of its initial level, investors receive only their $1,000 back.
If the worst index closes below 70% of its initial level, repayment is reduced 1% for each 1% decline in that index, with no minimum payment, so the entire principal can be lost. The aggregate principal amount is $900,000, the estimated value at pricing is $985.70 per note, the securities pay no interest, are unsecured, subject to Morgan Stanley’s credit risk, and will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Buffered PLUS with Downside Factor notes linked to the S&P 500® Index, maturing on November 26, 2027. Each security has a $1,000 principal amount within a total offering of $1,150,000.
The notes pay no interest and do not guarantee principal. If the index rises, investors earn 150% of the gain up to a maximum payment of $1,192 per security. If the index falls up to 20%, investors receive only their principal back.
If the index declines more than 20%, investors lose 1.25% of principal for every 1% additional drop, with no minimum repayment, so the entire investment can be lost. The estimated value on the pricing date is $993.50 per security, reflecting structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Contingent Income Memory Auto-Callable Securities linked to the Class A common stock of Dave Inc. The notes have a stated principal of $1,000 per security and an aggregate principal amount of $500,000, with an issue price of $1,000 and an estimated value on the pricing date of $951.80 per security.
The notes pay a contingent coupon at 26.40% per annum, but only when Dave’s stock closes at or above the coupon barrier of $91.185 (50% of the $182.37 initial level) on an observation date; missed coupons can be paid later if the barrier is subsequently met. The notes are auto-callable on specified dates if the stock is at or above the call threshold of $182.37, returning principal plus the applicable coupon. If not called, and at maturity the final level is at or above the downside threshold of $91.185, investors receive full principal. If the final level is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero, so principal is fully at risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $500,000 of Structured Investments Partial Principal at Risk Notes linked to the STOXX® Europe 600 Index. Each note has a stated principal amount and issue price of $1,000, but only a $950 partial principal return is protected at maturity.
At maturity on January 31, 2028, if the index’s final level is above the upside threshold level of 95% of the initial level, investors receive the $950 partial principal plus an upside payment based on an 82.35% participation rate in index appreciation above that threshold. If the final level is at or below the upside threshold, investors receive only $950, meaning a loss of 5% of principal.
The notes pay no interest, depend entirely on the index level on a single observation date, and all payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is $962.30 per note, below the $1,000 issue price, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate.