Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,000 face-value market-linked securities due February 17, 2028, tied to the lowest performer of Bank of America, Citigroup and Goldman Sachs common stocks. The notes are auto-callable and put investors’ principal at risk.
The current estimated value is approximately $957.30 per $1,000 security, reflecting issuing, selling, structuring and hedging costs and an internal funding rate favorable to the issuer. If all three stocks are at or above their starting prices on a calculation day, the notes are called for a fixed cash payment with call premiums of at least 26%, 39% or 52% for the first, second and final calculation days, respectively.
If the notes are not called and any stock finishes below its 70% downside threshold, repayment of principal falls in line with the worst stock’s performance, so investors can lose more than 30%, up to their entire investment. The securities pay no interest or dividends, are not listed on an exchange, and all payments depend on Morgan Stanley’s creditworthiness.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering auto-callable market-linked securities tied to the S&P 500, Russell 2000 and Nasdaq-100 indexes, maturing in August 2027. Each security has a $1,000 face amount and an estimated initial value of about $970, reflecting embedded issuance and hedging costs borne by investors.
The notes pay a contingent coupon at a rate of at least 9.00% per annum, but only when the lowest-performing index on a monthly observation date is at or above 75% of its starting level. After a six-month non-call period, the notes auto-call if all three indexes are at or above their starting levels, returning face amount plus the final coupon. If held to maturity and any index finishes below 75% of its starting level, repayment is reduced 1‑for‑1 with that decline, so investors can lose more than 25%, up to all principal.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Trigger PLUS notes due February 26, 2027, linked to the worst performer among the Dow Jones Industrial Average, the Nasdaq-100 Index® and the S&P 500® Index.
Each $1,000 security offers 175% leveraged upside on the worst performing index if it finishes above its initial level, but the payout is capped at a maximum of $1,189 (118.90% of principal). If the worst index ends at or below its initial level but at or above 70% of its initial level, investors receive only their $1,000 back.
If the worst index closes below 70% of its initial level, repayment is reduced 1% for each 1% decline in that index, with no minimum payment, so the entire principal can be lost. The aggregate principal amount is $900,000, the estimated value at pricing is $985.70 per note, the securities pay no interest, are unsecured, subject to Morgan Stanley’s credit risk, and will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Buffered PLUS with Downside Factor notes linked to the S&P 500® Index, maturing on November 26, 2027. Each security has a $1,000 principal amount within a total offering of $1,150,000.
The notes pay no interest and do not guarantee principal. If the index rises, investors earn 150% of the gain up to a maximum payment of $1,192 per security. If the index falls up to 20%, investors receive only their principal back.
If the index declines more than 20%, investors lose 1.25% of principal for every 1% additional drop, with no minimum repayment, so the entire investment can be lost. The estimated value on the pricing date is $993.50 per security, reflecting structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Contingent Income Memory Auto-Callable Securities linked to the Class A common stock of Dave Inc. The notes have a stated principal of $1,000 per security and an aggregate principal amount of $500,000, with an issue price of $1,000 and an estimated value on the pricing date of $951.80 per security.
The notes pay a contingent coupon at 26.40% per annum, but only when Dave’s stock closes at or above the coupon barrier of $91.185 (50% of the $182.37 initial level) on an observation date; missed coupons can be paid later if the barrier is subsequently met. The notes are auto-callable on specified dates if the stock is at or above the call threshold of $182.37, returning principal plus the applicable coupon. If not called, and at maturity the final level is at or above the downside threshold of $91.185, investors receive full principal. If the final level is below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero, so principal is fully at risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $500,000 of Structured Investments Partial Principal at Risk Notes linked to the STOXX® Europe 600 Index. Each note has a stated principal amount and issue price of $1,000, but only a $950 partial principal return is protected at maturity.
At maturity on January 31, 2028, if the index’s final level is above the upside threshold level of 95% of the initial level, investors receive the $950 partial principal plus an upside payment based on an 82.35% participation rate in index appreciation above that threshold. If the final level is at or below the upside threshold, investors receive only $950, meaning a loss of 5% of principal.
The notes pay no interest, depend entirely on the index level on a single observation date, and all payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is $962.30 per note, below the $1,000 issue price, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing principal-at-risk structured notes linked to DoorDash Class A shares, with an aggregate principal amount of $802,000 and a stated principal amount of $1,000 per security.
The notes offer a 15.00% annual contingent coupon, payable only when DoorDash’s closing price on an observation date is at or above the coupon barrier of $119.675, equal to about 57.75% of the $207.23 initial level. Missed coupons can be paid later if the barrier is met, but may be lost entirely.
The securities auto-call on set dates starting July 23, 2026 if DoorDash closes at or above the call threshold of $207.23, returning principal plus the applicable coupon and any unpaid coupons. If not redeemed early, and DoorDash’s final level on January 24, 2028 is at or above the downside threshold of $119.675, investors receive full principal plus any due coupon.
If the final level is below the downside threshold, maturity payment is $1,000 × (final level ÷ 207.23), creating 1-for-1 downside exposure and potential total loss of principal. The estimated value on the pricing date is $972.70 per security, below issue price due to fees and the issuer’s internal funding rate, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $1,100,000 of principal-at-risk “Jump Securities” linked to a basket of three equity indices: MSCI EAFE (25%), MSCI Emerging Markets (10%) and the S&P 500 Futures Excess Return Index (65%). Each security has a $1,000 principal amount, a January 28, 2031 maturity and no periodic interest.
The notes are automatically redeemed on January 29, 2027 for $1,110 per security if the basket level on the first determination date is at or above the initial level of 100. If not called, maturity payment depends on basket performance: investors gain 225% of any positive return, receive principal back if the basket is between 70 and 100, and lose 1% of principal for every 1% decline below 70, potentially losing their entire investment.
The estimated value on the pricing date is $972.60 per security, reflecting issuer funding levels and structuring and hedging costs. The securities are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange and may have limited secondary market liquidity.
Morgan Stanley Finance LLC is issuing contingent income auto-callable securities linked to Ford Motor Company common stock, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with an aggregate principal amount of $805,000.
The notes pay a contingent coupon at 11.28% per year, but only if Ford’s closing price on an observation date is at or above the coupon barrier of $8.136, which is 60% of the $13.56 initial level. The same level serves as the downside threshold; if the final price is below this at maturity and the notes have not auto-called, investors lose 1% of principal for each 1% decline in the stock, potentially down to zero.
The notes are automatically redeemed at set dates if Ford’s stock closes at or above the $13.56 call threshold, returning principal plus the applicable coupon. They are unsecured obligations of MSFL, guaranteed by Morgan Stanley, have an estimated value of $974.30 per $1,000 at pricing, and will not be listed on any exchange.
Morgan Stanley Finance LLC is issuing Trigger PLUS structured notes due January 28, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with a total aggregate principal of $2,646,000, and pays no periodic interest.
The notes are linked to the worst performer of the Russell 2000 Index, the S&P 500 Index and the State Street Financial Select Sector SPDR ETF. If all final levels exceed their initial levels, holders receive principal plus 166% of the worst performer’s gain. If any underlier finishes below its 60% downside threshold, repayment is reduced 1% for each 1% decline in the worst performer, and repayment can fall to zero.
The estimated value on the pricing date is $944.50 per security, reflecting issuing, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer. The securities are unsecured, subject to Morgan Stanley’s credit risk, not listed on any exchange, and may have limited secondary market liquidity.