Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $10,943,000 of Jump Securities with an auto-call feature linked to three ETFs: the State Street SPDR S&P Regional Banking ETF (KRE), iShares 20+ Year Treasury Bond ETF (TLT) and VanEck Gold Miners ETF (GDX).
Each $1,000 principal-at-risk note may be automatically redeemed on quarterly determination dates if every underlier is at or above its call threshold (90% of its initial level), paying an amount that targets about 18.50% per annum, starting at $1,046.25 and rising to $1,169.583 before maturity.
If not called, maturity outcomes depend on the worst-performing ETF. Investors receive $1,185 per note if all are at or above their call thresholds, only $1,000 if they all stay above 60% downside thresholds, and a 1-for-1 loss with the worst underlier below its downside threshold, potentially losing their entire investment.
The issue price is $1,000, including a $18.75 sales commission per note, while the estimated value on the pricing date is $959.10. All payments depend on Morgan Stanley’s credit, the notes pay no interest, will not be listed on an exchange, and may have limited secondary liquidity.
Morgan Stanley Finance LLC is offering Trigger PLUS structured notes due February 9, 2029, linked to the worst performer among Broadcom, NVIDIA and Palantir class A common stock. The notes have a stated principal amount and issue price of $1,000 per security and pay no interest.
At maturity, if each stock’s final level is above its initial level, investors receive $1,000 plus a leveraged upside payment based on a 417% leverage factor applied to the worst performer. If any stock finishes at or below its initial level but all remain at or above 70% of their initial levels, investors receive only the $1,000 principal.
If any stock’s final level is below 70% of its initial level, investors lose 1% of principal for each 1% decline in the worst performer, with no minimum payment; the entire investment can be lost. The estimated value on the pricing date is approximately $948 per security, below the $1,000 issue price, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate.
The securities are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, and are subject to Morgan Stanley’s credit risk. They will not be listed on any securities exchange, and any secondary market is expected to be limited, with MS & Co. acting as the main liquidity provider.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $12,060,000 of Leveraged Buffered S&P 500 Index-Linked Notes due September 13, 2027. These principal-at-risk notes pay no interest and repay at maturity based on S&P 500 performance.
For each $1,000, investors get 150% of any positive index return, capped at a maximum settlement amount of $1,162.90. A 10% downside buffer protects against moderate declines, but losses grow beyond that and can reach 100% of principal. The initial S&P 500 level is 6,798.40, with a cap level at 110.86% of that and a buffer level at 90%. The notes priced at $1,000 per note, with a 2% selling concession and issuer proceeds of $980 per note; the estimated value on the trade date is $975.50, reflecting structuring and hedging costs.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering digital notes linked to the EURO STOXX 50® Index with principal at risk. Each note has a $1,000 face amount and pays no interest.
At maturity, if the index is at or above 85% of its initial level, investors receive a fixed maximum settlement amount expected between $1,145.00 and $1,170.50 per note, regardless of further upside. If the index falls more than 15%, losses accelerate via a buffer rate of about 117.65%, and investors can lose their entire investment.
The notes are unsecured obligations of MSFL, guaranteed by Morgan Stanley, will not be listed on any exchange, and secondary liquidity depends on Morgan Stanley & Co. LLC making a market. The estimated value on the trade date is approximately $992.80 per note, reflecting issuance, structuring and hedging costs borne by investors.
Morgan Stanley and Morgan Stanley Investment Management Inc. report passive ownership of LandBridge Co LLC Class A Shares. They beneficially own 2,110,782 shares, representing 8.3% of the class, as of 01/31/2026. The firms state the position is held in the ordinary course of business, without the purpose or effect of changing or influencing control of LandBridge.
Morgan Stanley has significantly reduced its stake in Ventyx Biosciences, Inc. The firm now reports beneficial ownership of 237,358 shares of Ventyx common stock, representing about 0.3% of the outstanding class. Morgan Stanley states it has ceased to be the beneficial owner of more than five percent of these securities and holds the position in the ordinary course of business, without any purpose of changing or influencing control of the company.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Jump Securities with an auto-call feature tied to the Russell 2000® Index, maturing on February 27, 2031. Each security has a stated principal amount of $1,000, with an estimated value on the pricing date of about $950.40 due to embedded issuing, selling, structuring and hedging costs.
The notes may be automatically redeemed on March 8, 2027 if the index is at or above 100% of its initial level, paying an early redemption amount of $1,082.50 per security. If not called, at maturity investors receive upside at a 140% participation rate if the final index level is above the initial level, only principal back if the index is between 65% and 100% of the initial level, and a proportional loss of principal if it falls below 65%. Principal is fully at risk, the notes pay no interest, are unsecured and unsubordinated, are not listed on any exchange, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $4,598,000 of principal-at-risk contingent income auto-callable securities linked to the Dow Jones Industrial Average® Futures Excess Return Index, maturing in February 2031.
Investors receive an 8.80% annual contingent coupon only when the index closes at or above an 80% coupon barrier on scheduled observation dates. The notes are automatically redeemed at par plus coupon if the index is at or above 100% of its initial level on specified call dates. If held to maturity and the final index level is below the 80% downside threshold, principal is reduced one-for-one with the index decline and can be fully lost. The securities are unsecured, not listed, and priced at $1,000 with an estimated value of $982.80 per note, exposing holders to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to the worst performer of the State Street Utilities Select Sector SPDR ETF, the Nasdaq-100 Index and the State Street Consumer Staples Select Sector SPDR ETF. Each security has a $1,000 stated principal amount and total issuance of $950,000.
The notes may auto-redeem on February 16, 2027 for $1,160 per security if all underliers are at or above their initial levels on the first determination date. If held to February 8, 2029, investors receive upside based on the worst underlier if it finishes above its initial level, or up to a 30% positive "absolute return" if the worst underlier is between 70% and 100% of its initial level. Below the 70% buffer, principal is reduced 1% for each additional 1% decline, with a minimum payment of 30% of principal.
The notes pay no interest, are unsecured obligations of MSFL guaranteed by Morgan Stanley, will not be listed on an exchange and have an estimated value of $977.80 per $1,000 at pricing, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities due February 15, 2029, linked to Rockwell Automation, Inc. common stock and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and is a senior, unsecured, principal-at-risk obligation.
Holders may receive a contingent quarterly coupon at an annual rate of 11.60% (about $29 per quarter per $1,000) for any determination date on which the stock is at or above 75% of the initial share price (the downside threshold). If on any of the first eleven determination dates the stock closes at or above the initial share price, the notes are automatically redeemed for $1,000 plus that quarter’s coupon.
If the notes are not called and the final share price is at or above the downside threshold, investors receive $1,000 plus the final coupon. If the final share price is below the downside threshold, repayment of principal is reduced 1-to-1 with the stock decline and can fall to zero. The estimated value on the pricing date is approximately $961.90 per security, reflecting dealer compensation and structuring and hedging costs. The securities will not be listed on any exchange, and secondary market liquidity may be limited.