Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is issuing Buffered PLUS structured notes due February 7, 2028, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $5,050,000 and a price of $1,000 per security.
The notes pay no interest and return at maturity depends on the worst performing of Intuit, Microsoft and Palo Alto Networks common stocks. Investors receive leveraged upside at 386% if the worst stock finishes above its initial level, full principal back if it stays within a 10 percent buffer, and a 1 percent loss of principal for every 1 percent decline beyond the buffer, subject to a 10 percent minimum payment of principal.
The estimated value on the pricing date is $989.50 per security, below the issue price due to structuring and hedging costs and Morgan Stanley's internal funding rate. The notes are unsecured, subject to Morgan Stanley's credit risk, will not be listed on an exchange and may have limited secondary market liquidity.
Morgan Stanley Finance LLC is offering principal-at-risk Enhanced Buffered Jump Securities maturing on March 3, 2027, linked to the worst performer among the Russell 2000® Index, the S&P 500® Futures Excess Return Index and the State Street® Utilities Select Sector SPDR® ETF.
Each $1,000 note pays no interest. If, on the observation date, every underlier is at or above its 75% buffer level, investors receive $1,000 plus a fixed $86.50 upside payment (an 8.65% gain), regardless of how far the best underlier has risen. If any underlier finishes below its buffer, repayment is reduced by 1.3333% of principal for every 1% decline beyond the 25% buffer, with no minimum, so the entire investment can be lost.
The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and will not be listed on an exchange. The initial issue price is $1,000 per note, while the estimated value on the pricing date is approximately $988.40, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities due February 16, 2028, linked to the worst performer of the iShares MSCI EAFE ETF, the Russell 2000 Index and the State Street Utilities Select Sector SPDR ETF, fully guaranteed by Morgan Stanley.
The notes may pay a contingent coupon at 6.75% per year, but only if on each observation date all three underliers are at or above their coupon barrier levels, initially set at 70% of their strike-date levels. Missed barriers on any underlier for a period mean no coupon for that period.
The notes auto-call at par plus the applicable coupon if, on any redemption determination date starting August 11, 2026, all underliers are at or above their call thresholds, initially 100% of their strike-date levels. If not called, and at maturity any underlier finishes below its downside threshold (70% of its initial level), investors lose 1% of principal for each 1% decline of the worst underlier and can lose their entire investment. The estimated value on the pricing date is approximately $957 per $1,000 security, reflecting issuance, hedging and structuring costs and an internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $3,080,000 of Jump Securities with an auto-call feature maturing February 8, 2029. Each note has a $1,000 principal amount and is linked to the worst performer of the iShares U.S. Aerospace & Defense ETF (ITA) and the State Street Consumer Staples Select Sector SPDR ETF (XLP).
The notes may be automatically redeemed starting February 5, 2027 if both ETFs are at or above their call thresholds (100% of initial levels), paying early redemption amounts designed to reflect about 13.60% per annum returns. If held to maturity and both ETFs stay at or above their call thresholds, investors receive $1,408 per note; if either finishes below its downside threshold (70% of initial), repayment is reduced 1% for each 1% decline in the worst ETF and can fall to zero.
The estimated value on the pricing date is $975.70 per note, below the $1,000 issue price because of issuing, selling, structuring and hedging costs and use of an internal funding rate. The notes carry full principal risk, are unsecured obligations subject to Morgan Stanley’s credit risk, are not listed on an exchange, and face additional risks from ETF concentration, market volatility, liquidity limits and uncertain U.S. tax treatment.
Morgan Stanley Finance LLC is offering $1,674,000 of principal-at-risk Jump Securities with an auto-call feature maturing on February 8, 2029, linked to the VanEck Semiconductor ETF. The $1,000-per-security notes can be automatically redeemed starting February 11, 2027 if the ETF closes at or above the $382.02 call threshold, paying fixed cash amounts that imply about 16.75% per annum.
If not called, maturity payment ranges from $1,502.50 per security (if the final ETF level is at or above the call threshold) down to a full loss of principal if the ETF finishes below the $229.212 downside threshold, with losses matching the ETF’s decline. The notes pay no interest, do not participate in ETF upside, are unsecured obligations guaranteed by Morgan Stanley, will not be listed on any exchange, and are intended for fee-based advisory accounts. The estimated value on the pricing date is $965.80 per $1,000, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Buffered PLUS notes linked to the S&P 500® Index, maturing on August 29, 2028. Each $1,000 security pays no interest and offers 200% leveraged upside when the index rises, up to a maximum payment of at least $1,225.
If the index ends between 90% and 100% of its initial level, investors receive only principal back. Below 90%, principal is lost one-for-one beyond the 10% buffer, with a minimum payment of 10% of principal. The notes are unsecured, subject to Morgan Stanley credit risk, not exchange-listed, and have an estimated value of about $963.10 per $1,000 at pricing, reflecting embedded costs and internal funding rates.
Morgan Stanley Finance LLC is offering $1,321,000 of contingent income auto-callable securities due February 7, 2031, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index and fully guaranteed by Morgan Stanley. These notes pay a 9.65% annual contingent coupon only when the index closes at or above a barrier on scheduled observation dates and may redeem early if the index is at or above 90% of its initial level on specified redemption determination dates. If held to maturity and the index is at or above 60% of its initial level, investors receive principal back (plus any final contingent coupon); if it finishes below 60%, repayment is reduced one-for-one with the index decline and can fall to zero. The notes are unsecured, not listed on an exchange, and were valued on the pricing date at $905 per $1,000 issue price, reflecting embedded costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC is offering $2,000,000 of structured Callable Contingent Income Buffered Securities, at $1,000 per note, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon at 9.40% per year only if, on each observation date, the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the State Street® Utilities Select Sector SPDR® ETF all close at or above their coupon barrier levels (70% of their initial levels).
The notes are linked to the worst-performing of the three underliers and can be called in whole, starting May 7, 2026, if a risk-neutral valuation model indicates early redemption is economically rational for Morgan Stanley. If not called and, at maturity, each underlier is at or above its 80% buffer level, investors receive full principal back plus any final coupon. If any underlier finishes below its buffer, principal is reduced 1% for each 1% decline of the worst underlier beyond the 20% buffer, but not below a minimum 20% of principal. The estimated value on the pricing date is $981.90 per note, the securities are not listed, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is issuing $5,121,000 of callable contingent income securities at $1,000 per note, fully and unconditionally guaranteed by Morgan Stanley. These notes pay a 12.00% per annum contingent coupon only when all three underliers—the Nasdaq-100® Technology Sector Index, Russell 2000® Index and S&P 500® Index—close on an observation date at or above their coupon barrier levels (75% of initial levels).
The notes are callable in whole, but not in part, on scheduled redemption dates starting May 7, 2026, if a risk‑neutral valuation model indicates early redemption is economically rational for the issuer. If not called, and if each index finishes at or above its downside threshold (70% of initial), investors receive principal back at maturity plus any final coupon; if any index finishes below its threshold, repayment is reduced 1% for every 1% decline in the worst performer and can fall to zero.
Principal is entirely at risk, investors do not participate in any index upside, and the estimated value on the pricing date is $975.70 per security, below the $1,000 issue price. All payments depend on Morgan Stanley’s credit and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering $368,000 of Dual Directional Buffered Participation Securities, $1,000 per note, linked to the worst performer of the Nasdaq-100® Technology Sector Index and the Russell 2000® Index, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest and mature on April 8, 2027. Investors can gain 1:1 upside based on the worst-performing index, capped at a maximum payment of $1,145 per note (114.5% of principal), and benefit from a 15% downside buffer, with a minimum payment of 15% of principal.
If either index falls more than 15%, principal is reduced 1% for each additional 1% decline in the worst performer. The estimated value on the pricing date is $962.50 per note, below the $1,000 issue price, and the notes will not be listed on any exchange and are subject to Morgan Stanley’s credit risk.