Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Jump Securities with an auto-callable feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes pay no interest and are unsecured obligations subject to Morgan Stanley’s credit.
The securities have a $1,000 stated principal amount per note and may be automatically redeemed starting in February 2027 if the index is at or above an 85% call threshold, paying fixed early redemption amounts that target about 17% per annum. If held to February 2031, investors receive $1,850 per security if the index is at or above the call threshold, par if it is between 60% and 85% of the initial level, and a loss matching the index decline if it finishes below 60%, which can reduce repayment to zero.
The estimated value on the pricing date is approximately $930.30 per security, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes will not be listed on any exchange, secondary liquidity may be limited, the underlier has limited live history and includes a 4% annual decrement and leverage, and U.S. tax treatment is complex and uncertain.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,000 principal-at-risk notes linked to the S&P 500® Index, maturing March 9, 2027. The securities pay no interest and do not guarantee any return of principal.
If the index’s final level is at or above the 90% buffer level of 6,194.448, investors receive $1,087.40 per note, a fixed 8.74% upside payment. If the final level falls below the buffer, principal is reduced by 1.1111% for each 1% decline beyond the 10% buffer, with no minimum payment, so the entire investment can be lost.
The estimated value on the pricing date is approximately $984.80 per $1,000 note, reflecting issuance, structuring and hedging costs and an internal funding rate that is favorable to the issuer. The notes will not be listed on any exchange, and secondary market liquidity depends on Morgan Stanley & Co. LLC’s discretion.
Morgan Stanley Finance LLC is offering contingent income memory auto-callable securities linked to the Class A common stock of Datadog, Inc. Each note has a $1,000 principal amount, is fully and unconditionally guaranteed by Morgan Stanley, and is a principal-at-risk unsecured obligation.
The notes pay a contingent coupon at 14.75% per annum only when Datadog’s closing level on an observation date is at or above the coupon barrier of $57.855 (50% of the initial level of $115.71). Missed coupons may be paid later if the barrier is met on a future observation date.
The securities are automatically redeemed on specified redemption dates if Datadog’s closing level is at or above the call threshold of $115.71, returning principal plus the applicable coupon and any unpaid coupons. If not called and at maturity Datadog is at or above the downside threshold of $57.855, investors receive full principal plus the final coupon if payable.
If at maturity Datadog’s final level is below the downside threshold, investors lose 1% of principal for each 1% decline from the initial level, which can result in a total loss of the $1,000 principal. The estimated value on the pricing date is approximately $967.50 per note, reflecting structuring and hedging costs and the issuer’s internal funding rate. All payments depend on Morgan Stanley’s credit and the notes will not be listed on any exchange, so liquidity may be limited.
Morgan Stanley Finance LLC is offering principal-at-risk Buffered Jump Securities with an auto-call feature linked to the common stock of Blackstone Inc., maturing on February 9, 2028, and fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and issue price, with an estimated value on the pricing date of approximately $978.50. The notes may be automatically redeemed on February 22, 2027 for $1,219 per security if Blackstone’s stock closes at or above $134.54 on February 17, 2027. If held to maturity and the final stock level is at or above the initial $134.54 level, investors receive $1,000 plus the greater of a fixed $438 upside payment or 100% of the stock’s price gain. A 15% buffer applies to moderate moderate losses, but below 85% of the initial level, principal loss accelerates at a 1.1765 factor, and repayment of principal is not guaranteed.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes maturing on March 8, 2027. The notes pay no interest and repayment of principal is not guaranteed.
The return depends on the worst performer among the Russell 2000 Index, the S&P 500 Futures Excess Return Index and the State Street Utilities Select Sector SPDR ETF. If the worst underlier’s final level is at or above 75% of its initial level, investors receive $1,000 plus a fixed $86.50 upside payment per note, an 8.65% gain. If any underlier finishes below its 75% buffer, maturity payment is reduced by 1.3333% of principal for each 1% decline beyond the 25% buffer, with no minimum payment, so the entire investment can be lost. The estimated value on the pricing date is expected to be about $987.10 per $1,000 note due to embedded issuance, structuring and hedging costs.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $17,295,000 of principal-at-risk, S&P MidCap 400® index-linked notes maturing on February 3, 2028.
The notes pay no interest and offer a digital payoff: if the index’s final level is at least 90% of its initial level of 3,473.51, investors receive a fixed Maximum Settlement Amount of $1,167 per $1,000 note (116.70% of face value).
If the index falls by more than 10%, repayment is reduced using a buffer rate of approximately 111.11%, and investors can lose up to their entire principal. The estimated value on the trade date is $979.90 per $1,000 note, below the issue price, reflecting structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC is issuing contingent income memory auto-callable securities linked to the Class B common stock of NIKE, Inc., with a stated principal amount of $1,000 per security and aggregate principal of $550,000, fully and unconditionally guaranteed by Morgan Stanley.
The notes offer a 9.75% annual contingent coupon, paid only when NIKE’s share price is at or above the $36.558 coupon barrier on observation dates, with missed coupons potentially paid later if conditions are met. The notes can be automatically redeemed starting February 2027 if NIKE closes at or above the $60.93 call threshold, returning principal plus due coupons. If held to February 2029 and NIKE is below the $36.558 downside threshold, investors lose 1% of principal for each 1% decline, up to a total loss of the $1,000 principal per note. The estimated value on the pricing date is $957.90 per security, below the $1,000 issue price, and the notes are unsecured, not listed, and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is issuing Dual Directional Buffered PLUS notes linked to the S&P 500® Equal Weight Index, with an aggregate principal amount of $1,335,000 and a $1,000 denomination, maturing on May 6, 2027. The notes pay no interest and offer 125% upside participation when the index rises, capped at a maximum payment of $1,107.50 per security. If the index falls but not more than 5%, investors can earn up to a 5% positive return via an absolute-return feature. If the index declines more than 5%, principal is lost 1% for each additional 1% drop, subject to a minimum payment of 5% of principal, and all payments depend on Morgan Stanley’s credit. The estimated value on the pricing date is $967.40 per security, below the $1,000 issue price due to embedded costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is issuing $1,000,000 of contingent income, memory, buffered auto-callable securities linked to Amazon.com, Inc. common stock, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 principal amount and an estimated value of $972 on the pricing date.
The notes pay a contingent coupon at an annual rate of 10.70%, but only when Amazon’s closing price on an observation date is at or above the coupon barrier of $190.896 (80% of the $238.62 initial level). Missed coupons can be “remembered” and paid later if the barrier is met.
The securities may be automatically redeemed quarterly starting May 2026 if Amazon’s price is at or above the $238.62 call threshold, returning principal plus due coupons. At maturity in February 2029, principal is fully repaid only if the final level is at or above the 80% buffer; below that, losses increase at 1.25% for each 1% drop beyond the buffer, with no minimum payment. All payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $823,000 of Contingent Income Auto-Callable Securities linked to Hewlett Packard Enterprise common stock, each with a $1,000 stated principal amount and an issue price of $1,000 per security.
The securities pay a 13.50% per annum contingent coupon only when the underlier’s closing level on an observation date is at or above the $13.068 coupon barrier level, which is 60% of the $21.78 initial level. They may be automatically redeemed on specified dates if the underlier is at or above the $21.78 call threshold level, returning principal plus the applicable coupon.
If not redeemed early and the final level on February 3, 2028 is at or above the $13.068 downside threshold level, investors receive principal back (plus any final coupon). If the final level is below this threshold, repayment is reduced in full proportion to the decline, and the maturity payment can fall to zero. The estimated value on the pricing date is $959.80 per security, reflecting issuance, structuring and hedging costs, and all payments are subject to Morgan Stanley’s credit risk.