Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a Buffered PLUS linked to the Russell 2000® Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities provide 110% leverage on upside subject to a $1,212.50 maximum payment and a 10% buffer (final payout protects the first 10% of index decline). If the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer; the minimum payment at maturity is 10% of principal. The pricing date and strike date are July 10, 2026, original issue date July 15, 2026, observation date August 10, 2027 and maturity date August 13, 2027. All payments are unsecured obligations of MSFL and fully and unconditionally guaranteed by Morgan Stanley; payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced $2,418,000 of Principal-at-Risk, contingent-coupon, auto-callable notes due June 30, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000 per security.
The notes pay a contingent annual coupon of 9.75% on observation dates if the underlier closes at or above the coupon barrier (75% of the initial level). The notes include an automatic early redemption feature (call threshold 90% of initial level) and a 15% downside buffer at maturity; if the final level is below the buffer, principal is reduced pro rata subject to a 15% minimum payment. Estimated value on the pricing date was $907.20 per security. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers contingent income auto-callable securities due June 28, 2029, fully guaranteed by Morgan Stanley, with an aggregate principal amount of $400,000 and a stated principal amount of $1,000 per security. The notes pay a contingent coupon of 9.00% per annum on each coupon payment date only if the closing level of each underlier meets its coupon barrier on the related observation date and are automatically redeemed early if each underlier meets its call threshold on any redemption determination date.
The securities are linked to the worst performing of the EURO STOXX 50®, Russell 2000® and S&P 500® indices; coupon barriers equal 80% of initial levels and downside thresholds equal 70% of initial levels. If not redeemed early and the final level of any underlier is below its downside threshold, holders receive an amount equal to the stated principal multiplied by the performance factor of the worst performing underlier and may lose up to their entire principal. All payments are subject to Morgan Stanley's credit risk. Commissions and issuance costs are included in the $1,000 issue price; the estimated value on the pricing date was $957.50 per security.
Morgan Stanley Finance LLC priced Structured Investments: Enhanced Buffered Jump Securities linked to the S&P 500® Index. Each security has a stated principal amount of $1,000, a stated upside payment of at least $90.70 (9.07%), a 10% buffer (buffer level = 90% of the initial level) and a downside factor of 1.1111. The securities mature on July 20, 2027 and pay at maturity based on the S&P 500 closing level on the observation date. The estimated value on the pricing date is approximately $986.40 per security. These are principal‑at‑risk notes that do not pay interest; investors may lose some or all of their principal and are exposed to Morgan Stanley credit risk and tax‑treatment uncertainty.
Morgan Stanley Finance LLC priced a structured note offering of Principal at Risk securities totaling $678,000 aggregate principal. The notes have a $1,000 stated principal amount per security, an original issue price of $1,000 and are fully guaranteed by Morgan Stanley. They mature on June 30, 2031 and reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index.
The notes pay a contingent annual coupon of 9.00% on observation dates when the underlier is at or above a coupon barrier (75% of the initial level), feature automatic early redemption if the underlier meets a call threshold (90% of the initial level) on redemption determination dates, and provide principal protection only up to a 20% buffer with a minimum payment of 20% of principal at maturity.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes fully and unconditionally guaranteed by Morgan Stanley. The offering consists of $1,000 per security with an aggregate principal amount of $2,104,000, issued at $1,000 per security and an estimated value on the pricing date of $946.50. The notes are linked to the worst performing of the EURO STOXX 50, the Russell 2000 and the S&P 500, carry a 150% participation rate in favorable outcomes, an early redemption payment of $1,272.50 if all call thresholds are met on the first determination date (July 2, 2027), and mature on June 30, 2031. These securities do not pay interest, expose investors to full principal risk if the worst underlier falls below 70% of its initial level, and are subject to issuer credit risk and limited secondary-market liquidity.
Morgan Stanley Finance LLC offers Dual Directional Buffered PLUS notes due June 30, 2031 with an aggregate principal amount of $170,000. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
At maturity, payoffs depend on the EURO STOXX 50® final level versus an initial level of 6,267.53. Upside is leveraged (153% of appreciation). If the index falls but remains above an 85% buffer level, investors may receive a limited positive return; if it falls below the buffer, principal is lost pro rata subject to a 15% minimum payment. The original issue price is $1,000 per security and the estimated value on pricing was $939.50 per security; agent commissions are $40 per security.
Morgan Stanley Finance LLC priced $5,915,000 of Trigger PLUS notes due June 30, 2031. These principal‑at‑risk securities reference the worst performing of the Dow Jones Industrial Average and the S&P 500® Index and pay no interest; payment at maturity depends on the worst performing underlier.
If both underliers finish above their initial levels, investors receive the $1,000 stated principal plus a 125% leverage of the worst underlier's appreciation. If the worst underlier finishes between its initial level and its 70% downside threshold, investors receive only the $1,000 principal. If the worst underlier finishes below the threshold, investors lose 1% of principal for each 1% decline in that underlier; there is no minimum payment and the securities could pay zero. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities due June 28, 2029 linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. The stated principal amount is $1,000 per security and the aggregate principal amount is $1,442,000. The securities pay a contingent coupon at an annual rate of 8.40% only when all three underliers meet their coupon barrier levels on observation dates, include automatic early redemption if all underliers meet call thresholds on redemption determination dates, and expose holders to full downside loss calculated 1:1 versus the worst performing underlier at maturity.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due August 13, 2027 tied to the S&P 500 Index and fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal, a 110% leverage factor, a 10% buffer and a maximum payment at maturity of $1,146. The strike and pricing date are July 10, 2026, original issue date July 15, 2026, and the observation date is August 10, 2027. If the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer; the minimum payment at maturity is 10% of stated principal. Payments are subject to MSFL and Morgan Stanley credit risk.