Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $3,703,000 of Buffered Jump Securities with an auto-callable feature, at $1,000 stated principal per security tied to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index.
The notes pay no interest and can be automatically redeemed from January 2027 onward if the index closes at or above the 2,689.623 call threshold, delivering early redemption payments that target about 14.50% per annum and then terminate. If held to January 2031 and the final index level is at or above the call threshold, investors receive $1,725.00 per security; if between the 2,390.776 buffer level and the call threshold, only principal is repaid. Below the buffer, losses match the index decline beyond the 20% buffer, down to a minimum payment of 20% of principal. The index itself is new, uses leverage up to 400% and includes a 4.0% per annum decrement that systematically drags performance, and the estimated value on the pricing date of $930.40 per security is below issue price, reflecting embedded costs and issuer funding.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes called Contingent Income Memory Buffered Auto-Callable Securities due February 13, 2031. The notes are linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and have a stated principal amount of $1,000 per security.
Investors may receive a contingent coupon at an annual rate of 9.00% to 10.00%, but only for periods when the index closes on the observation date at or above 75% of its initial level; missed coupons can be paid later if the barrier is met. The notes are automatically redeemed if, on any redemption determination date from 2027 onward, the index is at or above 90% of its initial level, returning principal plus the applicable coupon.
If held to maturity without early redemption, investors receive full principal back only if the final index level is at or above an 85% buffer level, with a minimum payment of 15% of principal; below the buffer, losses move 1% for each 1% further decline. The estimated value on the pricing date is approximately $903.60 per $1,000, the notes are not listed on any exchange, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is issuing step-down “Jump Securities” with an auto-call feature due January 30, 2031, linked to the worst performer of the Dow Jones Industrial, S&P 500® Index and Russell 2000® Index. Each security has a stated principal amount and issue price of $1,000, for an aggregate principal amount of $6,692,000.
The notes do not pay interest and do not guarantee principal. Starting January 28, 2027, the securities are automatically redeemed if each index is at or above its call threshold, paying early redemption amounts that target a return of approximately 9.15% per year, after which no further payments are made.
If not called, investors receive $1,457.50 per security at maturity only if the final level of each index is at or above its upside threshold (80% of its initial level). If any index finishes below its upside but all remain at or above the downside threshold (about 75%), investors receive only principal. If any index finishes below its downside threshold, repayment is reduced 1% for every 1% decline in the worst-performing index, and the maturity payment can fall to zero. The estimated value on the pricing date is $987.70 per security, and the notes are unsecured obligations guaranteed by Morgan Stanley, not listed on any exchange and subject to the issuer’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, maturing on February 13, 2031. Each security has a $1,000 stated principal amount and issue price, with an estimated value on the pricing date of approximately $905.50 per security.
Investors may receive a contingent coupon at an annual rate of 11.50% to 12.50%, but only if the index closes at or above an 80% coupon barrier on scheduled observation dates; missed coupons can be paid later if the barrier is met. The notes are auto-callable starting February 10, 2027 if the index is at or above 100% of the initial level, returning principal plus due coupons and ending the investment early.
At maturity, if not called and the index is at or above an 85% buffer level, investors receive full principal back (plus any due coupons). Below the buffer, repayment is reduced 1% for every 1% decline beyond the 15% buffer, but not below 15% of principal. Payments depend entirely on index performance and Morgan Stanley’s credit, and the notes will not be listed, so liquidity may be limited.
Morgan Stanley Finance LLC is offering $5.09 million of auto-callable, principal-at-risk securities linked to the worst performer among Alphabet Class A, Microsoft, and JPMorgan Chase common stock, maturing January 26, 2029. Each security has a $1,000 face amount and an estimated initial value of $928.80.
If on the January 28, 2027 call date all three stocks are at or above their starting prices, the notes are automatically called and pay $1,400 per security, a fixed 40% return, with no further payments. If not called, at maturity investors get 300% leveraged upside on the lowest-performing stock if it finishes above its starting price, full principal back if it finishes between 80% and 100% of its starting price, and lose 1-for-1 beyond a 20% buffer, with up to 80% loss of principal.
The notes pay no interest, forgo dividends, are unsecured obligations guaranteed by Morgan Stanley, and will not be listed on an exchange. Secondary market liquidity and prices depend on Morgan Stanley’s affiliates, market conditions and the issuer’s credit spreads.
Morgan Stanley Finance LLC is offering market-linked, principal-at-risk securities tied to the common stock of Microsoft Corporation (MSFT), maturing on July 28, 2027. Each security has a $1,000 face amount and offers a contingent fixed return of 17.15% ($171.50 per security) if, on the calculation day, Microsoft’s stock closes at or above the threshold price of $396.0575, which is 85% of the $465.95 starting price.
If the ending price is below the threshold, investors are fully exposed to the stock’s decline from the starting price on a 1‑for‑1 basis and can lose more than 15%, up to their entire principal. The securities pay no periodic interest or Microsoft dividends and will not be listed on an exchange. Morgan Stanley estimates the value on the pricing date at $957.50 per $1,000 security, reflecting embedded issuance, selling, structuring and hedging costs and an internal funding rate favorable to the issuer.
Morgan Stanley Finance LLC is issuing $6,996,000 of principal-at-risk “Jump Securities” due January 30, 2031, fully and unconditionally guaranteed by Morgan Stanley, at $1,000 per security with an estimated value of $982.50 on the pricing date.
The notes are auto-callable and linked to the worst performing of the Dow Jones Industrial Average, S&P 500® Index and Russell 2000® Index. From the first determination date on January 28, 2027, the notes are automatically redeemed if all three indices are at or above their call thresholds (85% of initial levels), paying fixed step-up amounts that target about 8.75% per year. If held to maturity and all indices are at or above call thresholds, investors receive $1,437.50 per security; if any index finishes between its call threshold and downside threshold (75% of initial), only principal is returned. If any index ends below its downside threshold, repayment is reduced 1% for each 1% decline of the worst index, and the maturity payment can fall to zero. The notes pay no interest, offer no upside participation beyond fixed amounts, are unsecured, and expose holders to Morgan Stanley’s credit risk and limited liquidity.
Morgan Stanley Finance LLC is offering Contingent Income Memory Buffered Auto-Callable Securities due February 13, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000.
The notes may pay a contingent coupon at an annual rate of 10.00% to 11.00%, but only when the index closes on or above a 70% coupon barrier on specified observation dates; missed coupons can be paid later if the barrier is met. The securities are auto-callable from February 2027 if the index is at or above 100% of the initial level, returning principal plus due coupons.
If not called, and the final index level is at or above an 85% buffer level, holders receive full principal back (plus any payable coupons). Below the buffer, repayment falls 1% for each 1% further index decline, with a minimum maturity payment of 15% of principal, so substantial losses are possible. The estimated value on the pricing date is about $904.30 per security, reflecting issuer costs and internal funding assumptions. All payments depend on Morgan Stanley’s credit and the notes are not listed on any exchange.
Morgan Stanley Finance LLC is issuing principal-at-risk structured notes linked to the worst performer of the Nasdaq-100 Technology Sector Index, Russell 2000 Index and S&P 500 Index. Each $1,000 security offers a contingent coupon at a 10.00% annual rate, but only when all three indices close at or above preset coupon barrier levels on scheduled observation dates.
The notes may be auto-called on quarterly redemption determination dates starting July 23, 2026 if each index is at or above its initial level, returning principal plus the applicable coupon. If held to January 28, 2031 and any index finishes below its downside threshold (60% of its initial level), investors lose 1% of principal for every 1% decline in the worst-performing index, up to a total loss. The estimated value on the pricing date is $986.70 per $1,000 security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. All payments depend on Morgan Stanley’s and MSFL’s credit and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering fixed-income buffered auto-callable securities due February 13, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes pay a fixed annual coupon of 7.00% to 8.00%, with interest paid monthly, regardless of index performance.
The notes may be redeemed early if the index closes at or above 100% of its initial level on specified monthly redemption determination dates, returning principal plus the coupon for that period. If held to maturity and the final index level is at or above 85% of the initial level, investors receive full principal plus the final coupon. Below this 15% buffer, repayment is reduced dollar-for-dollar with index losses beyond the buffer, subject to a minimum maturity payment of 15% of principal.
The securities are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, with principal at risk and no upside participation in index gains. The indicative estimated value is approximately $926.50 per $1,000 security, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate. The notes will not be listed on any exchange and secondary market liquidity may be limited.