Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Principal-at-Risk Structured Investments linked to the worst performing of the Nasdaq-100 and S&P 500. The securities have a $1,000 stated principal amount, issue price of $1,000 and an aggregate principal amount of $3,115,000. The strike and pricing date are June 30, 2026, original issue date July 6, 2026, observation date September 30, 2027 and maturity date October 5, 2027. Payments at maturity depend on the worst performing underlier: upside participation is 100% subject to a maximum upside payment of $1,151.50 (115.15%); an absolute-return feature applies when the worst performer is down but at or above an 80% buffer level; losses apply 1% for each 1% decline beyond the 20% buffer, with a minimum payment of 20% of principal. Estimated value on the pricing date was $988.50 per security. All payments are subject to issuer and guarantor credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC is offering structured, auto-callable Jump Notes due July 3, 2031, fully guaranteed by Morgan Stanley, with an aggregate principal amount of $100,000 and a per‑note issue price of $1,000. The notes pay no interest, carry a 100% participation in positive index performance, and may be automatically redeemed early on specified annual determination dates if the Morgan Stanley Amplitude index reaches or exceeds a call threshold; fixed early redemption payments provide returns of roughly 12.00% per annum on the applicable dates.
The notes include issuer credit risk, are unsecured, not exchange-listed, and have an estimated value on the pricing date of $948.70 per note. Tax treatment is as contingent payment debt instruments with a comparable yield of 4.8022% per annum. Further terms and index methodology are described in the annex and accompanying supplements.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to the worst performing of the State Street Energy Select Sector SPDR ETF (XLE) and the State Street SPDR S&P Oil & Gas Exploration & Production ETF (XOP). The securities have a $1,000 stated principal amount, an issue price of $1,000 and aggregate principal of $746,000. They pay a contingent coupon at an annual rate of 8.50% on each interest period only if both underliers close at or above their coupon barrier levels on the related observation dates, and are subject to automatic early redemption if both underliers meet their call thresholds on a redemption determination date. At maturity, investors receive principal only if both final levels are at or above the downside thresholds (65% of initial levels); otherwise payment equals the stated principal multiplied by the performance factor of the worst performing underlier and could be significantly less or zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a $1,725,000 offering of Trigger PLUS principal-at-risk securities due July 5, 2030, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and was issued at $1,000 per security with an estimated value on the pricing date of $983.20.
The notes track the S&P 500® Futures Excess Return Index with an initial level of 600.73 (strike date June 30, 2026) and a downside threshold at 420.511 (70% of the initial level). The securities pay stated principal + 202%×index return if the final level is greater than the initial level, return principal if the final level is between the downside threshold and the initial level, and expose investors to full downside below the threshold (1% loss per 1% index decline).
Morgan Stanley Finance LLC priced market-linked notes — MSFL is issuing market-linked notes due July 3, 2031, fully guaranteed by Morgan Stanley, with an aggregate principal amount of $1,899,000 and a stated principal amount of $1,000 per note.
Payments at maturity depend solely on the closing level of the S&P 500® Futures Excess Return Index on the observation date; if the final level exceeds the initial level of 600.73, investors receive principal plus an upside payment equal to the stated principal amount × a 141.50% participation rate × the index percent change. The notes pay no interest, are unsecured and will not be listed on any exchange.
Morgan Stanley Finance LLC priced a series of principal‑at‑risk notes called Trigger PLUS due July 3, 2031. The offering totals an aggregate principal amount of $630,000 with a $1,000 stated principal amount per security and an issue price of $1,000 per security.
Payments at maturity depend on the S&P 500® Futures Excess Return Index: investors receive the stated principal plus a 202% leverage of the underlier’s appreciation if the final level exceeds the initial level (initial level 600.73). If the final level is below a downside threshold of 420.511 (70% of initial), investors lose 1% of principal for every 1% decline in the underlier; there is no minimum payment. Estimated value on the pricing date was $945.80 per security; agent commissions were $33.50 per security, leaving proceeds of $966.50 per security to the issuer.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering principal-at-risk notes called Buffered Jump Securities due July 6, 2029 linked to the worst performer of the Nasdaq-100 Technology Sector, the S&P 500 and the XLY ETF. The offering aggregates $550,000 at $1,000 per security and carries an estimated value of $955.10 on the pricing date. The notes have a 25% buffer, a 110% participation rate on upside at maturity, an early redemption feature that pays $1,150 if all underliers meet their call thresholds on the first determination date, and a minimum payment at maturity of 25% of principal.
The securities do not pay interest, are unsecured obligations of MSFL, are fully guaranteed by Morgan Stanley, and expose investors to Morgan Stanley credit risk and to losses if the worst-performing underlier declines beyond the buffer amount.
Morgan Stanley Finance LLC priced a market‑linked, principal‑at‑risk note offering totaling $1,135,000 (1,135 securities) with a $1,000 face amount per security. The two‑year notes were priced on June 30, 2026 and mature on July 6, 2028.
The payout links to an unequally weighted Basket (S&P 500 50%, Nasdaq‑100 15%, EURO STOXX 50 20%, EEM ETF 15%), offers a 110% participation rate up to a 23.00% maximum return ($230.00), and provides a 10% downside buffer (threshold 90%). The issuer estimates the value at $960.00 per security on the pricing date. Investors are exposed to issuer credit risk and may lose up to 90% of principal.
Morgan Stanley Finance LLC is offering callable Principal at Risk securities linked to the S&P 500® Futures Excess Return Index. The securities have a $1,000 stated principal amount and aggregate principal of $670,000. They pay no interest, are subject to Morgan Stanley credit risk and can be redeemed early under a risk-neutral valuation test beginning on July 13, 2027. At maturity on July 3, 2031, payouts depend on the final index level versus the initial level of 600.73, with a 500% upside participation rate, a downside threshold at 360.438 (60% of initial) and an absolute return participation feature that can produce either a capped positive return or a full loss of principal.
These securities are intended for investors willing to risk their principal for structured upside tied to absolute index moves. All payments are subject to the issuer’s and guarantor’s creditworthiness and the securities include various model‑based early redemption and liquidity limitations.
Morgan Stanley Finance LLC priced principal-at-risk, contingent-income auto-callable securities linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 and the Russell 2000. The securities have a $1,000 stated principal amount, aggregate issuance of $1,972,000 and an estimated value on the pricing date of $949.70.
The notes pay a contingent coupon of 8.25% per annum on each coupon date only if each underlier is at or above its coupon barrier (70% of initial level) on the related observation date. The securities are auto-callable beginning on the first redemption determination date (June 30, 2027) if each underlier is at or above its call threshold (100% of initial level) on that date. At maturity, if any underlier is below its 70% downside threshold, the payment is the stated principal multiplied by the performance factor of the worst performing underlier, exposing investors to a potential total loss of principal.