Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing S&P 500®-linked Buffered Participation Securities maturing on July 27, 2027, in an aggregate principal amount of $1,337,000 at $1,000 per security. The notes pay no interest and return principal plus 100% of any index gain at maturity, capped at a maximum payment of $1,170 per security. If the index is flat or down but not below the 85% buffer level, investors receive only their principal. Below the buffer, principal is reduced 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The securities are unsecured, subject to Morgan Stanley’s credit risk, and are not exchange‑listed; the estimated value on the pricing date is $990.10 per security.
Morgan Stanley Finance LLC is offering principal-at-risk Callable Contingent Income Securities due February 3, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and is linked to the worst performer of the Nasdaq-100 Index, Russell 2000 Index and State Street Utilities Select Sector SPDR ETF.
Investors can receive a contingent coupon at 11.50% per annum, paid only if on each observation date the closing level of every underlier is at or above its coupon barrier level. If any underlier is below its coupon barrier on a given observation date, no coupon is paid for that period.
Starting August 4, 2026, the notes are callable in whole on specified redemption dates if a risk-neutral valuation model shows early redemption is economically rational for the issuer. If the notes are not redeemed and on the final observation date each underlier is at or above its downside threshold, investors receive full principal (plus any final coupon). If any underlier is below its downside threshold, repayment is reduced in proportion to the worst underlier’s decline, and the amount repaid can fall to zero. The estimated value on the pricing date is expected to be about $981.20 per security, below the $1,000 issue price, and the notes are unsecured, subject to Morgan Stanley’s credit risk and will not be listed on an exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $2,079,000 of Buffered PLUS notes linked to the State Street® Energy Select Sector SPDR® ETF, maturing January 27, 2028. Each security has a $1,000 principal amount, pays no interest and is a principal-at-risk structured note.
At maturity, if the ETF’s final level is above $48.91, holders receive $1,000 plus 125% of the gain, capped at a maximum payment of $1,437.50 per security. If the final level is between 85% and 100% of the initial level, investors simply receive $1,000. Below the 85% buffer, principal is reduced 1% for each 1% further decline, but not below 15% of principal.
The notes are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and may have limited liquidity. The issue price is $1,000 per note, including a $17.50 sales commission, while the estimated value on the pricing date is $980.30, reflecting structuring and hedging costs and an internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $2,000,000 of S&P 500®-linked Buffered Jump Securities maturing on January 27, 2028, at $1,000 per security. The notes may be automatically called on February 2, 2027 for $1,090 per security if the S&P 500® closes at or above 6,913.35 on January 28, 2027. If held to maturity and the index is above 6,913.35, investors receive principal plus 125% of the index gain; if it is between 90% and 100% of that level, they receive only principal. Below 90% of the initial level, principal is reduced 1% for each 1% additional decline, but not below 10% of principal. The securities pay no interest, are not listed, carry full principal risk and had an estimated value of $978.60 per $1,000 at pricing.
Morgan Stanley Finance LLC is issuing $2,586,000 of Contingent Income Auto-Callable Securities linked to Broadcom Inc. (AVGO), fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 principal amount and a term to July 27, 2027.
The note pays a contingent coupon at 13.00% per annum only if Broadcom’s stock closes on each observation date at or above the coupon barrier of $162.745 (50% of the $325.49 initial level). The same level acts as the downside threshold. The securities auto-call at par plus the coupon if the stock is at or above 100% of the initial level on any redemption determination date.
If the note is not called and Broadcom’s final level is below the downside threshold, investors lose 1% of principal for each 1% decline in the stock, potentially losing their entire investment. All payments are subject to Morgan Stanley’s credit risk, and the estimated value on the pricing date is $983.80 per security.
Morgan Stanley Finance LLC is issuing principal-at-risk “Enhanced Trigger Jump” notes linked to the worst performer of the S&P 500 Index and the Russell 2000 Index, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with $2,209,000 in aggregate principal, and matures on April 27, 2027. If, on the April 22, 2027 observation date, both indices are at or above 75% of their initial levels (6,913.35 for the S&P 500 and 2,718.765 for the Russell 2000), investors receive $1,000 plus a fixed $119 upside payment, an 11.90% return. If either index finishes below its 75% downside threshold, repayment is reduced 1% for each 1% decline in the worst-performing index, with no minimum, so the entire investment can be lost. The notes pay no interest, will not be listed on an exchange, and all payments depend on Morgan Stanley’s credit. The estimated value on the pricing date is $990.90 per $1,000 note, reflecting issuance, structuring and hedging costs.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Callable Contingent Income Securities due January 25, 2029, linked to the worst performing of the iShares Silver Trust (SLV) and the VanEck Gold Miners ETF (GDX). Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $2,433,000, and an estimated value on the pricing date of $913.10 per security.
The notes pay a 14.70% per annum contingent coupon only if, on each observation date, the closing level of both SLV and GDX is at or above a coupon barrier set at 60% of their initial levels ($52.278 for SLV and $63.102 for GDX). Starting July 27, 2026, the issuer may redeem the notes early on specified redemption dates if a risk-neutral valuation model indicates it is economically rational for Morgan Stanley to call them, in which case investors receive principal plus any due coupon and no further payments. If the notes are not redeemed and, on the final observation date, either underlier is below its downside threshold (also 60% of initial), investors lose 1% of principal for every 1% decline in the worst-performing underlier, potentially losing their entire investment.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering copper-linked Buffered PLUS notes maturing on February 8, 2027. Each note has a $1,000 stated principal, pays no interest, and is tied to the official cash offer price of copper grade A on the LME.
At maturity, if copper is above the initial price, holders receive $1,000 plus 150% of the price gain, capped at a maximum payment of $1,180 (118% of principal). If copper is flat or down by up to 10%, investors receive their $1,000 principal. If copper falls by more than 10%, repayment is reduced 1-for-1 with losses beyond the buffer, but not below the minimum payment of $100, meaning up to 90% of principal can be lost.
The notes are unsecured obligations of MSFL, guaranteed by Morgan Stanley, and carry full issuer credit risk. They will not be listed on any exchange, and the estimated value on the pricing date is about $977.20 per note, reflecting embedded issuance, structuring and hedging costs.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,000-denomination Buffered Jump Securities with an auto-call feature linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index, maturing on February 4, 2031. The notes pay no interest and expose investors to issuer credit risk.
The securities can be automatically redeemed quarterly starting February 2, 2027 if the index is at or above 100% of its initial level, for cash payments that target about 18.10% per annum, from $1,181.00 on the first call date up to $1,889.917 on the last. If not called and the final index level is at or above the call threshold, investors receive $1,905.00 at maturity.
If the final level is below the call threshold but at or above an 80% buffer, investors get back the $1,000 principal. Below the 80% buffer, repayment is reduced 1% for each 1% additional decline, with a minimum payment of 20% of principal. The preliminary estimated value on the pricing date is approximately $924.60 per note, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes are not listed, and the underlier is a leveraged, volatility-targeted futures index with a daily 4% per annum decrement.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due May 3, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 security pays no interest and is linked to the worst performer among the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index.
At maturity, if the worst-performing index is above its initial level, holders receive $1,000 plus 144% of that index’s gain. If the worst-performing index is down but not below 85% of its initial level, holders receive only the $1,000 principal. If it falls below 85%, repayment is reduced 1% for each 1% drop beyond the 15% buffer, with a minimum payment of 15% of principal.
The notes are unsecured obligations subject to Morgan Stanley’s credit risk and will not be listed on any exchange. The estimated value on the pricing date is approximately $984.30 per security, reflecting issuance, structuring and hedging costs borne by investors.