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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk notes due June 27, 2029. The offering comprises securities with a stated principal amount of $1,000 per security and an aggregate principal amount of $4,434,000. The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and pay no interest.
The payoff is linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Key economic terms: leverage factor 124%, buffer 15% (i.e., protection down to 85% of the initial level), and a minimum payment at maturity of 15% of principal. If the worst performing underlier ends above its initial level, investors receive principal plus 124% of that underlier’s appreciation; if the worst performing underlier ends below the buffer, losses occur dollar-for-dollar beyond the 15% buffer. The original issue price is $1,000 with an estimated value on the pricing date of $986.80.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable Nasdaq-100 linked notes. The offering comprises $3,000,000 aggregate principal of securities priced at $1,000 per security with an original issue date of June 25, 2026 and maturity on June 27, 2029. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest, carry principal-at-risk tied to the Nasdaq-100 Index®, feature an automatic early redemption if the underlier is at or above the call threshold on the first determination date, and provide a 125% participation rate in positive index performance at maturity if not called. All payments are subject to Morgan Stanley credit risk.
Key terms include an initial (and call threshold) level of 30,347.08, a downside threshold at 70% of the initial level (21,242.956), an early redemption payment of $1,157.50 per security if called on the first determination date (June 29, 2027), and an estimated value on the pricing date of $981.90 per security. The offering is targeted to fee-based advisory accounts and includes customary conflicts-of-interest disclosures; use-of-proceeds and hedging details are referenced to the product supplement.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, fixed-coupon, auto-callable notes due July 15, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal, a fixed coupon determined on the pricing date (announced range 7.10%–8.10% per annum), monthly coupon payments, an observation date of July 10, 2031, and automatic early redemption if the underlier meets the call threshold on any redemption determination date starting with July 12, 2027.
The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, include a 15% buffer (buffer level = 85% of the initial level), and a minimum payment at maturity of 15% of principal. The estimated value on the pricing date was approximately $919.80 per security.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. Each security has a stated principal amount of $1,000, an upside payment of $101 (10.10%) if no underlier breaches its 60% downside threshold, an observation date of July 26, 2027 and a maturity date of July 29, 2027. The estimated value on the pricing date was about $992.70 per security; all payments are subject to MSFL and Morgan Stanley credit risk and there is no guaranteed return of principal.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk notes linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount, a pricing/strike date of July 10, 2026 and a maturity date of July 15, 2031.
The notes pay a contingent coupon at an annual rate to be set on the pricing date (disclosed range 12.25%–13.25%), payable only if the underlier meets the coupon barrier on observation dates. They offer a 15% buffer before investor principal is exposed, a minimum maturity payment of 15% of principal, automatic early redemption mechanics beginning July 15, 2027, and an estimated value on the pricing date of approximately $906.60 per security.
Morgan Stanley Finance LLC is offering $749,000 aggregate principal of structured, principal-at-risk securities due June 26, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000.
The securities are auto-callable beginning with a first determination date on June 23, 2027 and pay fixed early redemption amounts if, on a determination date, the closing level of each underlier is at or above its call threshold. If not auto-redeemed, maturity payments depend on the worst performing underlier versus a 70% downside threshold; losses can be up to the full principal. Estimated value on the pricing date was $940.50 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced principal-at-risk notes — contingent income auto-callable securities linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. The securities have a $1,000 stated principal per security (aggregate $2,517,000), an original issue price of $1,000, and an estimated value on the pricing date of $981.00. They pay a contingent coupon of 10.75% per annum on each coupon payment date only if the closing level of each underlier is ≥ its coupon barrier (75% of initial level) on the related observation date. The notes mature on March 27, 2031 with automatic early redemption opportunities beginning on the first redemption determination date of December 22, 2026. If not auto‑redeemed, maturity payment is either the stated principal (if each final level ≥ downside threshold (60%)) or the stated principal × performance factor of the worst performing underlier, exposing investors to full principal loss tied to worst underlier performance. All payments are subject to issuer and guarantor credit risk and U.S. federal tax treatment is described as uncertain.
Morgan Stanley Finance LLC offers contingent income, principal-at-risk notes due July 15, 2031 that are fully and unconditionally guaranteed by Morgan Stanley.
Each security has a stated principal amount of $1,000, an issue price of $1,000, and an estimated value on the pricing date of approximately $906.70. The securities pay a contingent coupon at an annual rate to be set on the pricing date (stated range 10.00% to 11.00%), are callable on scheduled dates beginning with the redemption determination date of July 12, 2027, and mature on July 15, 2031.
The notes include a buffer amount of 15%, a coupon barrier equal to 75% of the initial level, a call threshold equal to 90% of the initial level, and a minimum payment at maturity of 15% of principal; payment at maturity depends on the final level of the underlier.
Morgan Stanley Finance LLC is offering Principal at Risk Trigger Participation Securities linked to the S&P 500® Index. Each security has a $1,000 stated principal amount, a 100% participation rate, and a capped maximum payment at maturity of $1,810 per security (181% of principal). The strike and pricing date are June 30, 2026, original issue date July 6, 2026, observation date June 30, 2031 (subject to postponement) and maturity date July 3, 2031. If the final level is ≥ the initial level, holders receive principal plus appreciation up to the maximum; if final level is between the initial level and 70% of initial, holders receive principal; if final level is below 70% of initial, holders suffer pro rata principal loss (1% loss for each 1% decline). The estimated value on the pricing date is approximately $946.10 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced contingent income, memory buffered, auto-callable notes with a stated principal of $1,000 per security that mature on July 15, 2031. The notes pay a contingent coupon (annual rate to be set on the pricing date, indicated between 9.35%–10.35%) only if the underlier meets coupon barrier tests on observation dates and may be automatically redeemed early if the underlier meets the call threshold on any redemption determination date. If not called, principal is returned at maturity if the final level is at or above the buffer level (85% of the initial level); if below the buffer level investors absorb losses beyond the 15% buffer, subject to a minimum payment of 15% of principal. Estimated value on the pricing date is approximately $955.00 per security. The notes are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley's credit risk.