Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a structured, principal‑at‑risk note tied to the S&P 500® Futures Excess Return Index with a $1,000 stated principal per security and an aggregate principal amount of $184,000. The securities pay no interest, offer a fixed $380 upside payment (38%) at maturity if the final index level is at or above the downside threshold, and otherwise deliver an amount equal to the stated principal multiplied by the index performance factor; there is no minimum payment and investors may lose their entire principal. The strike/ pricing date is June 30, 2026, the observation date is July 1, 2030 (subject to postponements), and the maturity date is July 5, 2030. These unsecured obligations of MSFL are fully and unconditionally guaranteed by Morgan Stanley and are subject to issuer credit risk and other risks described in the supplement.
Morgan Stanley Finance LLC is offering principal‑at‑risk, dual‑underlier notes due July 3, 2031 fully and unconditionally guaranteed by Morgan Stanley. The securities return depends on the worst performing of the Russell 2000 and the S&P 500, with upside, absolute‑return and downside loss features.
The stated principal amount is $1,000 per security, issue price $1,000, estimated value on the pricing date $956.50, aggregate principal $656,000. Upside payment is $450 (45%) and the absolute return participation rate is 100%. If either underlier closes below 75% of its initial level the securities suffer proportional principal losses.
Morgan Stanley Finance LLC amends the preliminary pricing supplement for variable income auto-callable notes due July 16, 2029, fully guaranteed by Morgan Stanley. The notes pay a variable coupon (higher 7.80% or lower 0.25%) based on observation-date performance of three underliers (Alphabet Class C, Meta Class A, Microsoft). The notes auto-redeem if all underliers meet call thresholds on a redemption determination date; otherwise investors receive stated principal at maturity. All payments are unsecured and subject to Morgan Stanley credit risk; the estimated pricing-date value was approximately $976.40 per note.
Morgan Stanley Finance LLC is offering Principal at Risk notes due July 5, 2030 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and the payment at maturity is linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Index and the Russell 2000 Index. If the worst performing underlier finishes at or above its downside threshold (70% of initial level), investors receive the stated principal plus a fixed $446.50 upside payment (44.65%). If any underlier finishes below its downside threshold, the payout equals principal multiplied by the performance factor of the worst performing underlier, so holders could lose part or all of their principal. The offering size is an aggregate of $255,000, priced at $1,000 per security, with an estimated value on the pricing date of $985.30 per security. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to the Roundhill Magnificent Seven ETF with automatic early redemption through June 26, 2031. The securities have a stated principal amount of $1,000 per security, an issue price of $1,000, and an estimated value on the pricing date of $960.50.
The notes pay no interest, expose investors to Morgan Stanley credit risk, and are auto‑callable beginning on the first determination date of July 2, 2027 if the underlier closes at or above the call threshold of $61.60. If not called, maturity payments are either $1,575.00 if the final level is at or above the downside threshold ($43.12) or a principal amount equal to the stated principal multiplied by the performance factor (final level/initial level), which could result in a total loss of principal.
Morgan Stanley Finance LLC is offering $650,000 aggregate principal of Principal at Risk auto-callable securities due January 3, 2028, linked to Dell Technologies Inc. Class C common stock. The securities pay a contingent coupon at an annual rate of 34.36% on observation dates when the underlier is at or above the coupon barrier.
The initial level is $414.61, the coupon barrier and downside threshold are $248.766 (60% of initial), and the call threshold is $414.61 (100% of initial). Each security has a $1,000 issue price, an estimated value on the pricing date of $968.10, and will automatically redeem early if call conditions are met on any redemption determination date.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to Netflix, Inc. common stock with a stated principal of $1,000 per security and aggregate principal of $2,716,000. The notes pay a contingent coupon at an annual rate of 12.15% on each interest period only if the underlier meets the coupon barrier on the related observation date, are automatically redeemed if the underlier meets the call threshold of $71.40 on a redemption determination date, and mature on August 4, 2027. If not auto‑redeemed, holders receive principal at maturity only if the final level is at or above the downside threshold of $48.552 (68% of the initial level); otherwise payment is the stated principal multiplied by the performance factor (final level/initial level), which could result in significant loss of principal. Estimated value at issuance was $965.10 per security; the issue price is $1,000 with a $15 sales commission per security.
Morgan Stanley Finance LLC issues Principal-at-Risk contingent-income auto-callable securities linked to Astera Labs, Inc. common stock with a stated principal amount of $1,000 per security and an aggregate principal amount of $507,000. The notes pay a contingent coupon at an annual rate of 52.00% on each coupon payment date only if the closing level of the underlier on the related observation date is at or above the coupon barrier of $241.51 (50% of the initial level). The securities are automatically redeemed early if the closing level on a redemption determination date is at or above the call threshold of $483.02 (100% of the initial level), in which case holders receive principal plus the contingent coupon for that period. If not redeemed and the final level at maturity is below the downside threshold of $241.51, payment at maturity equals principal multiplied by the performance factor (final level/initial level), exposing holders to potential significant principal loss. All payments are subject to Morgan Stanley Finance LLC credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering callable, principal-at-risk notes linked to the worst performing of GLD, GDX and GDXJ. Each security has a $1,000 stated principal amount and an issue price of $1,000.
The securities pay a 17.00% contingent coupon per annum only if the closing level of each underlier meets its coupon barrier on each observation date. The coupon barrier and buffer for each underlier equal 72.50% of its initial level (buffer amount 27.50%). If the worst performing underlier finishes below its buffer at maturity, principal is reduced by 1.3793% for each 1% decline beyond the buffer. The securities may be called beginning on October 2, 2026 and mature on January 4, 2027. Aggregate principal offered is $17,886,000 and estimated value on the pricing date was $992.90. All payments are subject to issuer and guarantor credit risk; there is no guaranteed return of principal.
Morgan Stanley Finance LLC priced a structured note offering of $1,500,000 aggregate principal through Buffered PLUS securities, $1,000 stated principal per security, linked to the worst performing of the Russell 2000® and the S&P 500® with a 126% leverage factor and a 20% downside buffer.
The securities pay no interest, are fully guaranteed by Morgan Stanley, have an estimated value on the pricing date of $974.70 per security, a minimum maturity payment of 20% of principal, and mature on July 5, 2030.