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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities linked to the iShares® Semiconductor ETF (SOXX). Each security has a $1,000 stated principal amount, a 200% leverage factor on upside (capped at a $1,492.50 maximum payment) and a 10% buffer (90% buffer level). The securities mature on August 26, 2027 with the observation date on August 23, 2027. If the final level is below the buffer level, investors lose 1% for each 1% decline beyond the buffer; if the final level is between the buffer level and the initial level, investors receive principal; if above the initial level investors receive leveraged upside subject to the cap. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Purchasers bear issuance costs included in the $1,000 issue price; the estimated value on the pricing date was $969.30 per security.
Morgan Stanley Finance LLC priced buffered jump, auto-callable principal-at-risk notes tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of $909.40. The notes pay no regular interest, include a 15% buffer (buffer level 1,196.001), and may be automatically redeemed on scheduled determination dates if the underlier is at or above the call threshold (initial level and call threshold: 1,407.06). If not called, maturity payouts vary: $1,905.00 if final level ≥ call threshold; $1,000 if final level ≥ buffer level; otherwise investors absorb losses beyond the 15% buffer, with a minimum payment of 15% of principal. All payments are subject to MSFL's and Morgan Stanley's credit risk. The offering aggregates $251,000 of principal; agent commissions total $42.50 per security.
Morgan Stanley Finance LLC priced Principal-at-Risk notes that are fully guaranteed by Morgan Stanley: $1,000 stated principal per security, aggregate $271,000, issued at $1,000 with an estimated value of $934 on the pricing date. The notes pay a contingent coupon of 13.00% per annum on specified observation dates only if the underlier meets the coupon barrier.
Automatic early redemption may occur if the underlier equals or exceeds the call threshold (3,443.92) on a redemption determination date. At maturity (June 26, 2031) investors either receive principal if the final level is at or above the downside threshold (2,066.352) or a pro rata payment equal to the performance factor (final level / initial level), exposing holders to full principal loss. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to Super Micro Computer, Inc. stock. The issue totals $317,000 aggregate in $1,000 denominations with a stated principal amount of $1,000 per security and maturity on June 27, 2029. The securities are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley.
The notes pay a contingent coupon at an annual rate of 26.85% on scheduled coupon dates only if the underlier’s closing level on each observation date meets or exceeds the coupon barrier of $17.73 (50% of the initial level). The initial/strike closing level was $35.46, which also sets the call threshold at $35.46. If not auto-redeemed and the final level is $17.73 (50% of initial), holders suffer pro rata principal loss (performance factor = final/initial). Estimated value at pricing was $933.70 per security; agent commission was $28.50 per security.
Morgan Stanley Finance LLC is offering Principal-at-Risk auto-callable notes with an $867,000 aggregate principal amount at $1,000 per security. The securities pay a contingent coupon at an annual rate of 13.25% on observation dates when both underliers meet their coupon barrier levels. They reference the Nasdaq-100® Technology Sector (NDXT) and the Russell 2000® Index (RTY), have a maturity date of September 27, 2027, and may be automatically redeemed on specified redemption determination dates beginning December 22, 2026.
If not auto‑redeemed, a payment at maturity will be the stated principal if each underlier’s final level is at or above its downside threshold (75% of the initial level); otherwise the maturity payment equals the stated principal times the performance factor of the worst performing underlier, potentially resulting in a complete loss of principal. All payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date was $978.70 per security.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to the S&P 500® Index. The offering consists of $1,773,000 aggregate principal in securities at a stated principal amount of $1,000 per security, issued June 25, 2026 with maturity July 27, 2027. Payments depend on the final level on the observation date (July 22, 2027): upside participation is 100% capped at a $1,075 maximum payoff; an absolute-return participation of 100% applies if the index declines but remains at or above an 80% buffer level; if the index is below the buffer, losses occur 1:1 beyond the 20% buffer, subject to a minimum payment of 20% of principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; market value and recovery depend on Morgan Stanley creditworthiness. The estimated value on pricing date was $990.80 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes linked to the S&P® 500 Equal Weight Index with a stated principal amount of $1,000 per security and an aggregate principal amount of $927,000. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The notes have a strike/initial level of 8,498.69, a first determination date of June 29, 2027 for automatic early redemption (call threshold 100% of the initial level) and a maturity date of June 27, 2029. If automatically redeemed on the first determination date, the early redemption payment is $1,090 per security. At maturity, payments depend on final index performance: investors may receive the principal plus an upside payment (participation rate 125%), return of principal, or a reduced payment proportional to the index decline (no minimum payment).
Morgan Stanley Finance LLC priced Principal at Risk securities due June 26, 2031, guaranteed by Morgan Stanley. The offering totals $654,000 in aggregate principal at an issue price of $1,000 per security. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of $908.50, and a six‑year term linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index.
Investors may receive an 11.50% annual contingent coupon on specific observation dates if the underlier meets the coupon barrier; securities are automatically redeemed early if the underlier meets the call threshold on a redemption determination date. At maturity, holders receive principal only if the final level is at or above the 60% downside threshold; otherwise payment declines proportionally with the underlier and could be zero. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with an auto-callable feature due June 27, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and was issued at $1,000 with an estimated value of $986 on the pricing date. The securities reference the Dow Jones Industrial Average and the S&P 500® Index and pay at maturity based on the worst-performing underlier subject to a 15% buffer and a 201% participation rate for upside. An automatic early redemption for $1,100 per security can occur if both underliers are at or above their call thresholds on the first determination date. All payments are subject to issuer credit risk and these notes do not pay interest.
Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk notes linked to the S&P 500 Index with a stated principal amount of $1,000 per security and an aggregate principal amount of $2,964,000. The notes pay no periodic interest and may be automatically redeemed on predetermined determination dates if the closing level of the underlier is greater than or equal to the call threshold level (initial level 7,472.79). If automatically redeemed on an early redemption date, investors receive a fixed early redemption payment (approximately 7.80% per annum equivalent; $1,078 on first early redemption date, $1,156 on second). At maturity, if not redeemed early, payments depend on the final level relative to the call threshold and a downside threshold (75% of the initial level: 5,604.593); losses occur 1% per 1% decline below that downside threshold. All payments are subject to MSFL's and Morgan Stanley's credit risk. The estimated value on the pricing date was $961.40 per security and the issue price was $1,000 (agent commission $20, proceeds to issuer $980 per security).