Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering Buffered PLUS notes linked to the iShares MSCI EAFE ETF, fully and unconditionally guaranteed by Morgan Stanley and maturing on January 21, 2028. The notes pay no interest and are principal-at-risk securities.
At maturity, investors receive $1,000 plus 150% of any positive ETF return, capped at a maximum payment of $1,255 per $1,000. If the ETF falls but stays within a 15% downside buffer, investors receive only their principal back. If the decline exceeds 15%, repayment is reduced 1% for each additional 1% drop, with a minimum payment of 15% of principal.
All payments depend on Morgan Stanley’s credit. The notes are not listed on an exchange, may have limited liquidity, and their estimated initial value is approximately $995.30 per $1,000. The filing highlights market, structural, credit, liquidity and tax risks, and is intended for fee-based advisory accounts willing to accept complex payoff terms and possible significant loss of principal.
Morgan Stanley Finance LLC is offering principal-at-risk Contingent Income Memory Auto-Callable Securities linked to the worst performer of Goldman Sachs and JPMorgan common stock, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal of $1,000 and an estimated value on the pricing date of approximately $986.60, and pays an 11.05% per annum contingent coupon only when both stocks close at or above their coupon barrier levels on scheduled observation dates.
The notes can be automatically redeemed starting July 23, 2026 if, on a redemption determination date, each stock is at or above 100% of its initial level, paying back principal plus the current and any previously unpaid coupons. If not called and held to January 26, 2029, investors receive full principal only if each stock finishes at or above a downside threshold equal to 60% of its initial level; otherwise, repayment is reduced 1% for each 1% decline of the worst-performing stock, and can fall to zero. The securities are unsecured, not listed, sensitive to issuer credit and market factors, and have complex, uncertain U.S. tax treatment, including potential 30% withholding for certain non-U.S. holders.
Morgan Stanley Finance LLC is offering principal-at-risk “Contingent Income Memory Auto-Callable Securities” due January 21, 2028, linked to the worst performer of Mastercard, American Express and Visa common stocks. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $974.20.
Investors may receive a contingent coupon at a 9.00% annual rate, but only when the closing level of each stock on an observation date is at or above its coupon barrier, set at 60% of its initial level. The notes can be automatically redeemed quarterly beginning April 15, 2026 if all three stocks are at or above their call thresholds, set at 100% of initial levels.
If not redeemed early and, at maturity, each stock is at or above its downside threshold (also 60% of initial), investors receive principal plus any due coupons. If any stock finishes below its downside threshold, the maturity payment is reduced one-for-one with the decline of the worst performer, and can fall to zero. All payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Dual Directional Trigger Jump Securities linked to the EURO STOXX 50® Index, maturing on January 22, 2031. The notes pay no interest and do not guarantee any return of principal.
Each security has a $1,000 stated principal amount and an issue price of $1,000, with an estimated value on the pricing date of approximately $960.50 and selling commissions of $30 per $1,000. If the index finishes at or above its initial level, investors receive $1,000 plus the greater of the index gain or a fixed upside payment of $420 per security (42%). If the index is below the initial level but at or above 70% of that level, investors receive $1,000 plus a positive return matching the absolute index decline, effectively capped at a 30% gain.
If the index closes below the 70% downside threshold, investors lose 1% of principal for every 1% index decline, potentially losing their entire investment. The securities are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on any exchange, may have limited secondary liquidity and carry complex U.S. tax treatment.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the common stock of Microsoft Corporation. Each security has a $1,000 stated principal amount and can pay a contingent coupon at an annual rate of 8.25%, but only if Microsoft’s closing share price on a given observation date is at or above the coupon barrier of $319.662, which is 70% of the initial level.
The notes may be automatically redeemed quarterly starting January 2027 if Microsoft’s stock closes at or above the call threshold of $456.66, equal to 100% of the initial level. In that case, holders receive $1,000 plus the applicable contingent coupon and no further payments. If the notes are not called, and on the final observation date Microsoft’s share price is at or above the downside threshold of $319.662, investors receive their $1,000 back plus any final coupon.
If at maturity Microsoft’s final share price is below the downside threshold, the repayment is reduced 1% for every 1% decline from the initial level, so the maturity payment can be far below $1,000 and may be zero. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, are not listed on any exchange, and had an estimated value on the pricing date of approximately $961.60 per $1,000 security.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering three-year principal-at-risk structured notes linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index. Each $1,000 security can pay a contingent coupon at 7.50% per year, but only if on an observation date the closing level of every index is at or above its coupon barrier level, set at 75% of its initial level.
The notes are auto-callable from July 27, 2026 onward if all indices are at or above their call threshold levels, each equal to 100% of the initial level, in which case holders receive principal plus the applicable coupon and the investment ends early. At maturity in December 2028, if the notes have not been called and each index is at or above its downside threshold level of 70% of initial, investors receive full principal back (plus the final coupon, if payable). If any index finishes below its downside threshold, repayment is reduced 1% for each 1% decline of the worst-performing index, potentially resulting in a total loss of principal. The estimated value on the pricing date is approximately $961.20 per $1,000 security, reflecting embedded costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes linked to the worst performer of Amazon, Costco and Microsoft common stocks. Each security has a $1,000 stated principal amount and pays a contingent coupon at 11.00% per year, but only if on an observation date all three stocks close at or above their coupon barrier levels, set at 70% of their initial levels, with missed coupons potentially paid later if the condition is met.
The notes can be automatically redeemed on scheduled dates if all underliers are at or above their call thresholds, set at 100% of initial levels, returning principal plus the applicable coupon and any unpaid coupons. If not redeemed early, investors receive principal at maturity only if each stock finishes at or above its downside threshold level, set at 65% of its initial level; otherwise, the payoff is reduced 1% for each 1% decline in the worst performer, and can fall to zero. The estimated value on the pricing date is approximately $959.90 per security, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, is offering principal-at-risk “Jump Securities” linked to the Class A common stock of Robinhood Markets, Inc. Each note has a $1,000 stated principal, prices at $1,000, and an estimated value on the pricing date of about $946 due to embedded fees and funding costs. The notes run to January 19, 2029, with the first potential auto-call on April 16, 2026.
The notes can be automatically redeemed on scheduled determination dates if Robinhood’s stock is at or above a call threshold initially set at 100% of the starting level, paying fixed amounts that target roughly 30% per annum (for example $1,075 on the first call date up to $1,825 on the last). If held to maturity and not called, investors receive $1,900 if the final level is at or above the call threshold, $1,000 if it is between the call and a 65% downside threshold, and a loss matching any decline below that threshold, potentially losing the entire principal. The notes pay no interest, are unsecured, will not be listed, and carry both market risk tied to Robinhood’s stock and credit risk of Morgan Stanley and MSFL, along with complex and uncertain U.S. tax treatment.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Buffered Jump Securities with an auto-call feature tied to the worst performer of the VanEck® Gold Miners ETF (GDX) and the State Street® SPDR® S&P® Metals & Mining ETF (XME). Each security has a stated principal amount of $1,000, pays no interest and is scheduled to mature on November 1, 2028, with potential automatic early redemption starting July 27, 2026.
Early redemption payments range from $1,045.00 to $1,240.00 per security, targeting an annualized return of about 9.00% if both ETFs are at or above their call thresholds on a determination date. If held to maturity, investors receive $1,247.50 per security if both final ETF levels meet their call thresholds, only principal back if both stay above a 15% buffer, and a loss of 1% of principal for each 1% decline in the worst ETF beyond that buffer, down to a minimum payment of 15% of principal. The estimated value on the pricing date is approximately $942.80 per security, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk "Buffered Jump" structured notes linked to the worst performer of the VanEck Gold Miners ETF (GDX) and the iShares Silver Trust (SLV), fully and unconditionally guaranteed by Morgan Stanley and maturing on November 1, 2028. The $1,000-denomination securities pay no interest and can be automatically called starting July 27, 2026 if on a determination date both underliers are at or above their call threshold levels, delivering early redemption payments that correspond to an annualized return of approximately 16.00%.
If not called, the maturity payoff depends on final levels: investors receive $1,440 per security if each underlier is at or above its call threshold level, the stated principal amount if both are at or above their buffer levels, and otherwise a loss of 1% of principal for each 1% decline in the worst-performing underlier beyond a 15% buffer, subject to a minimum maturity payment equal to 15% of principal.
The estimated value on the pricing date is approximately $915.90 per $1,000 security, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited or no secondary market liquidity.