Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is issuing principal-at-risk "Jump Securities" linked to the worst performer of three State Street sector ETFs: Energy (XLE), Industrials (XLI) and Utilities (XLU). Each note has a $1,000 stated principal amount and the total offering size is $728,000.
The notes may auto-call on January 26, 2027 if each ETF is at or above its initial level, paying an early redemption amount of $1,490 per security. If not called, at maturity on January 26, 2029 investors receive principal plus 150% of the gain of the worst performer if all three finish above their initial levels.
If any ETF ends at or below its initial level but all remain at or above 80% of initial, principal is merely returned. If any closes below its 80% downside threshold, repayment is reduced 1% for each 1% decline of the worst performer and can fall to zero. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, not listed on an exchange, and carry valuation, liquidity, credit, sector concentration and tax-uncertainty risks. The estimated value on the pricing date is $968.50 per security, below the $1,000 issue price.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk contingent income auto-callable securities linked to the worst performer of the Dow Jones Industrial, Russell 2000® and S&P 500® Index. Each security has a stated principal amount and issue price of $1,000.
Investors may receive a contingent coupon at an annual rate of 6.70%, but only when all three indices are at or above their coupon barrier levels (75% of initial levels) on scheduled observation dates. The notes can be automatically redeemed from February 2027 onward if all indices are at or above their call thresholds (100% of initial levels), paying principal plus the coupon for that period.
If the notes are not called and, on the final observation date, each index is at or above its downside threshold (70% of initial level), investors receive principal back plus any final coupon. If any index finishes below its downside threshold, repayment is reduced 1% for each 1% decline of the worst index, potentially to zero. The estimated value on the pricing date is approximately $948.30 per $1,000 security, reflecting issuance, structuring and hedging costs and an internal funding rate.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities due February 4, 2031, linked to the worst performer of the S&P 500® Futures Excess Return Index and the Russell 2000® Index. Each security has a $1,000 stated principal amount, pays no interest and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity, if the final level of each index is at or above 70% of its initial level, investors receive $1,000 plus the greater of index-based upside or a fixed $483 upside payment, a 48.30% gain. If either index finishes below 70% of its initial level, repayment is reduced 1% for every 1% decline in the worst-performing index, with no minimum payment; investors can lose their entire investment.
The estimated value on the pricing date is approximately $973 per security, reflecting issuance, structuring and hedging costs and an internal funding rate that is advantageous to the issuer. The notes are unsecured, not listed on an exchange, subject to Morgan Stanley’s credit risk and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Jump Securities with an auto-call feature linked to the worst performer of three ETFs: the State Street SPDR S&P Regional Banking ETF, the iShares Semiconductor ETF and the iShares 20+ Year Treasury Bond ETF.
Each security has a $1,000 stated principal amount, issue price of $1,000 and aggregate principal of $19,413,000, with an estimated value on the pricing date of $964.40 per security. The notes offer no coupons and are principal at risk.
The securities auto-call if all underliers are at or above their call thresholds on scheduled determination dates, paying early redemption amounts that target approximately 16.00% per annum. If held to maturity without early redemption, investors receive $1,160.00 per security if each final level is at or above its upside threshold.
If any final level is below its upside threshold but all are at or above their downside thresholds (60% of initial levels), repayment is limited to principal. If any final level falls below its downside threshold, repayment is reduced 1% for each 1% decline in the worst performing underlier, and the maturity payment can fall to zero.
All payments depend on Morgan Stanley’s credit. The notes will not be listed, may have limited liquidity, embed dealer commissions of $18.75 per security and are designed for investors willing to accept complex structure, sector and interest-rate risks, and the possibility of losing their entire investment.
Morgan Stanley Finance LLC is offering auto-callable Buffered Jump Securities linked to the worst performer of the VanEck Gold Miners ETF (GDX) and the iShares Silver Trust (SLV), fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, with a total offering of $349,000, and an estimated value on the pricing date of $929.60 per security.
The notes pay no interest and can be automatically redeemed on 29 scheduled determination dates from July 2026 to November 2028 if both underliers are at or above their call thresholds (85% of their initial levels), for fixed cash payments that correspond to roughly 7.50% per annum. If held to December 2028 and both underliers are at or above their thresholds, investors receive $1,218.75 per security; if at least one is below its call threshold but both are at or above its 20% buffer level, investors receive only principal back. If either underlier finishes below its 80% buffer, principal is reduced 1% for each 1% loss of the worst performer beyond the buffer, subject to a minimum payment of 20% of principal.
Morgan Stanley Finance LLC is offering market-linked notes tied to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays no interest, and matures on February 3, 2028.
At maturity, investors receive $1,000 plus 100% of the index’s gain if the final level exceeds the initial level, capped at a maximum payment of $1,140 per note (114% of principal). If the index finishes at or below the initial level, repayment is limited to principal, with no positive return.
The notes are unsecured obligations subject to Morgan Stanley’s credit risk and will not be listed on any exchange. The estimated value on the pricing date is approximately $983 per note, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due August 4, 2027, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk securities pay no interest and are linked to a basket of equity indices: Russell 2000 (25%), S&P 500 (45%) and EURO STOXX 50 (30%).
At maturity, investors receive leveraged upside of 150% of any basket gain, capped at a maximum payment of $1,179 per $1,000 note, and full principal back if losses stay within a 15% buffer. Below the buffer, principal is reduced one-for-one, with a minimum payment of 15% of principal. The estimated value on the pricing date is approximately $991.80 per $1,000 security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. All payments depend on Morgan Stanley’s credit, and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to the worst performer of the EURO STOXX 50® and S&P 500® indices, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
The notes pay a contingent coupon at an annual rate of 8.32%, but only when both indices close at or above 80% of their initial levels on scheduled observation dates. If, on any redemption determination date from July 30, 2026 onward, both indices are at or above 100% of their initial levels, the notes auto-call and repay principal plus the applicable coupon and any unpaid coupons.
If the notes are not redeemed early and, at maturity in February 2029, either index finishes below 80% of its initial level, investors lose 1% of principal for each 1% decline of the worst-performing index, potentially losing their entire investment. The estimated value on the pricing date is approximately $972.60 per security, reflecting structuring and hedging costs and an internal funding rate. All payments depend on Morgan Stanley’s credit, and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering partial principal at risk notes linked to the SPDR® Gold Trust, maturing on April 29, 2027. Each note has a $1,000 stated principal amount and pays no interest.
At maturity, investors receive $1,000 plus 100% of any gain in GLD from the initial level of $464.70, capped at a maximum payment of $1,149 per note. If GLD falls, investors lose 1% of principal for each 1% decline, but not below a partial principal return amount of 95% of principal, or $950 per note.
The notes are unsecured obligations subject to Morgan Stanley’s credit risk and will not be listed on any exchange. The estimated value on the pricing date is approximately $982.80 per note, reflecting issuing, selling, structuring and hedging costs and an internal funding rate that is favorable to the issuer.
Morgan Stanley Finance LLC is offering partial principal at risk notes linked to the SPDR® Gold Trust. Each note has a $1,000 stated principal amount, matures on March 3, 2027, and pays no interest. An observation on February 26, 2027 determines the final payoff.
If GLD is above the initial level of $464.70, holders receive principal plus 100% of the upside, capped at a maximum payment of $1,130 (113% of principal). If GLD is below the initial level, investors lose 1% of principal for each 1% decline, with a minimum repayment of 95% of principal. The estimated value on the pricing date is approximately $982.80 per note, and all payments are subject to the credit risk of Morgan Stanley and MSFL. The notes are treated as contingent payment debt instruments for U.S. tax purposes and will not be listed on any exchange, so liquidity may be limited.