Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley plans to raise its quarterly common stock dividend to $1.15 per share from $1.00, starting with the dividend expected to be declared for the quarter ending September 30, 2026. The board also reauthorized a multi-year common equity share repurchase program of up to $20 billion, with no set expiration, beginning in the third quarter of 2026.
The firm notes that buybacks will occur from time to time based on market conditions, capital levels and its economic and earnings outlook. Following the Federal Reserve’s 2026 stress tests, Morgan Stanley’s Stress Capital Buffer remains at 4.3%, supporting an aggregate U.S. Basel III Standardized Approach CET1 ratio requirement of 11.8% versus an actual CET1 ratio of 15.1% as of March 31, 2026.
Morgan Stanley Finance LLC is offering Principal-at-Risk, contingent-income, memory buffered auto-callable securities due July 15, 2031. Each security has a $1,000 stated principal amount and an issue price of $1,000 per security; the estimated value on the pricing date was approximately $905.30 per security.
The securities pay a contingent coupon at an annual rate of 10.60% to 11.60% only if the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index meets the coupon barrier on observation dates. They are automatically redeemed if the index closes at or above the call threshold (100% of the initial level) on any redemption determination date. At maturity, if not called, investors receive principal only if the final level is at or above the buffer level (85% of initial); below that level the payment equals principal × (performance factor + 15% buffer), subject to a minimum payment of 15% of principal. All payments are subject to Morgan Stanley Finance LLC credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due July 12, 2030, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per security and an estimated pricing‑date value of approximately $881.20 per security. The notes feature automatic early redemption on specified determination dates if the underlier (a five‑stock basket) closes at or above a call threshold level of 95. Early redemption payments rise across dates (from $1,200 to $1,750), and the payment at maturity can be $1,800, the stated principal, or a reduced amount equal to the stated principal multiplied by the performance factor (final level / initial level), with a downside threshold of 50 (50% of the initial level). All payments are subject to issuer credit risk; investors may lose their entire investment.
Morgan Stanley Finance LLC offers Leveraged Buffered S&P 500® Index-Linked Notes due in roughly 13–15 months, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 Face Amount. The notes provide 150% upside participation up to a Maximum Settlement Amount (expected $1,120.00–$1,140.70 per $1,000). A 10.00% buffer protects against declines up to that amount; losses occur if the index falls more than 10.00% (you could lose substantially or all principal). The issuer estimates Trade Date value at approximately $986.70 per note and will receive $989.20 net proceeds per note after a dealer concession. All payments are subject to Morgan Stanley credit risk; notes are unsecured, non‑interest bearing, not FDIC insured and not exchange listed.
Morgan Stanley Finance LLC is offering Principal at Risk notes (auto-callable Buffered Jump Securities) due July 6, 2029 linked to the worst performing of the Nasdaq-100® Technology Sector, the S&P 500® Index and the State Street® Consumer Discretionary Select Sector SPDR® ETF. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $953.40. The notes pay no regular interest, offer a 25% buffer against declines in the worst performing underlier, and a 110% participation rate in upside if final levels exceed initial levels. An automatic early redemption may occur on the first determination date (July 7, 2027) for an early redemption payment of $1,150 per security if each underlier meets its call threshold. If the worst performing underlier falls below the buffer at maturity, investors lose 1% of principal for each 1% decline beyond the buffer; the minimum payment at maturity is 25% of principal. All payments are subject to MSFLs and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering callable, principal‑at‑risk notes due June 29, 2029 linked to the worst performing of three State Street ETFs. The securities have a stated principal amount of $1,000 per security and pay a contingent coupon at an annual rate of 12.20% only if each underlier is at or above its coupon barrier on observation dates.
The securities may be called beginning December 31, 2026 if a risk neutral valuation model indicates redemption is economically rational for the issuer. At maturity investors receive principal only if each underlier is at or above its 70% downside threshold; otherwise repayment equals the stated principal multiplied by the performance factor of the worst performing underlier, which could result in a total loss.
Morgan Stanley Finance LLC is offering callable, principal-at-risk notes due June 29, 2029 linked to the worst performing of the Global X Uranium ETF (URA), iShares Silver Trust (SLV) and SPDR Gold Trust (GLD). The notes have a stated principal amount of $1,000 per security and pay a contingent coupon at an annual rate of 19.75% only when the closing level of each underlier meets or exceeds its coupon barrier on an observation date. If any underlier is below its downside threshold at maturity, the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, which could result in a significant loss or total loss of principal. The issuer may call the notes on specified redemption dates after a valuation-model determination; estimated value on the pricing date was approximately $945.00 per security. All payments are subject to Morgan Stanley and MSFL credit risk; investors will not participate in any upside of the underliers.
Morgan Stanley Finance LLC published a preliminary pricing supplement for a structured, market-linked offering: contingent fixed return and contingent downside principal-at-risk securities linked to the lowest performing common stock of Broadcom Inc. and Micron Technology, Inc. The securities have a $1,000 face amount, an estimated value of approximately $953.00 per security (± $25), a preliminary contingent fixed return of at least 43.00% (approximately $430 per $1,000 face amount), a pricing date of June 26, 2026 and a scheduled maturity of July 15, 2027. The securities pay the face amount plus the contingent fixed return only if the lowest performing underlying stock's ending price is at or above its threshold (50% of its starting price); otherwise the holder is exposed to the full downside of the lowest performing underlying stock at maturity. The document highlights transaction costs, dealer commissions and material risks including issuer credit risk, limited secondary market liquidity and uncertain U.S. federal tax treatment.
Morgan Stanley Finance LLC priced a Buffered PLUS principal-at-risk note program: $1,000 stated principal per security, aggregate $1,118,000, with an observation date of June 22, 2032 and maturity on June 25, 2032. The securities pay no interest and provide a 231% leverage factor on upside above the initial level of 600.17, an 85% buffer level of 510.145, and a minimum payment at maturity equal to 15% of principal.
At maturity investors receive principal plus leveraged upside if the final level > initial level; full principal if final level ≥ buffer level; and pro rata losses beyond the 15% buffer if final level < buffer level. All payments are unsecured obligations of MSFL and are unconditionally guaranteed by Morgan Stanley; payments remain subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering callable, principal-at-risk structured notes—"Callable Dual Directional Jump Securities"—linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and matures on July 3, 2031.
The notes feature a call right beginning on July 13, 2027 with fixed early redemption payments (first scheduled redemption payment $1,120). If not called, maturity payoffs: (1) if the final level > initial level, investors receive principal plus upside at a 500% participation rate; (2) if final level ≤ initial but ≥ downside threshold (which is 60% of initial), investors receive principal plus a positive absolute-return-based payment (capped at 40%); (3) if final level < downside threshold, investors suffer proportional principal loss (payment = stated principal × final/initial).
The estimated value on the pricing date was approximately $962.40 per security; all payments are subject to Morgan Stanley’s credit risk and the issuer may redeem early based on a risk neutral valuation model.