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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Principal at Risk securities linked to the worst performing of the EURO STOXX 50, Nasdaq-100 and Russell 2000. Each security has a $1,000 stated principal amount and an issue price of $1,000.
The securities pay a contingent coupon at an annual rate of 11.20% on each coupon date only if each underlier is at or above its coupon barrier (75% of initial level) on the related observation date. The securities may auto-redeem on scheduled redemption dates if each underlier is at or above its call threshold (100% of initial level). At maturity, if any underlier is below its downside threshold (70% of initial level), payment equals the stated principal multiplied by the performance factor of the worst performing underlier, and principal can be lost. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes—Enhanced Buffered Jump Securities—linked to the Class A common stock of Meta Platforms, Inc. The securities are issued at $1,000 per security, mature on July 9, 2027, and are fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a fixed upside payment of $184.40 per security (an 18.44% return) if the final level is greater than or equal to a buffer, with an initial level of $562.20 (strike date June 23, 2026) and a buffer amount of 15% (buffer level $477.87). If the final level is below the buffer, losses are amplified by a downside factor of 1.1765, and there is no minimum payment at maturity. The document discloses an estimated value on the pricing date of approximately $985.30 per security and notes that all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced contingent income memory auto-callable notes due July 6, 2029 linked to the worst performing of the EURO STOXX 50® and the S&P 500® and fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount per security, an issue price of $1,000, and an estimated value on the pricing date of approximately $973.50. They pay a 9.16% annual contingent coupon payable only when both underliers meet coupon barrier levels (80% of initial levels) on observation dates, feature automatic early redemption if both underliers meet call thresholds (100% of initial levels) on a redemption determination date, and expose investors to full downside tied to the worst performing underlier at maturity.
Morgan Stanley Finance LLC priced a preliminary offering of structured, principal‑at‑risk notes linked to the performance of Microsoft Corporation common stock. The securities are issued in $1,000 denominations and pay a fixed upside payment of $154.50 (15.45%) if the final level is at or above the buffer.
If the final level is below the buffer (buffer = $317.849, 85% of the initial level), holders lose 1.1765% of principal for every 1% decline beyond the buffer; there is no minimum payment. Key dates: strike date June 23, 2026, pricing date June 24, 2026, original issue date June 29, 2026, observation date July 6, 2027 and maturity date July 9, 2027. The document reports an initial level of $373.94, an estimated value on pricing date of about $984.40, and an agent commission of $10 per security (proceeds to issuer $990). All payments are subject to MSFL and Morgan Stanley credit risk; holders may lose their entire investment.
Morgan Stanley Finance LLC priced Buffered PLUS principal-at-risk securities due June 26, 2031, secured by a guarantee of Morgan Stanley. The notes reference the worst-performing of the Dow Jones Industrial Average, the S&P 500® Index and the State Street® Utilities Select Sector SPDR® ETF (XLU) and pay no interest.
At maturity the payout is based on the worst performing underlier: investors can receive the stated principal plus a 400% leveraged upside (capped at $2,210 per $1,000 security) if the worst underlier appreciates, the stated principal if the worst underlier finishes within the 15% buffer, or a proportional loss beyond the buffer (down to a minimum 15% of principal). All payments are subject to issuer and guarantor credit risk; estimated value on the pricing date was approximately $960.40 per security.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due July 9, 2027 that reference the S&P 500® Index. Each security has a stated principal amount of $1,000 and a fixed upside payment of $90.90 (9.09%). The securities include a 10% buffer (buffer level 6,628.914 based on an initial level of 7,365.46) and a downside factor of 1.1111, meaning investors lose 1.1111% of principal for each 1% decline beyond the buffer. The estimated value on the pricing date was approximately $986.20 per security and the issue price is $1,000 (agent commission up to $10 per security). Payments at maturity are subject to the final closing level on the observation date and to Morgan Stanley’s credit risk; there is no guaranteed return of principal and no interest.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due July 7, 2027, linked to the worst performing of Micron Technology, Inc. and Nebius Group N.V. Investors receive $1,000 stated principal plus a fixed $950 upside payment if both underliers finish above 50% of their initial levels; otherwise payment falls proportionally to the decline of the worst performing underlier and could be zero.
The securities pay no interest, carry issuer and guarantor credit risk, include a fixed $10 selling commission per $1,000 note, had an estimated value of approximately $979.80 on the pricing date, and settle based on closing levels on the observation date of July 1, 2027 (maturity July 7, 2027).
Morgan Stanley Finance LLC is offering Buffered PLUS with Downside Factor notes due June 26, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and pay no interest; investors bear principal risk and could lose their entire investment.
Payment depends on the S&P 500® Futures Excess Return Index: a leverage factor of 214.50% applies to positive returns, a 10% buffer protects against losses up to that amount (buffer level 532.719), and a downside factor of 1.1111 magnifies losses beyond the buffer. The initial level was 591.91 on the strike date. Estimated value on the pricing date was approximately $959.90 per security; agent fees up to $30 reduce proceeds to $970 per security.
Morgan Stanley Finance LLC is offering Principal at Risk securities linked to Meta Platforms, Inc. class A common stock. Each note has a $1,000 stated principal amount, an upside payment of $149.30 (14.93%) if the final level is at or above the 80% buffer, and a downside exposure of 1.25% loss for every 1% decline beyond the 20% buffer over the term.
Payments depend solely on the closing level on the observation date July 6, 2027, are subject to Morgan Stanley and MSFL credit risk, and there is no guaranteed minimum payment at maturity.
Morgan Stanley Finance LLC offers structured Buffered Jump Securities with an auto-callable feature and downside factor due June 29, 2028, fully guaranteed by Morgan Stanley.
The securities have a $1,000 stated principal amount and an original issue price of $1,000 per security. They include an automatic early redemption if the underlier meets the call threshold on the first determination date (July 7, 2027), with an early redemption payment of at least $1,175.80 per security. If not redeemed, maturity payoffs depend on the MSCI Emerging Markets Index performance: investors receive principal plus an upside payment when the final level is above the initial level (participation rate 125%), full principal if the final level is at or above the buffer level (buffer amount 25%), and suffer leveraged losses below the buffer with a downside factor of 1.3333% applied to declines beyond the buffer. All payments are subject to issuer and guarantor credit risk; the document states an estimated value on the pricing date of approximately $976.80 per security.