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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced $325,000 of structured Buffered Jump Securities due June 24, 2031, unsecured and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and can auto-redeem early if all three underliers meet call thresholds on a determination date.
Payments depend on the worst performing underlier (INDU, SPXFP, XLV). A 20% buffer protects against initial declines; below that buffer investors lose 1% for each 1% decline beyond 20%. Early redemption payments escalate across 16 scheduled determination dates; maturity pays $1,592.50 if all final levels ≥ call thresholds, otherwise principal or reduced payment (minimum 20% of principal).
Morgan Stanley Finance LLC priced Principal at Risk notes due June 23, 2028, fully guaranteed by Morgan Stanley. The offering totals $520,000 aggregate principal at $1,000 per security with an estimated value on the pricing date of $997.50 per security. The securities pay a contingent coupon of 11.00% per annum on scheduled coupon payment dates only if each of the three banking underliers meets its coupon barrier level on the related observation date. Automatic early redemption may occur on specified redemption determination dates if each underlier meets its call threshold; otherwise, at maturity the principal repayment depends on the worst performing underlier and may result in significant principal loss.
Morgan Stanley Finance LLC priced contingent income, principal-at-risk securities linked to NVIDIA Corporation with a $1,000 stated principal amount per security and an aggregate offering of $1,627,000. The securities pay a contingent coupon at an annual rate of 14.75% on each coupon payment date only if the closing level of the underlier meets or exceeds the coupon barrier level of $158.018 (75% of the initial level). The initial level (closing) and call threshold are $210.69; automatic early redemption can occur on specified dates beginning with the first redemption determination date on September 18, 2026. If not redeemed, maturity is June 24, 2030; if the final level is below the downside threshold ($158.018), payment at maturity will be the stated principal multiplied by the performance factor and could be significantly less than principal or zero. The estimated value on the pricing date was $968.30 and proceeds to the issuer per security are $975 after agent commissions of $25.
Morgan Stanley Finance LLC priced Principal-at-Risk, contingent-income, auto-callable securities linked to Amazon.com, Inc. common stock, issued at $1,000 each with an aggregate offering of $2,500,000. The securities pay a 9.35% annual contingent coupon only if observation-date levels meet the coupon barrier and feature automatic early redemption if the underlier meets the call threshold on specified redemption determination dates.
The initial level (strike) was $244.39; the coupon barrier and downside threshold are set at $146.634 (60% of the initial level). If not called and the final level is below the downside threshold, principal is reduced pro rata (payment = principal × performance factor). All payments are subject to Morgan Stanley's credit risk; estimated value on the pricing date was $974.70 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the common stock of Netflix, Inc. The offering totals $1,115,000 aggregate principal at an issue price of $1,000 per security and an estimated value on the pricing date of $975.00.
The notes mature on July 22, 2027, pay a contingent coupon at an annual rate of 14.00% only if observation-date conditions are met, and may be automatically redeemed early if the underlier closes at or above the call threshold ($77.38). If the underlier breaches the downside threshold ($49.523) on any trading day, investors face downside exposure and may lose principal proportionate to the decline in the final level.
Morgan Stanley Finance LLC is offering $852,000 aggregate principal of Callable Contingent Income Securities due June 24, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
The notes pay a contingent coupon at an annual rate of 7.85% only if, on each observation date, the closing levels of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000 are each at or above their coupon barrier levels (70% of initial). If not redeemed early, principal is repaid at maturity only if each final level is at or above its 65% downside threshold; otherwise payment equals principal multiplied by the worst-performing underlier's performance factor. The securities may be called beginning June 25, 2027 based on a risk neutral valuation model; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced Principal at Risk notes tied to the worst performing of the Russell 2000® and S&P 500®. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $2,173,000. The securities mature on July 22, 2027 with an observation date of July 19, 2027.
If the final level of each underlier is at or above its downside threshold (75% of the initial level), investors receive the stated principal plus a fixed upside payment of $113.50 (11.35%). If the final level of either underlier is below its downside threshold, the payment equals the stated principal multiplied by the performance factor of the worst performing underlier; there is no minimum payment and investors could lose their entire principal. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC offers Callable Contingent Income Securities due June 22, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an aggregate principal amount of $5,467,000. The securities pay a contingent coupon at an annual rate of 11.50% only if the closing level of each of three underliers—the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index—is greater than or equal to its coupon barrier level on each observation date. If any underlier closes below its coupon barrier on an observation date, no coupon is paid for that interest period. The securities may be called early by MSFL based on the output of a risk neutral valuation model on specified determination dates beginning after the first redemption date of December 23, 2026. At maturity, if the final level of every underlier is at or above its downside threshold (60% of the initial level), investors receive principal; if any underlier is below its downside threshold, the payment equals the stated principal multiplied by the performance factor of the worst performing underlier and could be significantly less or zero. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced auto-callable principal-at-risk securities linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 and the Russell 2000. Each security has a stated principal amount of $1,000, an issue price of $1,000 and a participation rate of 175%.
The securities may redeem early on the first determination date (June 23, 2027) for an early redemption payment of $1,225 if every underlier meets its call threshold (each set at 100% of its initial level). If not called, maturity is June 22, 2029 with payouts tied to the worst performing underlier, a 70% downside threshold and potential full loss of principal if the worst underlier declines below that threshold. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a market-linked principal-at-risk offering: 3,377 securities were offered at $1,000 per security for a total public offering of $3,377,000 with agents’ commissions of $28.25 per security and proceeds to issuer of $971.75 per security. The securities mature on June 22, 2029 and are fully and unconditionally guaranteed by Morgan Stanley.
Each security links to the lowest performing of the Dow Jones Industrial Average and the S&P 500® Index. Terms include a 150% participation rate in positive returns capped at a 34.50% maximum return, a 20% downside buffer (threshold = 80% of starting level), and a calculation day of June 18, 2029. The issuer estimates the securities’ value on the pricing date at $963.80 per security. Investors may lose up to 80% of face amount if the lowest performing underlying falls below its threshold.