Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due July 31, 2031 linked to the EURO STOXX 50® Index. The stated principal amount is $1,000 per security and the preliminary estimated value on the pricing date is $945.70 per security. The notes provide at maturity either (a) principal plus a leveraged upside (leverage factor at least 150%) if the final level exceeds the initial level, (b) a capped positive payout when the final level falls but remains at or above an 80% buffer, or (c) a principal loss if the final level is below the 80% buffer with a minimum payment equal to 20% of principal. All payments are subject to issuer credit risk and the notes do not pay interest.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due August 3, 2029. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities pay a contingent coupon (annual rate determined at pricing, indicated between 7.75% and 8.75%) only if the closing level of each underlying index meets its coupon barrier on each observation date.
The notes reference the EURO STOXX 50, Russell 2000 and S&P 500 and are linked to the worst performing underlier. They can be automatically redeemed on scheduled redemption determination dates if each underlier meets its call threshold, and at maturity investors either receive principal (if every underlier is at or above its downside threshold of 60% of initial level) or a reduced payment based on the worst performing underlier, potentially resulting in a total loss of principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk structured notes due July 31, 2031 that are fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and returns at maturity are tied to the worst performing of the Nasdaq‑100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The securities pay no interest, include an upside payment of $645–$695 per security if the worst underlier finishes at or above its initial level, pay par if the worst underlier finishes at or above its 70% downside threshold, and produce a pro rata principal loss (1% loss per 1% index decline) if the worst underlier finishes below its downside threshold; there is no minimum payment and principal could be lost in full. The pricing date and strike date are July 28, 2026, the original issue date is July 31, 2026, and the observation date is July 28, 2031. The document discloses an estimated value on the pricing date of approximately $927.50 per security and states that the issue price includes issuance, selling, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC priced a $13,230,000 issuance of Trigger PLUS principal-at-risk securities due July 3, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal of $1,000, issue price $1,000, and an estimated value on the pricing date of $953.60.
Payments depend on the EURO STOXX 50® Index: a leveraged upside of 185% of appreciation if the final level exceeds the initial level (initial level 6,231.63), full principal if final ≥ 75% of initial (downside threshold 4,673.723), and pro rata loss below that threshold (1% loss per 1% index decline). Agent commissions were $32.50 per security; proceeds to issuer totaled $12,800,025.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due August 5, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $965.80.
Payments at maturity depend on the performance of the worst performing underlier (the Dow Jones Industrial Average, the Nasdaq-100 and the Russell 2000) on the observation date of July 31, 2031. If all final levels are at or above their downside thresholds (70% of initial levels), holders receive principal plus the greater of the underlier percent change of the worst performing underlier or an upside payment set between $482.50 and $502.50. If any final level is below its downside threshold, holders bear a loss equal to the percent decline of the worst performing underlier and could lose their entire investment.
Morgan Stanley Finance LLC priced a Primary offering of Dual Directional Trigger PLUS notes due August 1, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities reference the Nasdaq-100 Index® and the Russell 2000® Index and pay at maturity based on the performance of the worst performing underlier. The terms include a leveraged upside feature (leverage factor to be set on the pricing date between 123% and 138%), an absolute return participation rate of 50%, and a downside threshold equal to 70% of each initial level. If the worst performing underlier falls below its downside threshold, investors suffer a proportional loss to principal; there is no guaranteed return of principal or interest. The observation date is July 29, 2030 and the strike/pricing date is July 28, 2026. The preliminary estimated value on the pricing date was approximately $941.90 per security.
Morgan Stanley Finance LLC is offering a series of Trigger PLUS principal-at-risk securities due September 15, 2027. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The securities reference the State Street® Financial Select Sector SPDR® ETF (XLF) with a strike/pricing date of July 10, 2026 and an observation date of September 10, 2027 (subject to postponement for non-trading days and market disruptions). Payment at maturity depends on the final level relative to the initial level: if final > initial, holders receive principal plus a 200% leverage of the appreciation subject to a maximum payment of $1,144 per security; if final is between the initial level and a downside threshold of 90% of initial, holders receive the stated principal; if final < downside threshold, holders lose 1% of principal for each 1% decline in the underlier, and payment could be zero. The document discloses an estimated value on the pricing date of approximately $969.10 per security (indicating issuance costs and hedging are borne by purchasers). All payments are subject to Morgan Stanley credit risk. Other material items disclosed include liquidity and secondary-market limitations, potential tax uncertainty, conflicts of interest because Morgan Stanley affiliates act as agent, calculation agent and market-maker, and concentration risks from exposure to the financials sector.
Morgan Stanley Finance LLC offers principal-at-risk, contingent-income auto-callable securities linked to the worst performing of the EURO STOXX 50®, Russell 2000® and S&P 500®. Each security has a stated principal amount of $1,000, a pricing/strike date of July 31, 2026, an original issue date of August 5, 2026 and a maturity date of August 3, 2029.
The securities pay a contingent coupon (annual rate to be set on the pricing date, indicated between 11.50% and 12.50% in this preliminary document) only if on an observation date the closing level of each underlier is at or above its coupon barrier (80% of initial level). They auto-redeem on specified redemption determination dates if each underlier is at or above its call threshold (100% of initial level), and at maturity return principal only if each final level is at or above its downside threshold (70% of initial level); otherwise the payment equals $1,000 × performance factor of the worst performing underlier, potentially resulting in substantial principal loss.
Morgan Stanley Finance LLC priced a $1,450,000 offering of Market Linked Securities — auto-callable, contingent coupon, principal-at-risk securities linked to the common stock of Super Micro Computer, Inc. The securities have a face amount of $1,000 per security, an estimated value of $966.10 on the pricing date and mature on July 8, 2027. Investors may receive monthly contingent coupons at a 36.50% per annum rate only if the stock closing price on each monthly calculation day is at or above the coupon threshold (50% of the starting price, i.e., $14.075). The securities become callable beginning after a six-month non-call period and expose holders to 1:1 downside below the downside threshold (50% of the starting price). All payments are subject to the issuer’s credit risk and the securities do not pay regular interest or participate in upside of the underlying stock.
Morgan Stanley Finance LLC proposes to issue market-linked notes due July 31, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount. At maturity investors receive principal and, if the S&P 500® Futures Excess Return Index final level exceeds the initial level, an upside payment equal to stated principal × participation rate × index percent change. The participation rate will be set on the pricing date within the disclosed range of 120.50% to 125.50%. The pricing-date estimated value is approximately $943.20 per note (within $55.00 of that estimate). The notes do not pay interest, are unsecured, will not be listed, and are subject to issuer credit risk and limited secondary-market liquidity.