Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering digital notes linked to the iShares Expanded Tech-Software Sector ETF (Bloomberg: IGV). Each note has a $1,000 Face Amount and pays at maturity based on the ETF’s performance over a period expected to be between 13 and 15 months. If the Final Underlier Level is at least 85% of the Initial Underlier Level, holders receive a capped Maximum Settlement Amount (expected to be between $1,158.10 and $1,185.50 per $1,000 Face Amount). If the Underlier falls by more than 15%, investors bear downside and may lose some or all principal. The Original Issue Price is $1,000; the issuer’s estimated value on the Trade Date is approximately $978.50. All payments are subject to issuer credit risk and the notes are unsecured, non‑interest bearing, non‑redeemable and will not be listed on an exchange.
Morgan Stanley Finance LLC priced $17,259,000 of Digital S&P 500® Index-Linked Notes due September 15, 2027, guaranteed by Morgan Stanley. Each note has a $1,000 Face Amount and returns at maturity depend on the S&P 500® Index performance measured from the June 17, 2026 trade date to the September 13, 2027 determination date (both subject to postponement).
If the Final Underlier Level is >= 90% of the Initial Underlier Level, each note pays the Maximum Settlement Amount of $1,116.60 (111.66% of face). If the Final Underlier Level is below 90%, investors suffer a downside where principal can be partially or entirely lost. The Estimated Value on the trade date was $992.30 per note. All payments are unsecured and subject to issuer credit risk.
Morgan Stanley Finance LLC is offering market-linked notes due July 11, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and pays no interest. At maturity investors receive principal and, if the S&P 500® Futures Excess Return Index final level exceeds the initial level, an upside payment equal to the stated principal amount × 127.50% × index percent change; if the final level is equal to or less than the initial level, investors receive only the stated principal amount. The pricing/strike date is July 8, 2026, the observation date is July 8, 2031, and the issuer’s estimated value on the pricing date is approximately $950.00 per note. All payments are subject to the issuer’s credit risk; the notes are unsecured, not listed, and do not provide direct ownership of the underlying index or its components.
Morgan Stanley Finance LLC is issuing structured, principal-at-risk notes linked to the common stock of NVIDIA Corporation with a stated principal amount of $1,000 per security. The securities pay a contingent coupon at an annual rate of 7.50% only if the underlier meets the coupon barrier on observation dates and may be automatically redeemed early if the underlier meets the call threshold on redemption determination dates. If not redeemed and the final level is below the buffer level (70% of the initial level), principal is reduced pro rata beyond the 30% buffer, subject to a 30% minimum payment at maturity. The strike date is July 6, 2026, the final observation date is August 6, 2027 and maturity is August 11, 2027. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities due July 11, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal of $1,000, a 179% leverage factor on upside and a 20% downside buffer (buffer level = 80% of initial level). The estimated value on the pricing date is approximately $945.30 per security. At maturity investors receive principal plus leveraged upside if the underlier finishes above the initial level; if performance falls below the buffer level, losses occur pro rata beyond the buffer, subject to a minimum payment of 20% of principal. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income auto-callable securities linked to the common stock of Tractor Supply Company. Each note has a $1,000 stated principal amount and an original issue price of $1,000, a hypothetical estimated value of approximately $967.80, and matures on June 28, 2028. The notes pay a contingent coupon of 15.00% per annum on observation dates when the closing level of the underlier is at or above a coupon barrier set at 50% of the initial level. The notes may be automatically redeemed early if the closing level meets or exceeds a call threshold equal to 100% of the initial level on any redemption determination date. If the notes are not redeemed and the final level is below the downside threshold of 50% of the initial level, investors suffer principal loss proportional to the underlier’s decline; payments could be significantly less than principal or zero. All payments are subject to Morgan Stanley’s credit risk. The strike and pricing dates were June 23, 2026.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due July 12, 2029 linked to the worst-performing shares of Apollo Global Management, Ares Management and Blackstone. Each security has a stated principal amount of $1,000 and a contingent annual coupon of 22.20% payable only when all three underliers meet coupon barrier tests on scheduled observation dates. The securities may be automatically redeemed beginning after the first redemption determination date of July 8, 2027 if each underlier equals or exceeds its call threshold on a redemption determination date. At maturity, if any underlier is below its downside threshold (set at 60% of initial level), investors bear losses equal to the percentage decline of the worst performing underlier; principal could be significantly reduced or zero. The estimated value on the pricing date was approximately $975.10 per security; all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC prices $4,000,000 of Leveraged Buffered Russell 2000 Index-Linked Notes due September 17, 2027. The notes pay no interest and return is linked to the Russell 2000 Index measured from the Strike Date June 15, 2026 to the Determination Date September 15, 2027. For each $1,000 Face Amount, investors receive $1,000 if the Index falls up to 10.00%, a leveraged upside of 150% of positive Index return capped at $1,214.50, and downside exposure below the 90.00% Buffer Level that can result in loss of principal. The Original Issue Price is $1,000 per note, the estimated Trade Date value is $983.50, and MS & Co. sells the offering with a dealer concession totaling $50,000 in aggregate.
Morgan Stanley proposes an offering of Fixed Rate Notes due September 7, 2027. Each note has a stated principal and issue price of $1,000, an original issue date of July 7, 2026, and an annual interest rate of 4.450% with interest payable at maturity on September 7, 2027. The estimated value on the pricing date is approximately $995.10 per note. All payments on the notes are subject to the credit risk of Morgan Stanley. The notes will not be listed on any securities exchange and may have limited secondary market liquidity. Proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC is offering Market Linked Securities—auto-callable, fixed-percentage buffered downside, linked to the VanEck® Gold Miners ETF, due May 3, 2029. Each security has a face amount of $1,000, a pricing date of April 29, 2026, original issue date May 4, 2026, and an estimated value of $955.80 on the pricing date. The securities may be automatically called on semi-annual calculation days beginning May 4, 2027; call payments range from $1,194.00 to $1,582.00. If not called, maturity payments depend on the ending fund closing price relative to the starting price $86.22 and the threshold price $77.598; holders may lose up to 90% of face amount if the ending price is below the threshold. All payments are subject to issuer credit risk and various market, tax and liquidity risks described herein.