Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced contingent income, principal-at-risk auto-callable notes due June 27, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $906.60. The notes pay a 8.00% contingent coupon on observation dates if the closing level meets a coupon barrier equal to 55% of the initial level, carry an automatic early‑redemption feature if the underlier meets a call threshold equal to 83.50% of the initial level on specified determination dates, and expose investors to full downside below a downside threshold equal to 55% of the initial level. The underlier applies a 4.0% per annum daily decrement and uses intraday volatility targeting. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC amended a preliminary pricing supplement for structured, principal-at-risk notes due June 29, 2029 linked to the S&P 500® Futures Excess Return Index, with each security issued at a stated principal amount of $1,000. The securities pay no interest, offer a fixed upside payment of $235 (23.50%) if the final level is at or above a buffer threshold, and provide a 25% buffer (buffer level = 75% of the initial level). If the final level is below the buffer, investors lose 1% for each 1% decline beyond the buffer, subject to a minimum payment of 25% of principal at maturity. Estimated value on the pricing date was approximately $985.30 per security. All payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; payments remain subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers Structured Investments Enhanced Buffered Jump Securities due June 29, 2028, fully guaranteed by Morgan Stanley, linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and a fixed $133 upside payment (13.30%).
The securities provide a 25% buffer and a 25% minimum payment at maturity; if the final level is below the buffer, investors lose 1% for each 1% decline beyond the buffer. Estimated value on the pricing date was approximately $981.20 per security.
Morgan Stanley Finance LLC priced a Preliminary Pricing Supplement for Buffered PLUS notes due June 28, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and a leverage factor of 108.60%.
At maturity the payout is linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500: investors receive principal plus leveraged upside if the worst underlier ends higher; full principal if the worst underlier finishes within the 20% buffer; otherwise losses equal a 1% loss per 1% decline beyond the buffer, subject to a 20% minimum payment. The securities carry issuer/guarantor credit risk and an estimated pricing-date value of approximately $955.90 per security.
Morgan Stanley Finance LLC is offering Trigger Autocallable GEARS due June 29, 2029, fully guaranteed by Morgan Stanley. Each Security has an Issue Price of $10.00 and an estimated Trade Date value of approximately $9.585. Key terms: Trade Date June 26, 2026, Settlement Date June 30, 2026, Observation Date July 2, 2027, Final Valuation Date June 26, 2029, Maturity Date June 29, 2029. The Securities pay no interest or dividends and are automatically called if the Basket closes at or above the Autocall Barrier of 100 on the Observation Date, producing a Call Price of $11.30 (a 13.00% per annum Call Return). If not called, positive Basket Returns are multiplied by an Upside Gearing of 1.30 to 1.50; if the Final Basket Level is below the Downside Threshold of 75, principal is reduced proportionally to the negative Basket Return. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a Buffered PLUS due July 3, 2031, a principal-at-risk note fully guaranteed by Morgan Stanley that references the S&P 500® Futures Excess Return Index. Each security has a stated principal amount of $1,000 and a leveraged upside of 180% on positive index performance. The securities feature a 30% buffer (buffer level = 70% of the initial level) and a minimum payment at maturity of 30% of stated principal. The strike and pricing date are June 30, 2026, the original issue date is July 6, 2026, the observation date is June 30, 2031 (subject to postponement), and maturity is July 3, 2031. The estimated value on the pricing date is approximately $970.60 per security. All payments are subject to the issuer’s and guarantor’s credit risk; investors may lose a significant portion of principal if the final level is below the buffer.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities tied to the worst performing of the Nasdaq-100 Technology Sector Index and the S&P 500 Index. Each security has a stated principal amount of $1,000, a 150% leverage factor and a capped maximum payment at maturity of $1,271.50 per security. The pricing and strike dates are June 24, 2026, original issue date June 29, 2026, observation date December 27, 2027 and maturity December 30, 2027. Investors receive leveraged upside if the worst performing underlier finishes above its initial level, receive principal only if both underliers finish at or above their 70% downside thresholds, and suffer proportional principal loss if the worst performing underlier finishes below its 70% threshold. Estimated value on the pricing date was ~$959.70 per security; the securities do not pay interest and are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers structured, principal‑at‑risk, auto‑callable securities with a stated principal amount of $1,000 per security and an issue price of $1,000 per security. The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and feature automatic early redemption if the underlier is at or above a call threshold (100% of the initial level) on scheduled determination dates, with scheduled early redemption payments rising across up to 48 determination dates and a final payment of $1,900 if the final level is at or above the call threshold. The securities include a buffer level set at 85% of the initial level (buffer amount 15%) and a minimum payment at maturity equal to 15% of stated principal. The estimated value on the pricing date is approximately $909.50 per security. All payments are subject to MSFL's and Morgan Stanley’s credit risk; investors do not participate in upside beyond fixed redemption amounts and can lose a substantial portion of principal if the final level is below the buffer.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due July 1, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The notes reference the worst performing of the EURO STOXX 50® and Russell 2000® indices, feature automatic early redemption beginning on the first determination date of March 30, 2027, and pay fixed early redemption amounts that rise across 17 scheduled determination dates. If not called, maturity payouts depend on final index levels: a fixed positive payment of $1,585.00 if both underliers meet their call thresholds, return of principal if both remain at or above 70% of initial levels, or a loss proportional to the worst performing underlier (down to zero). All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes linked to UnitedHealth Group common stock that pay a contingent coupon of 11.40% per annum if observation-date barriers are met. The notes have a $1,000 stated principal amount and an estimated value on the pricing date of approximately $980.30. Automatic early redemption is possible on specified determination dates if the underlier meets the call threshold (100% of the initial level). If not redeemed, maturity payoff depends on the final level versus a downside threshold set at 65% of the initial level; below that threshold investors suffer proportional principal loss. All payments are subject to Morgan Stanley and MSFL credit risk.