Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a principal-at-risk structured note linked to the worst performing of the Nasdaq-100 and the S&P 500. Each security has a stated principal amount of $1,000, a pricing/strike date of June 30, 2026, and matures on October 5, 2027. Payments at maturity depend solely on closing levels on the observation date (September 30, 2027): investors can receive up to $1,151.50 (115.15% cap) for upside, a limited positive return if the worst underlier declines but stays above an 80% buffer level, or a loss of principal beyond the 20% buffer, subject to a 20% minimum payment. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are exposed to issuer credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to Netflix, Inc. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $968.70. The notes pay a 11.75% contingent coupon only if the underlying closing level meets a coupon barrier on observation dates, can be automatically redeemed on specified redemption determination dates, and expose investors to full downside risk below a downside threshold equal to 68% of the initial level. The final observation date is July 26, 2027 with maturity on July 29, 2027. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; holders remain exposed to issuer credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes—Contingent Income Memory Buffered Auto‑Callable Securities—linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index via a preliminary pricing supplement. The notes pay a contingent coupon only when the index closing on observation dates meets a coupon barrier, can be automatically called on specified determination dates, and at maturity either return principal (if the final level ≥ the buffer level) or reduce principal proportionally beyond the 15% buffer, subject to a 15% minimum payment. The notes carry issuer and guarantor credit risk and may have limited secondary market liquidity. Terms include a stated principal amount of $1,000 per security, an annual contingent coupon rate of 11.25% (paid only if observation thresholds are met), a final observation date of June 24, 2031 and maturity on June 27, 2031. The estimated value on the pricing date was approximately $905.60 per security.
Morgan Stanley Finance LLC priced contingent income auto-callable notes tied to Netflix, Inc. common stock, due July 29, 2027. Each note has a stated principal amount of $1,000, an estimated value on the pricing date of $984.10, and a contingent coupon at an annual rate of 14.25% payable only if observation-date conditions are met. The notes can be automatically redeemed on specified redemption determination dates if the closing level of the underlier meets the call threshold; if not redeemed, principal at maturity depends on the final level versus a downside threshold set at 68% of the initial level, exposing investors to potential full loss of principal.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due June 29, 2028 linked to the common stock of NVIDIA Corporation, with a stated principal amount of $1,000 per security. The notes pay a contingent coupon at an annual rate of 11.00% on observation dates when the underlier is at or above a coupon barrier level (the coupon barrier level is set at 55% of the initial level). The notes may be automatically redeemed early if the closing level meets or exceeds a call threshold (set at 100% of the initial level) on scheduled redemption determination dates beginning June 24, 2027. If not redeemed and the final level is at or above the downside threshold (set at 55% of the initial level), investors receive principal; if the final level is below that threshold, payment at maturity equals principal multiplied by final/initial level and could be significantly less than principal or zero. The document notes an estimated value on the pricing date of approximately $968.40 per security and emphasizes credit risk of Morgan Stanley and the possibility of receiving no coupons or losing principal.
Morgan Stanley Finance LLC is offering callable Contingent Income Securities due June 28, 2029, fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount and an issue price of $1,000 per security. They pay a contingent coupon at an annual rate of 10.75% for each interest period only if the closing level of each of the three underliers meets or exceeds its coupon barrier on the related observation date. Both the coupon barrier and the downside threshold are set at 60% of each underlier’s initial level. If, at maturity, the final level of the worst performing underlier is below its downside threshold, repayment is the stated principal multiplied by that worst performing underlier’s performance factor, which could result in a significant loss of principal or a total loss. The notes may be redeemed early beginning June 29, 2027 if a risk neutral valuation model indicates redemption is economically rational; no redemption may occur before that date. The pricing date and strike date are June 24, 2026. The issuer’s estimated value on the pricing date was approximately $975.40 per security.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes tied to the Russell 2000® Index with an automatic early‑redemption feature and a 150% participation rate for upside. Each security has a $1,000 stated principal amount and may be automatically redeemed on June 30, 2027 for an early redemption payment of $1,150.60 if the underlier is at or above the call threshold.
If not redeemed, payment at maturity on June 26, 2031 depends on the final index level: investors receive principal plus the upside payment if the final level is above the initial level; they receive principal if the final level is at or above 70% of the initial level; if below 70% they suffer a pro rata loss of principal (1% loss per 1% index decline). All payments are unsecured obligations of MSFL and are guaranteed by Morgan Stanley and remain subject to the issuer’s credit risk.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes due July 3, 2031, linked to the S&P 500® Index. Each security has a stated principal amount of $1,000, a fixed upside payment of $200, and a capped maximum payment of $1,800.
At maturity the payout equals principal plus the greater of the $200 upside payment or the index percent gain, subject to the $1,800 cap if the final level is at or above the 80% downside threshold. If the final level is below the 80% threshold, investors suffer a proportional loss (1% loss of principal per 1% index decline), potentially losing the entire investment. Estimated value on the pricing date was approximately $956.00 per security; agent commissions are $30 per security.
Morgan Stanley Finance LLC offers Principal at Risk securities due June 23, 2028 that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 per security and a contingent coupon opportunity at an annual rate of 11.00%.
The notes pay contingent coupons only if the closing level of each underlier (BAC, C, JPM) is at or above its coupon barrier on observation dates and may be automatically redeemed early if all underliers meet their call thresholds on a redemption determination date. At maturity, if any underlier is below its downside threshold (50% of its initial level), investors suffer principal loss equal to the worst performing underlier’s decline; payments could be significantly less than principal or zero. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal‑at‑Risk buffered notes linked to the worst performing of the Nasdaq‑100 and the S&P 500. The offering totals $24,200,000 in aggregate principal at a $1,000 per‑security issue price. The securities pay a fixed coupon of 7.50% per annum monthly and mature on November 2, 2027. Each security provides an 80% buffer (a 20% buffer amount) against declines in each underlier; if the final level of either underlier is below its buffer level, principal at maturity is reduced by 1.25% for each 1% decline of the worst performing underlier beyond the buffer, and could be zero. All payments are subject to MSFL's credit risk and the guarantee of Morgan Stanley. The estimated value on the pricing date was $994.80 per security.