Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
The issuer, Morgan Stanley Finance LLC, is offering principal-at-risk auto-callable securities linked to the worst performing of AMD and NVIDIA. Each security has a $1,000 stated principal amount and a contingent coupon of 27.40% per annum payable only if both underliers meet coupon barrier tests on observation dates.
The notes may be automatically redeemed on specified redemption determination dates beginning December 17, 2026 if both underliers meet call thresholds. At maturity on June 23, 2028, if not called and the worst performing underlier is below its downside threshold (50% of initial level), the payment equals the stated principal times the performance factor and could be significantly less or zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk notes due July 22, 2027, fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an upside payment of $165 (16.50%) if the final level of the State Street SPDR S&P Oil & Gas Exploration & Production ETF is at or above the downside threshold on the observation date of July 19, 2027. If the final level is below the downside threshold (80% of the initial level), the payment at maturity is the stated principal multiplied by the performance factor (final level/initial level), and investors may lose up to their entire principal. The pricing date and strike date are June 18, 2026, original issue date is June 23, 2026, and the estimated value on the pricing date is approximately $978.60 per security. Sales commissions are $10 plus a structuring fee of $1 per security. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC prices contingent-income memory auto-callable securities linked to the worst performing of the EURO STOXX 50® and the S&P 500®, with a $1,000 stated principal amount per security and an annual contingent coupon of 9.60%. The securities pay contingent coupons only if both underliers meet coupon barrier levels on observation dates and are subject to automatic early redemption on specified redemption determination dates. Final observation date is June 30, 2027 with maturity on July 6, 2027. The estimated value on the pricing date is approximately $985.80 per security. If at maturity the final level of either underlier is below its downside threshold (75% of initial level), investors suffer a pro rata principal loss equal to the decline in the worst performing underlier; payments could be significantly less than principal or zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering capped leveraged index return notes linked to a 15-stock basket with a maturity of approximately five years. The notes provide 150% participation in positive Basket performance subject to a Capped Value to be set on the pricing date (illustrative range: $28.00–$32.00 per unit). Each unit has a $10 principal amount; the original offering price is $10.00, and the issuer's initial estimated value on the pricing date is approximately $9.142 per unit. The notes do not pay periodic interest, expose investors to 1-to-1 downside (principal at risk), are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley, and all payments are subject to issuer/guarantor credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) offers principal-at-risk, auto-callable structured notes linked to the worst performing of the MDY and KRE ETFs. Each note has a $1,000 stated principal amount, an original issue price of $1,000, a pricing and strike date of June 26, 2026, a final determination date of June 26, 2031 and a maturity date of July 1, 2031. The securities can be automatically redeemed on scheduled determination dates for fixed early redemption payments (illustrative payments range from $1,108 to $1,513 per security). If not auto‑redeemed, payment at maturity will be $1,540 if both underliers meet call thresholds, the stated principal if both are above downside thresholds, or the stated principal multiplied by the performance factor of the worst performing underlier (losses of 1% for each 1% decline below the downside threshold). The estimated value on the pricing date is approximately $936.60 per security; all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers callable, principal-at-risk notes—Callable Contingent Income Securities—linked to the worst performing of the iShares 20+ Year Treasury Bond ETF, the Nasdaq-100 Index and the Russell 2000 Index. Each security has a $1,000 stated principal amount, a contingent coupon rate of 12.55% per annum and a maturity date of June 29, 2029. The securities pay contingent coupons only when the closing level of each underlier meets or exceeds its coupon barrier on observation dates; otherwise no coupon is paid for that interest period. Beginning on the first redemption date of December 31, 2026, Morgan Stanley may call the securities in whole if a risk neutral valuation model determination, as described, shows redemption is economically rational. If not called, payment at maturity returns the stated principal only if each underlier’s final level is at or above its downside threshold (each set at 70% of the initial level); otherwise investors receive an amount equal to the stated principal multiplied by the performance factor of the worst performing underlier and may lose a significant portion or all principal.
Morgan Stanley Finance LLC offers Principal-at-Risk, auto-callable securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, a fixed annual coupon of 11.75%, an original issue date of June 25, 2026 and maturity on June 30, 2027.
The securities pay the fixed coupon monthly and will be automatically redeemed early if, on a redemption determination date, the closing level of each index underlier (EURO STOXX 50®, Nikkei Stock Average, S&P 500®) is greater than or equal to its call threshold (100% of initial level). If not redeemed, payment at maturity depends on the worst performing underlier: investors receive full principal only if each final level is at or above its downside threshold (75% of initial level); otherwise principal is reduced by the percentage decline of the worst performing underlier and could be zero. The preliminary estimated value on the pricing date is approximately $979.90 per security. All payments are subject to issuer and guarantor credit risk; tax treatment and secondary market liquidity are uncertain.
Morgan Stanley Finance LLC priced Fixed Rate Callable Notes due June 27, 2031. Each note has a stated principal amount of $1,000, a semi-annual fixed interest rate of 4.650% per annum, and an original issue date of June 29, 2026. The notes are fully and unconditionally guaranteed by Morgan Stanley and are callable on specified redemption dates if a risk neutral valuation model determines redemption is economically rational for the issuer. The issuer estimates the notes' value at approximately $979.20 per note on the pricing date. Payments are subject to Morgan Stanley's credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering fixed rate callable notes due June 28, 2030, fully guaranteed by Morgan Stanley. Each note has a stated principal of $1,000, a stated coupon of 4.500% per annum paid semi‑annually, and an original issue date of June 29, 2026.
The notes are callable on June 28, 2027 and December 28, 2027 if a risk neutral valuation model determines redemption is "economically rational" using specified inputs; any call pays 100% of principal plus accrued interest. Proceeds are for general corporate purposes.
Morgan Stanley Finance LLC is offering fixed rate callable notes due June 29, 2033, fully guaranteed by Morgan Stanley. The notes have a stated principal of $1,000 per note, an interest rate of 4.850% per annum and semi-annual interest payments beginning December 29, 2026. The issuer may redeem the notes in whole on specified redemption dates if a risk neutral valuation model determination finds redemption economically rational; redemption price is 100% of principal plus accrued interest. The issuer estimates the note value on the pricing date at approximately $972.20 per note. Additional terms, fees and disclosures are in the related prospectus, prospectus supplement and tax supplement.