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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Dual Directional Jump Securities due June 21, 2029, linked to Micron Technology, Inc. common stock and fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount, an aggregate principal amount of $5,519,000 and an estimated value on the pricing date of $925.40 per security.
The notes feature automatic early redemption on specified determination dates if the underlier is at or above the call threshold (70% of the initial level, $761.593). If not called, maturity payoffs depend on the final level versus a downside threshold (50% of initial, $543.995), with potential for full principal loss if the underlier falls below that threshold. Payments are subject to issuer credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC offers contingent income, principal‑at‑risk auto‑callable securities linked to Netflix, Inc. common stock with a stated principal amount of $1,000 per security. The securities pay contingent coupons (actual rate determined on the pricing date, indicated 10.25%–11.25% p.a.) only if observation‑date barriers are met and feature automatic early redemption on specified dates prior to the June 29, 2029 maturity.
The preliminary pricing supplement shows an estimated value on the pricing date of approximately $959.90 per security and describes downside exposure: if the final level is below the downside threshold (set at 65% of the initial level), payment at maturity equals stated principal multiplied by the performance factor and may be significantly less than principal or zero. All payments are unsecured and subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC priced a $6,289,000 offering of Principal-at-Risk Structured Buffered Jump Securities due June 21, 2028, sold at $1,000 per security. The notes feature an automatic early redemption test on June 28, 2027 with an early redemption payment of $1,233.50.
If not called, payments at maturity depend on the basket performance: a 125% participation rate on upside, a 20% buffer (buffer level = 80), and a 1.25 downside factor that amplifies losses beyond the buffer. The estimated value on pricing was $965.50 per security and net proceeds to the issuer were $6,194,665.
Morgan Stanley Finance LLC priced a contingent-income, memory auto-callable note tied to the common stock of Amazon.com, Inc.. The offering totals $6,220,000 of notes with a stated principal amount of $1,000 per security and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 10.50% on observation dates when the closing level of the underlier is at or above the coupon barrier ($172.214, 70% of the initial level). The initial level (closing) on the strike date was $246.02 and the final observation date is June 15, 2029 with maturity on June 21, 2029. Notes are automatically redeemed early if the closing level meets or exceeds the call threshold ($246.02) on any redemption determination date; otherwise principal at maturity is linked to the final level and may be reduced pro rata (performance factor = final level / initial level). All payments are subject to issuer and guarantor credit risk; estimated value on the pricing date was $966.40 per security.
The document is a pricing supplement for Morgan Stanley Finance LLC’s contingent income auto-callable notes due June 21, 2029, fully guaranteed by Morgan Stanley. The offering aggregates $9,200,000 in principal at a stated principal amount of $1,000 per security and an issue price of $1,000. The securities pay a contingent coupon of 8.50% per annum only when each of the three underliers—Dow Jones Industrial Average, Nasdaq-100 and Russell 2000—is at or above its coupon barrier on observation dates, feature automatic early redemption if all underliers meet call thresholds on a determination date, and expose investors to full downside on the worst-performing underlier at maturity below the 70% downside threshold.
Morgan Stanley Finance LLC priced a primary offering of Structured Investments — Enhanced Buffered Jump Securities linked to ServiceNow, Inc. common stock. The offering totals $750,000 aggregate principal in $1,000 denominations due July 7, 2027. Each security has a fixed upside payment of $297.90 (29.79%), a buffer amount of 25% (buffer level $76.613) and a downside factor of 1.3333. The estimated value on the pricing date was $977.80 per security and the issue price was $1,000 per security; investors bear structuring, selling and hedging costs. These are principal‑at‑risk notes with no interest; payments are subject to Morgan Stanley Finance LLC obligations and Morgan Stanley’s guarantee. Investors may lose their entire investment.
Morgan Stanley Finance LLC is offering Structured Investments — Contingent Income Memory Buffered Auto-Callable Securities due May 30, 2029 linked to the State Street® SPDR® S&P® Metals & Mining ETF (XME) and the VanEck® Gold Miners ETF (GDX).
The securities have a $1,000 stated principal amount per security, an estimated value on the pricing date of approximately $947.90, a contingent coupon at an annual rate of 7.00%, automatic early redemption mechanics beginning on the first redemption determination date of December 24, 2026, and a buffer feature equal to 20% with a minimum payment at maturity of 20% of principal. Payments depend on the closing levels of the underliers on specified observation and redemption determination dates, and all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk, contingent income auto-callable securities linked to the common stock of Salesforce, Inc. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities pay a contingent coupon of 13.30% per annum on each coupon payment date only if the closing level of the underlier on the related observation date is greater than or equal to the coupon barrier level (set at 57% of the initial level). The notes are automatically redeemed early if the closing level on a redemption determination date is greater than or equal to the call threshold (100% of the initial level). If not called, at maturity on August 4, 2027 investors receive principal only if the final level is at or above the downside threshold (57% of the initial level); otherwise payment equals stated principal multiplied by final/initial level.
Pricing and strike dates are June 30, 2026 (original issue date July 6, 2026); estimated value on the pricing date was approximately $969.10 per security. All payments are subject to the issuer’s and guarantor’s credit risk, and investors do not participate in upside of the underlier.
Morgan Stanley Finance LLC is offering callable Contingent Income Securities due June 22, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security, an original issue price of $1,000, and an estimated value on the pricing date of approximately $985.30.
The notes pay a contingent coupon at an annual rate of 12.80% only if the closing level of each underlier (the Dow Jones Industrial Average, the Russell 2000® Index and the State Street® Technology Select Sector SPDR® ETF) is at or above its coupon barrier (70% of initial level) on each observation date. If any underlier is below its coupon barrier on an observation date, no coupon is paid for that period. At maturity, if the final level of each underlier is at or above its downside threshold (60% of initial level), investors receive the stated principal; otherwise, payment is the stated principal multiplied by the performance factor of the worst performing underlier, which can result in significant loss of principal.
The issuer, Morgan Stanley Finance LLC, is offering Contingent Income Auto-Callable Securities due June 29, 2029, linked to the common stock of Halliburton Company, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an annual contingent quarterly coupon rate of 12.10% (approximately $30.25 per quarter if payable). The securities may be automatically redeemed early if the underlying stock closes at or above the initial share price on any of the first eleven determination dates. If not called, final payout depends on the final share price versus a downside threshold equal to 60% of the initial share price; if the final share price is below that threshold, investors suffer 1-to-1 downside exposure and could lose most or all principal. The pricing date was June 26, 2026, the original issue date is expected to be July 1, 2026, and maturity is June 29, 2029. All payments are subject to issuer and guarantor credit risk.