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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Structured Investments — Enhanced Buffered Jump Securities linked to the S&P 500® Index with a stated principal of $1,000 per security and aggregate principal of $10,000,000. The securities mature on July 1, 2027 with an observation date of June 28, 2027.
At maturity, if the final level is at or above the buffer level (90% of the initial level), holders receive the stated principal plus a fixed $90 upside payment (9%). If the final level is below the buffer level, principal is reduced by 1.1111% for each 1% decline beyond the 10% buffer; there is no minimum payment and investors may lose their entire investment. The estimated value on the pricing date was $984.40 per security; the issue price was $1,000, including fees.
Morgan Stanley Finance LLC is offering Principal-at-Risk Dual Directional Jump Securities linked to the worst performing of Alphabet Inc. (GOOGL) and Amazon.com, Inc. (AMZN). The securities have a $1,000 stated principal amount, an issue date of June 18, 2026, and mature on June 21, 2029. They are auto-callable on the first determination date June 22, 2027 for an early redemption payment of $1,251 if both underliers meet their call thresholds. Upside participation is capped at an effective 150% participation on appreciation and positive absolute-return scenarios; downside exposure is full principal risk below the 60% downside thresholds. All payments are subject to the issuer and guarantor credit risk and the estimated value on the pricing date was $968.90 per security.
Morgan Stanley Finance LLC is offering unsecured, auto-callable structured notes due June 21, 2033, fully and unconditionally guaranteed by Morgan Stanley. The offering totals $1,618,000 in aggregate principal at an issue price of $1,000 per note.
The notes pay no interest, have an estimated value of $906.70 on the pricing date, and may be automatically redeemed on specified annual determination dates beginning June 15, 2027 if the Morgan Stanley Amplitude Index closes at or above the call threshold (set at 209.393). If not called, maturity payoff returns the stated principal plus 100% participation in underlier appreciation; if the final level is equal to or less than the initial level (207.32), investors receive only the stated principal.
Morgan Stanley Finance LLC priced a primary offering of structured, principal‑at‑risk notes — Buffered Jump Securities — with an aggregate principal amount of $5,558,000. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of $977.90. The securities pay no interest, are fully guaranteed by Morgan Stanley and feature an automatic early redemption on the first determination date for an early redemption payment of $1,225.50. If not called, maturity payment depends on the basket performance: a 125% participation rate on appreciation, a 15% buffer (buffer level 85) and a downside factor of 1.1765, meaning losses beyond the buffer reduce principal at maturity and could result in a total loss.
Morgan Stanley Finance LLC priced a contingent-income, principal-at-risk note program guaranteed by Morgan Stanley. The pricing supplement offers securities with a $1,000 stated principal per security, an aggregate principal amount of $100,000, an estimated value on the pricing date of $932.80, and a contingent annual coupon of 12.75%. The notes reference the S&P 500 Futures 40% Intraday 4% Decrement VT Index, pay coupons only if the underlier meets observation-date barriers, are auto-callable if the underlier reaches the call threshold (3,553.16), and repay principal at maturity only if the final level is at or above the downside threshold (2,131.896); otherwise payment at maturity is reduced pro rata by the performance factor. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers Callable Contingent Income Buffered Securities with a stated principal amount of $1,000 per security under an aggregate issuance of $2,500,000. These principal-at-risk notes reference the worst performing of the Nasdaq-100 Technology Sector Index, Russell 2000 Index and the State Street Utilities Select Sector SPDR ETF.
The notes pay a contingent coupon of 10.90% per annum for each interest period only if the closing level of each underlier meets or exceeds its coupon barrier on the related observation date. If the final level of the worst performing underlier is below its buffer level (80% of initial) at maturity, principal is reduced 1% for each 1% decline beyond the buffer, subject to a minimum payment of 20% of principal. The securities are callable by the issuer beginning on September 18, 2026 based on a risk-neutral valuation model and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC prices Principal at Risk securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. The offering is for an aggregate principal amount of $100,000 at an issue price of $1,000 per security with an estimated value on the pricing date of $906.90. The notes carry an automatic early redemption feature beginning with the first determination date on June 22, 2027, a call threshold of 3,197.844 (90% of the initial level) and a downside threshold of 2,131.896 (60% of the initial level). If not called, maturity outcomes range from a fixed positive payment of $1,825.00 (if final level ≥ call threshold) to principal loss proportional to the index decline (payment could be zero) if final level < downside threshold.
Morgan Stanley Finance LLC priced a contingent-income, principal-at-risk note guaranteed by Morgan Stanley with a stated principal amount of $1,000 per security and an aggregate offering of $100,000. The securities mature on June 20, 2031 and pay a contingent coupon at an annual rate of 11.00% only if the underlier meets the coupon barrier on observation dates.
The underlier initial level was 3,553.16 (call threshold = initial level). The coupon barrier and downside threshold equal 60% of the initial level (2,131.896). If not auto‑redeemed and the final level is below the downside threshold, the payment at maturity equals the stated principal multiplied by the performance factor and could be significantly less than the principal, including zero. The estimated value on the pricing date was $903.90 per security; agent commissions were $42.50 per security.
The pricing supplement describes Morgan Stanley Finance LLC's offering of Structured Investments — Enhanced Buffered Jump Securities linked to the common stock of Broadcom Inc. The securities have a $1,000 stated principal amount, maturity on July 7, 2027, and an aggregate principal amount of $500,000. The notes pay a fixed upside payment of $242.90 (24.29%) at maturity if the final level is at or above an 80% buffer level. If the final level is below the buffer, investors lose 1.25% of principal for every 1% decline beyond the 20% buffer; there is no minimum payment. The securities are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to the issuer's credit risk. The estimated value on the pricing date was $980.00 per security and the issue price was $1,000 (agent commission $10, proceeds to issuer $990 per security).
Morgan Stanley Finance LLC is offering Principal-at-Risk callable fixed income securities linked to the worst performing of four stocks with an aggregate principal amount of $671,000. Each security has a stated principal of $1,000, an issue price of $1,000 and an estimated value on the pricing date of $984.30. The securities pay a fixed coupon of 13.35% per annum monthly, are callable beginning December 22, 2026, and mature on June 22, 2027. At maturity, if every underlier’s final level is at or above its downside threshold (65% of initial), investors receive principal; if any underlier is below its threshold, payment equals principal multiplied by the worst performing underlier’s performance factor, exposing investors to potential significant loss of principal, possibly to zero. All payments are subject to Morgan Stanley’s credit risk.