Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering callable contingent income securities due December 28, 2028, linked to the worst performer of the S&P 500 Index, Nasdaq-100 Technology Sector Index and Russell 2000 Index. Each $1,000 security can pay a contingent coupon at an annual rate of 8.90%, but only if on each observation date all three indices are at or above their coupon barrier levels, set at 70% of their initial levels.
Beginning June 25, 2026, the notes may be redeemed early at par plus any due coupon if a risk neutral valuation model indicates that redemption is economically rational for the issuer. At maturity, if not redeemed and each index is at or above its downside threshold (also 70% of its initial level), investors receive $1,000 plus any final coupon. If any index finishes below its threshold, repayment is reduced 1% for every 1% decline in the worst-performing index, potentially to zero. The estimated value on the pricing date is approximately $960.20 per security, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Contingent Income Auto-Callable Securities due December 24, 2030 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. The notes are unsecured and pay a 9.30% per annum contingent coupon only if, on each observation date, the index is at or above 60% of its initial level; otherwise no coupon is paid for that period.
Starting June 22, 2026, the notes are automatically redeemed if the index closes at or above 90% of its initial level on a redemption determination date, returning principal plus the applicable coupon, with no further payments. If the notes are not called and, on the final observation date, the index is at or above 60% of its initial level, investors receive full principal back; if it is below 60%, repayment is reduced 1% for every 1% index decline and can fall to zero.
The estimated value on the pricing date is approximately $909.90 per $1,000 note, reflecting issuing, selling, structuring and hedging costs and an internal funding rate. The notes will not be listed on any exchange, are subject to Morgan Stanley’s credit risk, and reference a relatively new, leveraged, volatility-targeted index with a 4.0% per annum decrement.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount and issue price, with an estimated value on the pricing date of about $924.30 per security.
The notes pay a contingent coupon at 14.85% per year, but only when the index is at or above a barrier set at 75% of the initial level on scheduled observation dates; missed coupons can be “remembered” and paid later if the barrier is met. The securities are automatically callable starting in late 2026 if the index is at or above its initial level.
If not called, at maturity in December 2030 investors receive full principal only if the index is at or above a downside threshold of 60% of the initial level; otherwise repayment is reduced one-for-one with the index decline and can fall to zero. The notes are unsecured, not listed, subject to Morgan Stanley’s credit risk, and reference a relatively new, leveraged, 4% decrement index with limited live history and complex tax treatment.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering contingent income auto-callable securities due January 3, 2028 linked to the common stock of NVIDIA Corporation. These notes do not guarantee the return of principal and pay no regular interest.
Investors may receive a contingent coupon at 9.50% per annum, but only for periods when NVIDIA’s closing level on the relevant observation date is at or above a coupon barrier set at 50% of the initial level. The notes may be automatically redeemed on scheduled redemption dates if NVIDIA’s closing level is at or above a call threshold equal to 100% of the initial level, paying back principal plus the applicable coupon and ending all future payments.
If the notes are not called and NVIDIA’s final level on December 29, 2027 is at or above the 50% downside threshold, investors receive principal back (plus any final coupon if conditions are met. If the final level is below that threshold, repayment is reduced 1% for every 1% decline in the stock and can fall to zero. The estimated value on the pricing date is approximately $965.10 per $1,000 note, reflecting structuring and hedging costs and the issuer’s internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk, and will not be listed on any exchange.
Morgan Stanley Finance LLC is offering principal-at-risk contingent income auto-callable securities due June 25, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performing of three ETFs: the SPDR® S&P® Biotech ETF (XBI), the Energy Select Sector SPDR® Fund (XLE) and the Technology Select Sector SPDR® Fund (XLK).
Investors may receive a 10.50% per annum contingent coupon, paid only if on each observation date the closing level of every ETF is at or above its coupon barrier level, set at 70% of its initial level. The securities can be automatically redeemed on quarterly redemption determination dates starting June 22, 2026 if all ETFs are at or above their call thresholds (100% of initial levels), returning principal plus the applicable coupon.
If the notes are not called, and on the final observation date each ETF is at or above its downside threshold (60% of initial level), investors receive full principal back plus any final coupon. If any ETF finishes below its downside threshold, repayment is reduced in proportion to the decline of the worst performer, and the maturity payment can be zero. The estimated value on the pricing date is approximately $977.50 per $1,000 security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes tied to the Class A common stock of Robinhood Markets, Inc. The securities can pay a contingent coupon at an annual rate of 17.00%, but only on dates when Robinhood’s share price is at or above a preset coupon barrier; missed coupons may be paid later if the stock recovers above that barrier.
The notes are “memory” auto-callable: if on any scheduled redemption determination date the stock closes at or above a call threshold, the notes are automatically redeemed early for the principal plus the current and any previously unpaid contingent coupons, and no further payments are made. If the notes are not called and, at maturity in December 2030, Robinhood’s stock is at or above a downside threshold, investors receive back principal plus any due coupons. If the stock is below that downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero, so investors may lose their entire investment. The estimated value on the pricing date is approximately $939 per $1,000 note, reflecting issuer costs and internal funding assumptions, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering partial principal at risk notes linked to the performance of the SPDR® Gold Trust. Each note has a stated principal amount and issue price of $1,000, matures on January 7, 2027, and pays no interest.
At maturity, if the SPDR Gold Trust has risen from its initial level, investors receive $1,000 plus 100% of the underlier’s gain, capped at a maximum payment of at least $1,122 per note, or 112.20% of principal. If the final level equals the initial level, investors receive $1,000. If the underlier falls, investors lose 1% of principal for each 1% decline, but payments will not drop below the partial principal return amount of 95% of the stated principal amount.
The notes are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of approximately $982.30 per note. They will not be listed on any exchange, secondary liquidity may be limited, and returns are subject to both gold price volatility and Morgan Stanley’s credit risk. U.S. holders are generally expected to treat the notes as contingent payment debt instruments for tax purposes.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk “Buffered Jump” securities linked to an equally weighted basket of AbbVie, Eli Lilly, Regeneron, Vertex and UnitedHealth stocks. Each note has a stated principal amount and issue price of $1,000, while the estimated value on the pricing date is approximately $958.70 per security.
The notes may be automatically redeemed on January 7, 2027 if the basket level on the first determination date is at least 100% of its initial level, paying at least $1,120 per security and ending the investment early. If not called, at maturity on December 23, 2027 investors receive upside at a 125% participation rate if the basket has risen, full principal back if the final level is between 85% and 100% of the initial level, and a leveraged loss of about 1.1765% for each 1% decline beyond the 15% buffer if it falls below 85%. There is no minimum payment at maturity, the securities will not be listed, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable Jump Securities due December 22, 2028, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and fully guaranteed by Morgan Stanley. The notes pay no interest and do not guarantee repayment of principal.
Starting with the first determination date on December 23, 2026, the securities are automatically redeemed if the index closes at or above 90% of its initial level, paying fixed early redemption amounts that correspond to an annualized return of about 19.50%. If held to maturity and not called, investors receive $1,585 per $1,000 security if the final index level is at or above the 90% call threshold, only principal back if it is between the 90% call threshold and the 80% downside threshold, and a proportional loss if it falls below 80%, potentially losing the entire investment.
The estimated value on the pricing date is approximately $898.10 per $1,000 security, reflecting issuer costs and internal funding rates. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering fixed income buffered auto-callable securities linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, maturing on January 16, 2031. Each $1,000 security pays a fixed coupon at an annual rate of 6.85% to 7.85%, with monthly coupon payments.
The notes can be automatically redeemed starting January 13, 2027 if the index closes at or above 100% of its initial level, returning the stated principal plus the coupon for that period. If held to maturity and the final index level is at or above the 85% buffer level, investors receive full principal back plus the final coupon. Below the buffer, principal is reduced 1% for every 1% decline beyond the 15% buffer, subject to a minimum payment at maturity of 15% of principal.
The securities are unsecured and subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and have an estimated value on the pricing date of approximately $922.30 per $1,000 security due to issuing, selling, structuring and hedging costs and the issuer’s internal funding rate.