Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Jump Securities with an auto-call feature linked to the worst performer of the State Street® Technology Select Sector SPDR® ETF (XLK) and the iShares® Semiconductor ETF (SOXX). Each security has a $1,000 stated principal amount and matures on January 17, 2031.
The notes may be automatically redeemed on January 25, 2027 if, on the first determination date, each ETF is at or above its initial level of $144.70 for XLK and $331.90 for SOXX, in which case investors receive a fixed $1,300 per security and no further payments. If not called, at maturity investors get their principal plus an upside payment equal to 140% of the gain of the worst-performing ETF, but only if both finish above their initial levels.
If either ETF ends at or below its initial level, the maturity payment is $1,000 multiplied by the performance factor of the worst performer, creating a 1-for-1 downside and potential total loss of principal. The estimated value on the pricing date is approximately $965.50 per security, reflecting structuring and hedging costs. The notes pay no interest, are unsecured, not listed, and all payments depend on Morgan Stanley’s creditworthiness.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,000 principal-at-risk contingent income auto-callable securities linked to Starbucks Corporation common stock. These notes do not guarantee repayment of principal and do not pay regular interest.
Investors may receive a contingent coupon at an annual rate of 11.05%, but only if Starbucks’ closing level on each observation date is at or above 71% of the initial level. The notes are automatically redeemed early, returning principal plus the applicable coupon, if on certain dates Starbucks closes at or above 100% of the initial level.
If the notes are not called and the final level is at or above the 71% downside threshold, investors receive principal back (plus any final coupon). If the final level is below this threshold, repayment is reduced 1% for every 1% decline in Starbucks from the initial level, up to a total loss. The estimated value on the pricing date is approximately $963 per $1,000, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes called Dual Directional Buffered Participation Securities maturing on January 27, 2028. The notes pay no interest and are linked to the worst performer among the Dow Jones Industrial Average, EURO STOXX 50 Index and S&P 500 Index.
At maturity, if all three indices finish above their initial levels, investors receive the $1,000 stated principal plus 100% of the worst index’s gain. If the worst index is at or below its initial level but at or above 75% of its initial level, investors receive the principal plus an “absolute return” on the decline, up to a 25% positive return cap. If the worst index closes below 75% of its initial level, investors lose 1% of principal for each 1% drop beyond the 25% buffer, with a minimum payment of 25% of principal.
The notes are unsecured obligations of MSFL, subject to Morgan Stanley’s guarantee and credit risk. They will not be listed on any exchange, their estimated value on the pricing date is approximately $980.60 per $1,000, and secondary market prices may be significantly below the issue price due to fees, funding rates and market factors.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS securities, principal-at-risk notes fully guaranteed by Morgan Stanley, linked to the worst performer of the Dow Jones Industrial Average and the Nasdaq-100 Index. The $1,000-denomination securities mature on February 2, 2029 and pay no interest.
At maturity, if both indexes finish above their initial levels, investors receive principal plus 132% of the worst index’s gain. If the worst index is at or below its initial level but at or above 70% of its initial level, investors get principal plus 50% of its percentage decline, capped at a 15% positive return. If either index ends below 70% of its initial level, investors lose 1% of principal for each 1% decline of the worst index and could lose their entire investment.
The estimated value on the pricing date is approximately $975.80 per $1,000 security. The notes will not be listed on any exchange, secondary trading may be limited, and all payments depend on Morgan Stanley’s credit and complex, uncertain tax treatment.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering variable-income auto-callable notes due January 24, 2031 linked to the worst-performing of Costco, Dell Technologies (Class C) and UnitedHealth Group common stocks. Each note has a $1,000 stated principal amount and pays a monthly variable coupon at either 0.25% per annum (lower coupon) or 7.00% per annum (higher coupon).
The higher coupon is paid for an interest period only if, on the related observation date, the closing level of each underlier is at or above its coupon barrier level, set at 75% of its initial level. Otherwise, investors receive only the lower coupon for that period. Starting with the first redemption determination date on January 20, 2027, the notes are automatically redeemed if all three stocks close at or above 100% of their initial levels, paying principal plus the higher coupon, with no further payments.
If the notes are never called, investors receive principal back at maturity plus the applicable final coupon. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and have an estimated value on the pricing date of approximately $949.50 per $1,000 note.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income, auto-callable notes linked to the common stock of Delta Air Lines, Inc., guaranteed by Morgan Stanley. Investors pay $1,000 per security, while the estimated value on the pricing date is approximately $960.90 per security, reflecting issuance, selling, structuring and hedging costs and an internal funding rate beneficial to the issuer.
The notes pay a contingent coupon at an annual rate of at least 10.00%, but only if Delta’s stock is at or above a coupon barrier set at 55% of the initial level on each observation date; missed coupons may be paid later if the barrier is met. The securities are automatically redeemed if Delta’s stock is at or above a call threshold of 100% of the initial level on specified redemption determination dates. If held to February 1, 2029 and not called, investors receive full principal only if the final stock level is at or above the downside threshold, also 55% of the initial level; otherwise, repayment is reduced in proportion to the stock’s decline and can fall to zero. The notes do not participate in any stock upside and expose holders to both equity market risk and Morgan Stanley credit risk, with limited secondary market liquidity.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to the common stock of Amazon.com, Inc. The $1,000-denomination securities run from the January 30, 2026 original issue date to March 4, 2027 and are fully and unconditionally guaranteed by Morgan Stanley.
Investors may receive an 11.00% per annum contingent coupon, paid on scheduled coupon dates only when Amazon’s closing price on the related observation date is at or above a 70% coupon barrier. Missed coupons can be “remembered” and paid later if a future observation date is at or above the barrier, but coupons can be zero for the entire term.
The notes are auto-callable starting January 27, 2027 if Amazon closes at or above 100% of the initial level, returning principal plus the applicable coupon and any unpaid coupons. If not called, and on the final observation date Amazon is at or above a 70% downside threshold, investors receive full principal plus any due coupon; if it is below that level, repayment is reduced one-for-one with the stock’s decline, and the maturity payment can fall to zero.
The estimated value on the pricing date is approximately $985.40 per security, below the $1,000 issue price due to issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange, may have limited liquidity and involve complex and uncertain U.S. tax treatment.
Morgan Stanley Finance LLC is offering callable contingent income securities due December 27, 2027, linked to the worst performer of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. Each security has a $1,000 stated principal amount and pays a 9.55% per annum contingent coupon only when, on a given observation date, all three indices are at or above 70% of their initial levels.
Beginning on April 24, 2026, the notes can be called in whole at par plus any due coupon if a risk-neutral valuation model indicates early redemption is economically rational for the issuer. At maturity, if not redeemed and each index is at or above its 70% downside threshold, holders receive the full principal; if any index is below its threshold, repayment is reduced in proportion to the worst index’s decline and can fall to zero. The estimated value on the pricing date is approximately $969.10 per security, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering S&P 500®-linked Dual Directional Jump Securities with an auto-call feature maturing in January 2028. Each note has a $1,000 stated principal amount, with an estimated value on the pricing date of about $979.60 per security, reflecting embedded fees and hedging costs. The notes can be automatically redeemed in February 2027 if the S&P 500® closing level on the first determination date is at or above the call threshold, paying at least $1,097.50 per security and then terminating.
If not called, at maturity investors receive upside one-for-one when the index finishes above its initial level, or a positive “absolute return” when the index is down but not below 80% of the initial level, with that positive return effectively capped at 20%. If the index ends below the 80% downside threshold, repayment drops in proportion to the index decline and can fall to zero. The securities do not pay interest, are unsecured and unsubordinated, will not be listed on an exchange, and are fully subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering 2‑year “Jump Securities with Auto‑Callable Feature” linked to the S&P 500® Index. Each security has a $1,000 issue price and pays no interest. If on the first determination date in February 2027 the index closes at or above the initial index value, the notes are automatically called for $1,088.50 per $1,000 and then terminate.
If the notes are not called and on the final determination date the index is above the initial level, investors receive $1,000 plus 125% of the index gain. If the index ends between the initial level and 80% of that level (the downside threshold), investors receive $1,000. If it finishes below 80% of the initial level, repayment is reduced in line with the index and can fall to zero, so principal is fully at risk. The issuer’s estimated value on the pricing date is about $966.70 per security, reflecting embedded costs and its internal funding rate.