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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, fixed-coupon, buffered auto-callable securities due June 17, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount, a 7.00% annual fixed coupon and a buffer equal to 15% of the initial index level. The securities pay monthly coupons, may be automatically redeemed early if the underlier meets the call threshold, and at maturity return principal only if the final level is at or above the buffer level; otherwise principal is reduced proportionately subject to a 15% minimum payment. All payments are unsecured and guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering Structured Investments (Enhanced Trigger Jump Securities) due July 15, 2027, fully and unconditionally guaranteed by Morgan Stanley. The offering is for $1,000 per security with an aggregate principal amount of $5,150,000. Payment at maturity depends on the performance of the worst performing of the Russell 2000® and the S&P 500® indices on the observation date; if both underliers finish at or above their 70% downside thresholds, holders receive principal plus a fixed upside payment of $97.50 (9.75%). If the worst performing underlier finishes below its downside threshold, holders suffer a proportional loss of principal (1% loss for each 1% decline), with no minimum payment. All payments are subject to issuer and guarantor credit risk; the estimated value on the pricing date was $988.50 per security.
Morgan Stanley Finance LLC priced contingent income auto-callable notes due June 17, 2031 linked to the worst performing of Dell (class C), Tesla, Micron and Qualcomm. The notes are unsecured obligations of MSFL, unconditionally guaranteed by Morgan Stanley, issued at $1,000 per note with an aggregate principal amount of $1,300,000 and an estimated value on the pricing date of $936.00 per note.
The notes pay a monthly contingent coupon at an annual rate of 10.00% only if each underlier's closing level on an observation date is at or above its coupon barrier (80% of initial level). They feature automatic early redemption beginning with the first redemption determination date on June 14, 2027 if all underliers meet their 100% call thresholds on a determination date. If not redeemed, principal is repaid at maturity with any payable contingent coupon. All payments are subject to Morgan Stanley's credit risk and the notes will not be listed on an exchange.
Morgan Stanley Finance LLC priced an offering of Principal at Risk auto‑callable securities linked to Intuitive Surgical common stock with an aggregate principal amount of $100,000. The securities have a $1,000 stated principal amount per security, an estimated value on the pricing date of $981.20 per security and an original issue date of June 17, 2026. The notes pay a contingent coupon at an annual rate of 13.10% on each coupon payment date only if the closing level of the underlier meets or exceeds the coupon barrier of $275.410 (67% of the initial level) on the related observation date. The notes are automatically redeemed early if the underlier closes at or above the call threshold of $411.06 (100% of the initial level) on any redemption determination date; if not redeemed, maturity is July 15, 2027 and investors face full downside exposure below the downside threshold of $275.410, with principal loss proportional to the underlier's decline. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley, and are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering $650,000 in market-linked notes due June 15, 2029, fully guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per note. The notes pay no interest and mature based on the S&P 500® Futures Excess Return Index performance measured on the observation date.
Key economics: estimated value on the pricing date $966.50 per note, participation rate 100%, maximum payment at maturity $1,331.50 per note, initial index level 596.69, and an observation date of June 12, 2029 (subject to postponement). Commissions are $20 per note, and net proceeds to the issuer are stated as $637,000 for this issuance.
Morgan Stanley Finance LLC is issuing contingent income auto-callable securities tied to CoreWeave, Inc. class A common stock. The offering has an aggregate principal amount of $31,620,000, with a stated principal amount of $1,000 per security and an issue price of $1,000 per security. The securities mature on June 15, 2029 and pay a contingent quarterly coupon at an annual rate of 30.00% only if the determination closing price on scheduled dates is at or above the downside threshold price of $50.275 (50% of the initial share price). If not auto-redeemed and the final share price is below the downside threshold price, holders suffer a 1-to-1 exposure to the decline in the underlying stock and may lose all principal. The issuer will receive proceeds for general corporate purposes and expects to hedge its obligations. All payments are subject to the credit risk of Morgan Stanley and MSFL.
Morgan Stanley Finance LLC priced Buffered Jump Securities with Auto-Callable Feature linked to a seven-stock semiconductor basket. The issue totals $5,926,000 at a stated principal amount of $1,000 per security and an original issue price of $1,000 (estimated value $975.90 on the pricing date).
Key economics: automatic early redemption on the first determination date (June 25, 2027) at an early redemption payment of $1,250.80; maturity June 15, 2028; participation rate 125%; buffer 20% (buffer level 80); downside factor 1.25. Payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities due November 4, 2027, fully and unconditionally guaranteed by Morgan Stanley. The securities have an original issue price of $1,000 per security, pay no interest and return a fixed $136.50 upside payment at maturity only if both underlying indices finish at or above 80% of their initial values. The securities reference the Russell 2000® and S&P 500®, have a pricing date of June 30, 2026 and a valuation date of November 1, 2027. Morgan Stanley estimates an indicative value on the pricing date of approximately $971.20 per security. If either index finishes below its 80% downside threshold, maturity payment will equal $1,000 multiplied by the worst-performing index performance factor and may be less than $800 or zero, so investors may lose their entire principal.
Morgan Stanley Finance LLC is offering contingent income, auto-callable principal-at-risk securities due January 4, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, a contingent coupon at an annual rate of 8.50%, and an estimated value on the pricing date of approximately $963.30. The securities reference two ETFs—the XLE Fund and the XOP Fund—and pay coupons or trigger automatic early redemption only if both underliers meet specified barrier and call threshold levels (call threshold = 100% of initial level; coupon barrier and downside threshold = 65% of initial level). If not auto‑redeemed, final payoff returns principal only if both underliers are at or above the downside thresholds; otherwise payment at maturity declines in proportion to the worst performing underlier and could be zero. The strike and pricing date are June 30, 2026, with the final observation date on December 30, 2027.
The pricing supplement describes Principal at Risk, contingent-income, auto-callable securities issued by Morgan Stanley Finance LLC and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent coupon of 12.00% per annum payable only if the underlying, Meta Platforms Class A common stock, meets the coupon barrier on observation dates. The notes can be automatically redeemed on specified redemption determination dates if the closing level meets the call threshold; if not redeemed, maturity payments depend on the final level versus a downside threshold (both barriers set at 64% of the initial level), meaning investors may lose principal pro rata to negative performance. Final observation date is June 18, 2029 with maturity on June 22, 2029. All payments are subject to issuer and guarantor credit risk. The estimated value on the pricing date is approximately $967.30 per security.