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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced contingent income auto-callable notes due June 23, 2031 fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an annual contingent coupon of 8.15% payable only when each underlying index meets its coupon barrier on observation dates.
The notes reference the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000 and are linked to the worst performing underlier. They are automatically redeemed early if all three underliers meet call thresholds on a redemption determination date; otherwise principal at maturity depends on the worst performing underlier (downside threshold: 70% of initial level), exposing investors to loss of principal and to issuer credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, buffered, auto-callable structured notes linked to the VanEck® Gold Miners ETF (GDX). Each note has a $1,000 stated principal amount and an original issue price of $1,000. The notes may be automatically redeemed on the first determination date for at least $1,240 per security if the underlier meets the call threshold. If not called, maturity outcomes depend on the final level relative to an initial level and an 80% buffer level: investors receive principal if the final level is at or above the buffer; if the final level is below the buffer they absorb losses equal to 1.25% of principal for each 1% decline beyond the buffer. The term runs to final determination on June 20, 2028 with maturity on June 23, 2028. All payments are subject to Morgan Stanley’s credit risk and the estimated value on pricing was approximately $981.40 per security.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable structured notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each note has a stated principal amount of $1,000, an original issue price of $1,000, and an estimated value on the pricing date of approximately $950.90.
The securities can be automatically redeemed on the first determination date (June 21, 2027) for an early redemption payment of $1,300 if the closing level of the underlier is greater than or equal to the call threshold (90% of the initial level). If not called, maturity (June 20, 2031) payouts depend on final performance: investors receive principal plus an upside payment with a 300% participation rate for positive returns, full principal if the final level is at or above 50% of the initial level, or a reduced payment (pro rata loss) if below that downside threshold. All payments are subject to MSFL’s and Morgan Stanley’s credit risk; principal can be lost.
Morgan Stanley Finance LLC is offering callable Contingent Income Securities due June 22, 2029 linked to the worst performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the State Street® Energy Select Sector SPDR® ETF. Each security has a $1,000 stated principal amount and a contingent coupon at an annual rate of 12.65% payable only if all three underliers meet coupon barrier levels on observation dates. The securities are callable beginning on December 23, 2026 if a risk neutral valuation model indicates redemption is economically rational. At maturity, if any underlier is below its downside threshold (60% of its initial level), investors suffer a loss proportional to the worst performing underlier; if all underliers are at or above their downside thresholds, principal is returned. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC offers a preliminary pricing supplement for auto-callable principal-at-risk securities due July 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities are linked to the worst performing of the SPDR S&P MidCap 400 ETF (MDY) and the SPDR S&P Regional Banking ETF (KRE). The original issue price is $1,000 per security and the issuer’s estimated value on the pricing date was approximately $936.60 per security.
The notes feature automatic early redemption beginning with the first determination date on June 29, 2027 if both underliers meet their call thresholds (set at 100% of initial level). Early redemption payments rise across 16 scheduled determination dates, with example payments ranging from $1,108 to $1,513 per security. If not called, maturity payments depend on underlier performance: $1,540 if both final levels ≥ call thresholds; return of principal if both final levels ≥ downside thresholds (70% of initial); otherwise payment = principal × performance factor of the worst performing underlier, potentially resulting in a total loss of principal.
Morgan Stanley Finance LLC is offering callable, principal‑at‑risk structured notes due December 30, 2027 linked to the worst performing of the Nasdaq-100 Technology Sector Index and the Russell 2000 Index. Each security has a stated principal amount of $1,000 and a contingent coupon at an annual rate of 12.35% payable only if, on each observation date, the closing level of both underliers is at or above their coupon barrier levels (each set at 70% of the initial level). The securities may be called beginning October 1, 2026 if a risk neutral valuation model indicates it is economically rational for the issuer to redeem. At maturity, if the final level of either underlier is below its downside threshold (also 70% of initial level), the payment equals $1,000 multiplied by the performance factor of the worst performing underlier, which could result in a significant loss of principal, including total loss.
The document discloses an estimated value on the pricing date of approximately $980.20 per security and notes all payments are subject to Morgan Stanley's credit risk. The offering includes conflicts of interest and tax‑treatment uncertainty; aggregate principal amount and certain distribution pricing fields are not shown in this excerpt.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes tied to the Euronext Semiconductors & AI 10 Index with a stated principal amount of $1,000 per security. The notes are auto-callable on the first determination date and pay no regular interest. If not auto-redeemed, maturity payouts depend on index performance: appreciation is paid with a 200% participation rate; declines are absorbed only after a 25% buffer (buffer level is 75% of initial level), and losses beyond the buffer reduce principal on a 1:1 basis subject to a 25% minimum payment at maturity. Early redemption on the first determination date yields $1,150 per security. All payments are subject to MSFL credit risk. The pricing date and strike date are June 26, 2026, original issue date July 1, 2026, first determination date June 29, 2027, final determination date June 26, 2029, and maturity June 29, 2029. The estimated value on the pricing date was approximately $955.60 per security.
Morgan Stanley Finance LLC is offering Principal at Risk notes linked to the performance of ServiceNow, Inc. common stock with a $1,000 stated principal amount per security and a fixed upside payment of $297.90 (29.79%). The notes mature on July 7, 2027 with an observation date of July 1, 2027. The structure provides a 25% buffer (buffer level 75% of the initial level) and a downside factor of 1.3333, meaning investors lose 1.3333% of principal for each 1% decline in the underlier beyond the buffer. The original issue price is $1,000 and the estimated value on the pricing date was approximately $978.80. All payments are unsecured and subject to Morgan Stanley's credit risk; there is no guaranteed minimum payment and investors could lose their entire investment.
Morgan Stanley Finance LLC is offering callable Principal at Risk securities linked to the common stock of Salesforce, Inc. The securities have a $1,000 stated principal amount, an annual contingent coupon of 15.00%, a potential early redemption on December 18, 2026, and a maturity of March 18, 2027.
Coupons are payable only if the underlier's closing level on each observation date meets or exceeds a coupon barrier set at 59.80% of the initial level; the downside threshold equals the same 59.80%. If the final level is below that threshold, maturity payment equals stated principal × final/initial level, which could result in a significant loss or total loss of principal. The estimated value on pricing date was approximately $981.40 per security.
Morgan Stanley Finance LLC is offering callable contingent income principal-at-risk securities, each with a $1,000 stated principal amount and a 10.90% per annum contingent coupon payable only if each underlier meets its coupon barrier on observation dates. The notes are linked to the worst performing of the Nasdaq-100 Technology Sector, Russell 2000 and the XLU ETF, mature on June 21, 2028, and are callable beginning September 18, 2026 based on a risk neutral valuation model. If final levels fall below an 80% buffer, principal is reduced pro rata (1% loss per 1% decline beyond the buffer) subject to a 20% minimum payment. All payments are subject to Morgan Stanley's credit risk; estimated value on pricing date was approximately $987.10 per security.