Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Contingent Income Auto-Callable Securities tied to CoreWeave, Inc. class A common stock. The offering totals $2,000,000 in aggregate principal, with each security issued at $1,000 and a stated principal amount of $1,000. The securities mature on June 15, 2028 and pay a contingent quarterly coupon at an annual rate of 32.40% only for determination dates when the underlying closing price is at or above the downside threshold price of $43.025 (≈45% of the initial share price). If not called early and the final share price is below the threshold, investors are exposed 1-to-1 to equity declines and could lose most or all principal. The issuer and guarantor credit risk remains with Morgan Stanley Finance LLC and Morgan Stanley.
Morgan Stanley Finance LLC is offering Principal at Risk securities linked to the KOSPI 200 Index that mature on September 14, 2026. Each security has a $1,000 stated principal amount and pays no interest. Investors receive principal at maturity if the index stays at or above an 80% buffer; above the initial level they receive 100% participation in appreciation up to a $1,240 cap. If the index closes below the buffer, losses equal 1.25% of principal for each 1% decline beyond the 20% buffer; the securities may lose the entire investment. All payments are unsecured and subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Structured Investments Enhanced Buffered Jump Securities linked to the S&P 500® Index with a stated principal amount of $1,000 per security and an aggregate offering of $1,000,000. The securities mature on July 15, 2027 and pay a fixed upside payment of $98.10 per security (9.81%) if the final level is greater than or equal to the buffer level. A 10% buffer applies; if the final level is below the buffer, investors lose 1.1111% of principal for every 1% decline beyond the buffer, with no minimum payment at maturity. The pricing date was June 11, 2026, the initial level was 7,266.99, the buffer level is 6,540.291, and the estimated value on the pricing date was $985.20 per security. All payments are subject to MSFL's and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to the worst performing of the iShares Expanded Tech-Software ETF and the VanEck Gold Miners ETF. The securities have a $1,000 stated principal amount per security, an aggregate principal amount of $345,000, an original issue date of June 16, 2026 and a maturity date of December 14, 2028.
The notes pay a contingent coupon at an annual rate of 10.00% only if, on each observation date, the closing level of both underliers is at or above their coupon barrier levels; otherwise no coupon is paid for that interest period. The notes may be automatically redeemed early if both underliers meet their call threshold levels on a redemption determination date; early redemption returns the principal plus the contingent coupon for the related period. At maturity, if the worst performing underlier is below its buffer level, payment at maturity declines 1% for each 1% the worst performing underlier falls beyond the buffer, subject to a minimum payment at maturity of 25% of principal. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced Principal at Risk notes tied to the S&P 500® Index with a one‑year term maturing July 15, 2027. Each security has a $1,000 stated principal amount and an upside payment of $92.50 (9.25%) if the final level is greater than or equal to the downside threshold (80% of the initial level). If the final level is below the downside threshold, holders suffer losses pro rata to the index decline; there is no minimum payment and principal could be lost.
The aggregate issue is $5,995,000, estimated value on pricing date was $983.70, and sales commissions of $10.42 per security reduced proceeds to the issuer.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities linked to the common stock of NVIDIA Corporation. The securities are principal-at-risk notes, $1,000 stated principal per security, aggregate $705,000, issued June 16, 2026 and maturing June 14, 2029.
The notes pay a contingent coupon only if the closing stock level on each observation date is at or above the coupon barrier of $122.922 (60% of the initial level). They will auto-redeem early if the closing level on a redemption determination date is at or above the call threshold of $204.87. At maturity, if the final level is below the downside threshold ($122.922), payment equals stated principal multiplied by the performance factor (final level / initial level), exposing investors to full downside and possible total loss. Estimated value on the pricing date was $962.70 per security and the agent received a fixed commission of $27.50 per security.
Morgan Stanley Finance LLC priced Principal at Risk securities linked to the EURO STOXX 50® Index due June 16, 2031. Each security has a stated principal amount of $1,000, an upside payment of $388.70 (38.87%) and an estimated value on the pricing date of $959.80.
At maturity investors receive principal plus the greater of the index percent change or the upside payment if the final level is at or above the downside threshold (75% of the initial level). If the final level is below that threshold, investors lose 1% of principal for each 1% decline in the underlier; there is no minimum payment and the investment can result in total loss. All payments are unsecured and subject to Morgan Stanley's credit risk. Agent commissions of $30 per security reduce proceeds to the issuer.
Morgan Stanley Finance LLC is issuing Principal at Risk notes linked to the S&P 500® Index due July 15, 2027. Each security has a stated principal amount of $1,000, an upside payment of $82.40 (8.24%) if the final level is at or above the 75% downside threshold, and a performance-based downside where investors lose 1% per 1% decline below the threshold. The aggregate offering size is $700,000. Payments depend on the index closing level on the observation date and are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering $1,000,000 of Principal at Risk securities due December 16, 2026, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal of $1,000, an upside payment of $233 (23.30%), an estimated value on the pricing date of $974.60, and an issue price of $1,000. Payment at maturity depends on the worst performing of Samsara Inc. (IOT) and NextEra Energy, Inc. (NEE); if the final level of either underlier is below its 70% downside threshold, investors lose on a 1% for 1% basis versus that worst underlier, with no minimum payoff. Observation date is December 11, 2026. All payments are subject to Morgan Stanley's credit risk, secondary market liquidity may be limited, and U.S. federal tax treatment is uncertain.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due June 16, 2032, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The securities are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and carry full principal risk.
The notes have a $1,000 stated principal amount, aggregate offering size of $4,744,000, an estimated value on the pricing date of $959.30 per security, and automatic early redemption opportunities beginning on the first determination date of June 15, 2027. Payment mechanics: fixed cash early redemption payments (illustratively rising to $2,618.625 at the 20th determination date) if the closing level of the underlier meets or exceeds the call threshold; at maturity investors receive either a fixed positive payment, the stated principal, or an amount that declines pro rata with the underlier below the downside threshold, which could result in total loss of principal.