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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
The issuer Morgan Stanley Finance LLC priced market‑linked, auto‑callable, principal‑at‑risk securities linked to the common stock of Super Micro Computer, Inc. (starting price $31.97) with a face amount of $1,000 per security and a contingent coupon rate of 24.80% per annum. The securities pay monthly contingent coupons only if the stock closing price on monthly calculation days meets or exceeds the coupon threshold (45% of the starting price), are callable after a three‑month non‑call period if the stock meets the call threshold (90% of the starting price), and expose holders to full downside risk if the ending price is below the downside threshold (45% of the starting price), potentially causing losses greater than 55% of principal at maturity.
Morgan Stanley Finance LLC is offering Market Linked Securities with an aggregate face amount of $529,000. Each security has a $1,000 face amount, a contingent fixed return of 43.10% and is fully and unconditionally guaranteed by Morgan Stanley. The securities pay at maturity on June 24, 2027 based on the performance of the lowest performing common stock among Apple Inc., Amazon.com, Inc. and Marvell Technology, Inc.; if that lowest performing stock closes below its 50% threshold, holders will be exposed to downside and may lose more than half or all of their principal. The estimated value on the pricing date was $971.30 per security and the price to public is $1,000 per security.
Morgan Stanley Finance LLC priced a $500,000 offering of market‑linked, principal‑at‑risk securities due June 24, 2027, fully guaranteed by Morgan Stanley. Each security has a $1,000 face amount and a contingent fixed return of 13.00% ($130) if the lowest performing underlying finishes at or above its 65% threshold. If the lowest performing underlying finishes below its threshold, holders receive $1,000 plus the underlying return of that lowest performing underlying, exposing investors to losses greater than 35% and potentially the full principal. The securities reference the XLK, XBI and XLU ETFs; starting prices on the pricing date were XLK $183.21, XBI $132.74 and XLU $44.05. The estimated value on the pricing date was $965.40 per security; underwriting discounts and issuance, structuring and hedging costs are included in the $1,000 face amount. Secondary market liquidity and all payments are subject to Morgan Stanley credit risk.
The pricing supplement describes an offering of Contingent Income Buffered Auto-Callable Securities by Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security and aggregate principal of $550,000. The securities reference CoreWeave, Inc. Class A common stock and mature on March 8, 2028. They pay a contingent coupon of 29.50% per annum only if the underlier meets the coupon barrier on observation dates and may auto-redeem early if the underlier meets the call threshold. At maturity, if the final level is below the 50% buffer, investors incur a downside factor of 2 (lose 2% for each 1% decline beyond the buffer), and principal may be significantly reduced or zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities linked to the S&P 500® Index with a stated principal amount of $1,000 per security and an aggregate principal amount of $1,656,000. The original issue price is $1,000 with an estimated value on the pricing date of $988.40.
The securities mature on July 14, 2027 and use final averaging dates in late June/early July 2027 to determine the final level. They provide 150% leveraged upside subject to a maximum payment of $1,129.50, include a 10% buffer (buffer level = 6,647.985), and have a minimum payment at maturity of 10% of principal. The offering is sold to fee-based advisory accounts through Morgan Stanley & Co. LLC.
Morgan Stanley Finance LLC priced a structured, principal-at-risk offering linked to the S&P 500® Index with a $1,000 face amount per security, a 150% participation rate and a capped maximum return of 59.70% ($597.00). The securities were priced on June 11, 2026 with an estimated value of $951.40 per security and mature on June 16, 2031. The offering lists a starting level of 7,394.30 and a threshold level equal to 80% of the starting level (5,915.44); if the ending level on the calculation day is below that threshold, investors will suffer a pro rata loss of principal. Price to public is $1,000 per security, agent commissions of up to $38.70 per security, and proceeds to issuer listed as $961.30 per security.
Morgan Stanley Finance LLC is offering Principal at Risk securities linked to the worst performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The securities have a $1,000 stated principal amount, a 15% buffer, a capped upside payment of $138.50 and mature on July 14, 2027. If the worst performing underlier is at or above its buffer level on the observation date, holders receive principal plus the fixed upside payment; if below the buffer, investors lose 1% for each 1% decline beyond the 15% buffer, subject to a 15% minimum payment. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering callable, principal-at-risk notes linked to the worst performing of the Nasdaq-100 Index, the Russell 2000 Index and the SPY ETF. The securities have a stated principal amount of $1,000 per security, aggregate principal amount of $400,000, and a contingent coupon of 11.30% per annum.
Coupons are paid only if the closing level of each underlier is at or above its 70% coupon barrier on an observation date. If any underlier is below its 70% downside threshold at maturity, investors lose 1% for each 1% decline in the worst performing underlier; payment could be significantly less than principal or zero. The issuer may call the securities on specified monthly redemption dates beginning June 15, 2027 based on the output of a risk neutral valuation model. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Principal-at-Risk structured notes with a stated principal amount of $1,000 per security and an aggregate principal amount of $1,000,000. The securities link payoff to the worst performing of CVS Health Corporation and Kratos Defense & Security Solutions, Inc..
At maturity on December 16, 2026, if each underlier's final level is at or above its downside threshold, investors receive the stated principal plus an $281.50 upside payment (28.15%). If either underlier closes below its downside threshold (70% of its initial level), the payout equals principal × the worst performing underlier's performance factor, and investors may lose part or all of their principal. Estimated value on the pricing date was $978.10 per security; the securities pay no interest and are subject to Morgan Stanley credit risk.
The issuer, Morgan Stanley Finance LLC (guaranteed by Morgan Stanley), is offering contingent income auto-callable principal-at-risk securities linked to the worst performing of the IHI and XLK ETFs. Each security has a stated principal amount of $1,000, an aggregate principal amount of $2,385,000, and an estimated value on the pricing date of $960.60.
The notes pay a contingent coupon of 14.00% per annum only if on an observation date both underliers are at or above their coupon barrier levels (75% of initial). The notes are auto-callable on scheduled redemption determination dates for the stated principal plus the contingent coupon if both underliers meet their call thresholds (100% of initial). At maturity, if the final level of the worst performing underlier is below its downside threshold (75% of initial), principal is reduced pro rata by the performance factor and could be significantly impaired or zero. All payments are subject to the issuer’s and guarantor’s credit risk.