Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Principal at Risk notes tied to the worst performing of the Russell 2000® and S&P 500®. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $2,173,000. The securities mature on July 22, 2027 with an observation date of July 19, 2027.
If the final level of each underlier is at or above its downside threshold (75% of the initial level), investors receive the stated principal plus a fixed upside payment of $113.50 (11.35%). If the final level of either underlier is below its downside threshold, the payment equals the stated principal multiplied by the performance factor of the worst performing underlier; there is no minimum payment and investors could lose their entire principal. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC offers Callable Contingent Income Securities due June 22, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an aggregate principal amount of $5,467,000. The securities pay a contingent coupon at an annual rate of 11.50% only if the closing level of each of three underliers—the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index—is greater than or equal to its coupon barrier level on each observation date. If any underlier closes below its coupon barrier on an observation date, no coupon is paid for that interest period. The securities may be called early by MSFL based on the output of a risk neutral valuation model on specified determination dates beginning after the first redemption date of December 23, 2026. At maturity, if the final level of every underlier is at or above its downside threshold (60% of the initial level), investors receive principal; if any underlier is below its downside threshold, the payment equals the stated principal multiplied by the performance factor of the worst performing underlier and could be significantly less or zero. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced auto-callable principal-at-risk securities linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 and the Russell 2000. Each security has a stated principal amount of $1,000, an issue price of $1,000 and a participation rate of 175%.
The securities may redeem early on the first determination date (June 23, 2027) for an early redemption payment of $1,225 if every underlier meets its call threshold (each set at 100% of its initial level). If not called, maturity is June 22, 2029 with payouts tied to the worst performing underlier, a 70% downside threshold and potential full loss of principal if the worst underlier declines below that threshold. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a market-linked principal-at-risk offering: 3,377 securities were offered at $1,000 per security for a total public offering of $3,377,000 with agents’ commissions of $28.25 per security and proceeds to issuer of $971.75 per security. The securities mature on June 22, 2029 and are fully and unconditionally guaranteed by Morgan Stanley.
Each security links to the lowest performing of the Dow Jones Industrial Average and the S&P 500® Index. Terms include a 150% participation rate in positive returns capped at a 34.50% maximum return, a 20% downside buffer (threshold = 80% of starting level), and a calculation day of June 18, 2029. The issuer estimates the securities’ value on the pricing date at $963.80 per security. Investors may lose up to 80% of face amount if the lowest performing underlying falls below its threshold.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Structured Investments — Principal at Risk Contingent Income Memory Auto-Callable Securities linked to the worst performing of IGV, KRE and XLU. The securities issue at $1,000 per security (aggregate $15,640,000), mature on December 21, 2028, and pay a contingent coupon at an annual rate of 17.25% when all three underliers meet coupon barrier levels on observation dates.
The securities may be automatically redeemed on scheduled redemption determination dates beginning December 20, 2027 if each underlier is at or above its call threshold (100% of initial level). If not redeemed, maturity pay‑out returns principal only if each underlier is at or above its downside threshold (80% of initial level); otherwise investors suffer losses equal to the percentage decline of the worst performing underlier. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to Microsoft Corporation common stock. The securities have a $1,000 stated principal per security, aggregate principal of $614,000, an estimated value on the pricing date of $973.30, a 12.35% annual contingent coupon, and a June 22, 2029 maturity.
Coupons and early redemption depend on observation and redemption determination dates versus barrier levels: the initial level and call threshold are $379.40 (100%); the coupon barrier and downside threshold are $265.58 (70%). If not auto-redeemed and the final level is below the downside threshold, payment at maturity is reduced pro rata and could be zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with an Auto-Callable Feature tied to the VanEck® Gold Miners ETF, fully and unconditionally guaranteed by Morgan Stanley. The offering registers an aggregate principal amount of $12,430,000 issued at $1,000 per security with an estimated value on the pricing date of $981.40 per security. The notes pay no interest, carry principal-at-risk with a 20% buffer (buffer level $66.008 from initial level $82.51), a participation rate of 100%, a downside factor of 1.25, an upside payment of $480, and an early redemption payment of $1,240 if the first determination date condition is met on July 1, 2027. The securities are subject to Morgan Stanley’s credit risk, complex payoff mechanics, limited secondary market liquidity, and uncertain U.S. federal tax treatment.
Morgan Stanley Finance LLC priced a $1,286,000 offering of structured, principal-at-risk notes due July 22, 2027. Each note has a stated principal amount of $1,000 and an upside payment of $76 (7.60%) if the worst performing index meets the upside threshold.
Payments at maturity depend solely on the final closing levels on the observation date: investors receive principal plus the upside payment if each underlier is at or above its upside threshold; they receive principal only if all underliers are at or above their downside thresholds; if the worst performing underlier falls below its downside threshold, holders lose an amount equal to the percentage decline of that worst performing underlier. The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, carry no interest, and have an estimated value on the pricing date of $988.10 per security.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) offers Principal at Risk buffered jump securities linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal amount per security and an original issue price of $1,000 per security.
The securities feature automatic early redemption on specified determination dates beginning July 6, 2027, a 20% buffer, a minimum payment at maturity equal to $200 (20% of principal) and a capped upside payment of $1,880 if the final level meets the upside threshold. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due June 22, 2029, with principal fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 security is linked to the worst performing of the EURO STOXX 50® and the S&P 500® indices, provides 173% leveraged upside, a 20% buffer and a 20% minimum payment at maturity. Payments depend solely on closing index levels on the observation date of June 18, 2029, and all payments are subject to Issuer and Guarantor credit risk.