Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced callable contingent income securities offering. The securities, issued at $1,000 each with an aggregate principal amount of $1,690,000, pay a contingent coupon of 9.55% per annum only if each underlying index is at or above its coupon barrier on the related observation date. Investors face principal at risk: at maturity, if the final level of any underlier is below its downside threshold (60% of initial), the payment equals the stated principal multiplied by the worst-performing underlier's performance factor and could be zero. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, subject to issuer credit risk, an economically rational call feature based on a risk neutral valuation model, and limited secondary market liquidity.
Morgan Stanley Finance LLC is offering structured, auto-callable Jump Notes due June 24, 2031, backed by an unconditional guarantee of Morgan Stanley. The offering comprises $260,000 aggregate principal at a stated principal amount of $1,000 per note, with an estimated value on the pricing date of $935.10 per note. The notes pay no interest, are linked to the worst performing of three stocks (Bloom Energy, Carvana and Qualcomm), and feature automatic early redemption starting on the first determination date of June 21, 2027 with scheduled early redemption payments equivalent to approximately 17.50% per annum. All payments are subject to the issuer’s credit risk; the notes are unsecured, non‑listed and do not provide participation in any appreciation of the underliers.
Morgan Stanley Finance LLC priced contingent income auto-callable notes maturing June 22, 2029. The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, issued at $1,000 per note with an aggregate principal amount of $593,000. They pay a contingent coupon of 6.90% per annum monthly only if the closing level of each underlying stock meets or exceeds its coupon barrier on the observation date; otherwise no coupon is paid for that period.
The notes are linked to the worst performing common stock of NVIDIA, Amazon and Tesla, use the worst-performing underlier to determine value, do not participate in upside appreciation, and can be automatically redeemed early if all three underliers meet call threshold levels on a redemption determination date. Estimated value on the pricing date was $965.60 per note; the original issue price was $1,000.
Morgan Stanley Finance LLC priced structured Jump Notes due June 22, 2029, fully guaranteed by Morgan Stanley, linked to the worst performing of Alphabet (Class C), Meta (Class A) and NVIDIA common stock. The notes pay no interest, have a $1,000 stated principal per note and an aggregate offering of $4,681,000. They may be automatically redeemed on the first determination date (June 22, 2027) for an early redemption payment of $1,208 if each underlier is at or above its call threshold. If not auto‑redeemed, maturity payment depends on the worst performing underlier; investors receive principal plus an upside payment only if that worst underlier finishes above its initial level; otherwise they receive the stated principal only. All payments are subject to Morgan Stanley's credit risk. Estimated value on the pricing date was $973.50 per note.
Morgan Stanley Finance LLC priced $325,000 of structured Buffered Jump Securities due June 24, 2031, unsecured and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and can auto-redeem early if all three underliers meet call thresholds on a determination date.
Payments depend on the worst performing underlier (INDU, SPXFP, XLV). A 20% buffer protects against initial declines; below that buffer investors lose 1% for each 1% decline beyond 20%. Early redemption payments escalate across 16 scheduled determination dates; maturity pays $1,592.50 if all final levels ≥ call thresholds, otherwise principal or reduced payment (minimum 20% of principal).
Morgan Stanley Finance LLC priced Principal at Risk notes due June 23, 2028, fully guaranteed by Morgan Stanley. The offering totals $520,000 aggregate principal at $1,000 per security with an estimated value on the pricing date of $997.50 per security. The securities pay a contingent coupon of 11.00% per annum on scheduled coupon payment dates only if each of the three banking underliers meets its coupon barrier level on the related observation date. Automatic early redemption may occur on specified redemption determination dates if each underlier meets its call threshold; otherwise, at maturity the principal repayment depends on the worst performing underlier and may result in significant principal loss.
Morgan Stanley Finance LLC priced contingent income, principal-at-risk securities linked to NVIDIA Corporation with a $1,000 stated principal amount per security and an aggregate offering of $1,627,000. The securities pay a contingent coupon at an annual rate of 14.75% on each coupon payment date only if the closing level of the underlier meets or exceeds the coupon barrier level of $158.018 (75% of the initial level). The initial level (closing) and call threshold are $210.69; automatic early redemption can occur on specified dates beginning with the first redemption determination date on September 18, 2026. If not redeemed, maturity is June 24, 2030; if the final level is below the downside threshold ($158.018), payment at maturity will be the stated principal multiplied by the performance factor and could be significantly less than principal or zero. The estimated value on the pricing date was $968.30 and proceeds to the issuer per security are $975 after agent commissions of $25.
Morgan Stanley Finance LLC priced Principal-at-Risk, contingent-income, auto-callable securities linked to Amazon.com, Inc. common stock, issued at $1,000 each with an aggregate offering of $2,500,000. The securities pay a 9.35% annual contingent coupon only if observation-date levels meet the coupon barrier and feature automatic early redemption if the underlier meets the call threshold on specified redemption determination dates.
The initial level (strike) was $244.39; the coupon barrier and downside threshold are set at $146.634 (60% of the initial level). If not called and the final level is below the downside threshold, principal is reduced pro rata (payment = principal × performance factor). All payments are subject to Morgan Stanley's credit risk; estimated value on the pricing date was $974.70 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the common stock of Netflix, Inc. The offering totals $1,115,000 aggregate principal at an issue price of $1,000 per security and an estimated value on the pricing date of $975.00.
The notes mature on July 22, 2027, pay a contingent coupon at an annual rate of 14.00% only if observation-date conditions are met, and may be automatically redeemed early if the underlier closes at or above the call threshold ($77.38). If the underlier breaches the downside threshold ($49.523) on any trading day, investors face downside exposure and may lose principal proportionate to the decline in the final level.
Morgan Stanley Finance LLC is offering $852,000 aggregate principal of Callable Contingent Income Securities due June 24, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
The notes pay a contingent coupon at an annual rate of 7.85% only if, on each observation date, the closing levels of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000 are each at or above their coupon barrier levels (70% of initial). If not redeemed early, principal is repaid at maturity only if each final level is at or above its 65% downside threshold; otherwise payment equals principal multiplied by the worst-performing underlier's performance factor. The securities may be called beginning June 25, 2027 based on a risk neutral valuation model; all payments are subject to issuer credit risk.