Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Jump Securities with an auto-call feature linked to the Russell 2000® Index, maturing on January 4, 2028. Each security has a stated principal amount of $1,000 and pays no interest. The notes are automatically redeemed on the first determination date if the index closes at or above the initial index value, for an early redemption payment of $1,125.20 per $1,000 security, after which no further payments are made.
If not called, at maturity investors receive $1,000 plus 125% of any index gain if the final index value is above the initial index value, $1,000 if the final index value is at or below the initial level but at or above 80% of it, and a loss one-for-one with the index if it finishes below that downside threshold, which can result in a zero payment. The estimated value on the pricing date is approximately $967.20 per security. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange and are exposed to the volatility of U.S. small-cap stocks.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS linked to the Russell 2000® Index, maturing on January 4, 2028. Each note has a $1,000 stated principal amount, a 150% leverage factor on index gains, a 15% downside buffer and a maximum upside payment of $1,187.50 (118.75% of principal). If the index is flat or down by up to 15%, holders receive a positive return equal to the index’s decline, capped at a 15% gain.
If the index falls by more than 15%, the absolute return feature disappears and investors lose 1% of principal for each 1% additional decline, but not less than $150 per note, meaning up to 85% of principal can be lost. The notes pay no coupons, are unsecured obligations of MSFL fully guaranteed by Morgan Stanley, and will not be listed on any exchange. The estimated value on the pricing date is approximately $966.80 per note, reflecting embedded costs including a $20 sales commission and a $5 structuring fee per note.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes called Buffered Step-Down Jump Securities with Auto-Callable Feature maturing on December 21, 2028. Each security has a stated principal amount of $1,000 and pays no interest.
The notes are linked to the worst performing of the S&P 500 Index, Nasdaq-100 Technology Sector Index and Russell 2000 Index. They can be automatically redeemed starting with the December 18, 2026 determination date if all three indices are at or above their call threshold levels, paying an early redemption amount that targets about 10.30% per annum, from $1,103 on the first call date up to $1,300.42 late in 2028.
If never called, at maturity investors receive $1,309 per security if each index is at or above its upside threshold; only $1,000 if all stay above a 10% buffer; or a reduced amount if the worst index finishes below its buffer, with losses of 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment of 10% of principal. The estimated value on the pricing date is approximately $959.10 per $1,000, reflecting built-in issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. All payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering callable contingent income securities due December 23, 2030, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes are linked to the worst performer of the S&P 500 Index, Nasdaq-100 Index and Russell 2000 Index and are issued at $1,000 per security, with an estimated value on the pricing date of about $949.10.
Investors may receive a 7.30% per annum contingent coupon, but only when the closing level of each index is at or above 70% of its initial level on the relevant observation date. If any index finishes below its 70% downside threshold at maturity and the notes have not been called, repayment is reduced in line with the decline of the worst-performing index and can fall to zero. The notes can be redeemed early, in whole, on scheduled redemption dates if a risk‑neutral valuation model indicates that early redemption is economically rational for the issuer. The securities are unsecured, will not be listed on an exchange, and secondary market liquidity may be limited.
Morgan Stanley Finance LLC is offering dual directional buffered participation securities due February 19, 2027, linked to the worst performer of the Nasdaq-100 Index and the S&P 500 Index and fully guaranteed by Morgan Stanley. The notes pay no interest and are issued at $1,000 per security, with an estimated value on the pricing date of approximately $978.80 per security, reflecting embedded issuance and hedging costs.
At maturity, investors can earn upside equal to 100% of the worst performing index’s gain, capped at a maximum payment of $1,171 per $1,000 (117.10% of principal). If the worst index is down but not below a 10% buffer, investors receive a positive return matching the absolute decline, up to 10%. If the worst index falls more than 10%, investors lose 1% of principal for each 1% drop beyond the buffer, with a minimum payment of 10% of principal. The notes are unsecured, subject to Morgan Stanley’s credit risk, unlisted, and may have limited or illiquid secondary trading.
Morgan Stanley Finance LLC is offering $5,000,000 of floating rate notes due June 15, 2032, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 principal amount and pays quarterly interest based on compounded SOFR plus 0.78%, with a minimum rate of 0.10% per year.
The notes are unsecured and subject to the issuer’s and guarantor’s credit risk, will not be listed on any exchange, and may have limited secondary market liquidity. The estimated value on the pricing date is $985.70 per note, below the $1,000 issue price, reflecting issuance, selling, structuring and hedging costs and the issuer’s internal funding rate. Proceeds of approximately $4,990,000 before hedging will be used for general corporate purposes.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Contingent Income Memory Auto-Callable Securities due December 13, 2030, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount, with a total offering of $1,000,000 at $1,000 per security, and an estimated value on the pricing date of $938.70.
The notes pay a contingent coupon at 13.20% per year, but only if on each observation date the index level is at or above the coupon barrier of 2,176.93 (70% of the initial level of 3,109.90). Missed coupons can be “remembered” and paid later if the barrier is subsequently met. Starting June 10, 2026, the notes are auto-callable monthly if the index is at or above the call threshold of 3,109.90, returning principal plus the due and any unpaid coupons.
If not called, and at maturity the index is at or above the downside threshold of 1,554.95 (50% of initial), investors receive full principal plus any payable coupon. If the final index level is below this threshold, repayment is reduced in line with the index decline, potentially to zero. The securities are unsecured, not listed, subject to Morgan Stanley’s credit risk, and reference a leveraged, volatility-targeted futures index with a 4% annual decrement that structurally drags performance.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Callable Contingent Income Securities due April 13, 2028, with a stated principal amount of $1,000 per security and an aggregate principal amount of $818,000. The notes pay a contingent coupon at an annual rate of 13.20% only if, on each observation date, the Financial Select Sector SPDR Fund, Nasdaq-100 Index, Energy Select Sector SPDR Fund and iShares 20+ Year Treasury Bond ETF all close at or above 70% of their initial levels.
Beginning March 13, 2026, the issuer may redeem the notes in whole on specified redemption dates if a risk neutral valuation model indicates early redemption is economically rational for Morgan Stanley. If not redeemed and, on the final observation date, every underlier is at or above its 70% downside threshold, investors receive par back plus any final contingent coupon. If any underlier finishes below its downside threshold, repayment is reduced 1% for each 1% decline of the worst performer and can fall to zero.
The securities are unsecured obligations of MSFL, guaranteed by Morgan Stanley, with an estimated value on the pricing date of $951.20 per security. They will not be listed on any exchange, and all payments depend on Morgan Stanley’s credit and secondary market conditions.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $11,500,000 of Trigger Jump Securities maturing on December 13, 2029, linked to the worst performer of the Russell 2000® Index and the S&P 500® Index. Each security has a $1,000 principal amount and pays no interest.
At maturity, if both indices finish at or above their initial levels, holders receive $1,000 plus a fixed upside payment of $423.50 per security. If either index is below its initial level but both remain at or above 70% of their initial levels, holders receive $1,000 plus a fixed payment of $120 per security. If either index ends below its 70% downside threshold, repayment is reduced 1% for each 1% decline in the worst-performing index, with no minimum, so the payout can be zero.
The estimated value on the pricing date is $970.80 per security, reflecting issuing, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange and may have limited secondary market liquidity.
Morgan Stanley Finance LLC is offering Performance Leveraged Upside Securities (PLUS) linked to the Russell 2000® Index, fully and unconditionally guaranteed by Morgan Stanley. The notes mature on April 5, 2027, pay no coupons and are principal-at-risk.
Each PLUS has a stated principal amount of $1,000 and offers 300% leveraged upside if the index rises, but returns are capped at a maximum payment of $1,203.40 (120.34% of principal). If the final index value is at or below the initial level, investors receive $1,000 times the index performance factor, resulting in a dollar-for-dollar loss with the index and potentially a total loss of principal.
The PLUS will not be listed on any exchange and secondary trading may be limited. The estimated value on the pricing date is expected to be about $968.60 per note, below the $1,000 issue price due to selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. All payments depend on Morgan Stanley’s credit, and investors have no ownership in the underlying index stocks.