Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced structured Buffered Jump Securities due June 15, 2028, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and was issued at $1,000 per security with an estimated value of approximately $968.40 on the pricing date. The securities reference a seven-stock basket and feature an automatic early redemption on the first determination date (June 25, 2027) if the closing level is at or above 100, with an early redemption payment of at least $1,250.80. At maturity (June 15, 2028), holders receive principal plus an upside payment if the final level exceeds the initial level, full principal if the final level is at or above the buffer level 80 (80%), or a loss equal to 1.25% per 1% decline beyond the 20% buffer (downside factor 1.25), potentially resulting in total loss of principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers principal‑at‑risk, fixed‑coupon auto‑callable securities linked to the Class A common stock of CoreWeave, Inc. The notes pay a 22.00% annual fixed coupon monthly, can auto‑redeem on specified redemption determination dates if the underlier meets the call threshold level, and mature on June 13, 2028.
The stated principal amount is $1,000 per security and the initial closing level of the underlier on the strike date was $102.37. If not auto‑redeemed and the final level is below the downside threshold level of $51.185 (50% of the initial level), principal at maturity is reduced proportionally and could be zero. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due June 15, 2029, fully guaranteed by Morgan Stanley. Each security has a stated principal of $1,000 and an estimated value on the pricing date of approximately $983.20. The notes are auto‑callable on specified determination dates beginning June 14, 2027, with fixed early redemption payments (e.g., $1,143.50 on first call). At maturity investors receive either a fixed positive payment, return of principal, or an amount reduced in proportion to the worst performing index if that index falls below a 70% downside threshold. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due July 22, 2027, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and pays a fixed $120 upside payment at maturity if each underlying index closes at or above its 70% downside threshold on the observation date. If any underlier finishes below its 70% threshold, the payment equals the stated principal multiplied by the performance factor of the worst performing underlier; there is no minimum payment and investors could lose their entire principal. The securities reference the Nasdaq-100, Russell 2000 and S&P 500 indices, carry an estimated value on the pricing date of approximately $987.50 per security and will be sold to fee-based advisory accounts.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to Super Micro Computer, Inc. common stock with a stated principal amount of $1,000 per security. The securities pay a contingent coupon of 26.85% per annum on observation dates when the underlier meets the coupon barrier and feature automatic early redemption if the underlier meets the call threshold on a redemption determination date. If not redeemed, repayment at maturity depends on the final level relative to a downside threshold equal to 50% of the initial level; below that threshold the payment equals the stated principal multiplied by the performance factor (final level/initial level), which could result in significant loss or zero principal. The estimated value on the pricing date is approximately $948.70 per security. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers Principal at Risk auto-callable notes linked to the worst performing of three ETFs, fully and unconditionally guaranteed by Morgan Stanley.
The notes have a stated principal amount of $1,000 per security, an original issue date of June 24, 2026, a maturity date of December 21, 2028, and a final observation date of December 18, 2028. The securities pay a contingent coupon at an annual rate of 17.25% only when each underlier is at or above its coupon barrier on observation dates, and they are subject to automatic early redemption beginning with the first redemption determination date on December 20, 2027.
The securities expose investors to full credit risk of MSFL/Morgan Stanley and to downside linked to the worst performing underlier (IGV, KRE or XLU). The issuer estimated the securities' value on the pricing date at approximately $974.70 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to the State Street SPDR S&P Homebuilders ETF with a stated principal amount of $1,000 per security and an original issue price of $1,000. The notes pay a contingent coupon at an annual rate of 12.65% on each interest period only if the underlier's closing level on the related observation date is at or above the coupon barrier (80% of the initial level). The securities may be automatically redeemed early if the underlier's closing level on a redemption determination date is at or above the call threshold (100% of the initial level); early redemption returns principal plus the contingent coupon for that period. If the notes survive to maturity and the final level is below the downside threshold (80% of the initial level), investors suffer proportional principal loss equal to the underlier's decline; payment at maturity could be significantly less than principal or zero. All payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date is approximately $960.20 per security.
Morgan Stanley Finance LLC offers contingent income auto-callable securities linked to the common stock of NVIDIA Corporation. Each security has a $1,000 stated principal amount, a contingent coupon payable only if the underlier meets coupon barrier tests, automatic early‑redemption mechanics on specified dates, and a maturity date of July 29, 2027.
The contingent coupon is set at 12.35% per annum; coupon and early‑redemption outcomes depend on closing levels at observation and redemption determination dates. If the final level is below the downside threshold (set at 59% of the initial level), payment at maturity will be the stated principal multiplied by the performance factor and could be substantially less than principal or zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk notes linked to Micron Technology common stock. Each security has a $1,000 stated principal amount and $1,000 original issue price, a hypothetical estimated value of approximately $979.90 on the pricing date, a 38.40% per annum contingent coupon, a strike date of June 18, 2026 and a maturity date of December 23, 2027. Coupons are paid only if the underlier meets coupon barrier tests on observation dates; automatic early redemption can occur on specified redemption determination dates if the call threshold is met. If not redeemed and the final level is below the downside threshold (50% of initial level), principal at maturity is reduced proportionally (performance factor = final level / initial level). All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes linked to the VanEck® Semiconductor ETF with a stated principal amount of $1,000 per security and an original issue date of June 22, 2026. The notes may be automatically redeemed on the first determination date June 21, 2027 for an early redemption payment of $1,287.50 if the closing level of the underlier is at or above the call threshold.
If not redeemed early, maturity is June 22, 2029 with payoff mechanics that pay upside at maturity when the final level exceeds the initial level (participation rate 150%), return principal if the final level is at or above 70% of the initial level, or deliver a loss proportional to the underlier decline if the final level is below 70% of the initial level. All payments are unsecured and subject to the issuer’s and guarantor’s credit risk.