Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due July 7, 2027, linked to the worst performing of Micron Technology, Inc. and Nebius Group N.V. Investors receive $1,000 stated principal plus a fixed $950 upside payment if both underliers finish above 50% of their initial levels; otherwise payment falls proportionally to the decline of the worst performing underlier and could be zero.
The securities pay no interest, carry issuer and guarantor credit risk, include a fixed $10 selling commission per $1,000 note, had an estimated value of approximately $979.80 on the pricing date, and settle based on closing levels on the observation date of July 1, 2027 (maturity July 7, 2027).
Morgan Stanley Finance LLC is offering Buffered PLUS with Downside Factor notes due June 26, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and pay no interest; investors bear principal risk and could lose their entire investment.
Payment depends on the S&P 500® Futures Excess Return Index: a leverage factor of 214.50% applies to positive returns, a 10% buffer protects against losses up to that amount (buffer level 532.719), and a downside factor of 1.1111 magnifies losses beyond the buffer. The initial level was 591.91 on the strike date. Estimated value on the pricing date was approximately $959.90 per security; agent fees up to $30 reduce proceeds to $970 per security.
Morgan Stanley Finance LLC is offering Principal at Risk securities linked to Meta Platforms, Inc. class A common stock. Each note has a $1,000 stated principal amount, an upside payment of $149.30 (14.93%) if the final level is at or above the 80% buffer, and a downside exposure of 1.25% loss for every 1% decline beyond the 20% buffer over the term.
Payments depend solely on the closing level on the observation date July 6, 2027, are subject to Morgan Stanley and MSFL credit risk, and there is no guaranteed minimum payment at maturity.
Morgan Stanley Finance LLC offers structured Buffered Jump Securities with an auto-callable feature and downside factor due June 29, 2028, fully guaranteed by Morgan Stanley.
The securities have a $1,000 stated principal amount and an original issue price of $1,000 per security. They include an automatic early redemption if the underlier meets the call threshold on the first determination date (July 7, 2027), with an early redemption payment of at least $1,175.80 per security. If not redeemed, maturity payoffs depend on the MSCI Emerging Markets Index performance: investors receive principal plus an upside payment when the final level is above the initial level (participation rate 125%), full principal if the final level is at or above the buffer level (buffer amount 25%), and suffer leveraged losses below the buffer with a downside factor of 1.3333% applied to declines beyond the buffer. All payments are subject to issuer and guarantor credit risk; the document states an estimated value on the pricing date of approximately $976.80 per security.
Morgan Stanley Finance LLC priced Step-Down Jump Securities with Auto-Callable Feature, fully and unconditionally guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security and an aggregate principal amount of $100,000. The securities reference the iShares® Russell 2000® ETF (IWM) and the S&P® 500 Equal Weight Index (SPW), have an original issue price of $1,000 per security and an estimated value on the pricing date of $971.80. The notes can auto-redeem on scheduled determination dates if both underliers meet call thresholds; maturity outcomes depend on whether final levels meet upside (90% of initial) or downside (70% of initial) threshold levels, with loss at maturity equal to the percentage decline of the worst performing underlier if below the downside threshold.
Morgan Stanley Finance LLC is offering Principal at Risk, contingent income auto-callable securities due July 3, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities pay a contingent coupon at an annual rate of 8.25% only if, on each observation date, the closing level of each underlier is at or above its coupon barrier (each set at 70% of its initial level). The securities may be automatically redeemed early if all underliers are at or above their call thresholds (set at 100% of initial levels) on any redemption determination date, in which case holders receive the stated principal plus the contingent coupon for that period. If not redeemed, payment at maturity is the stated principal if each final level is at or above its downside threshold (70%); otherwise the payment equals the stated principal multiplied by the performance factor of the worst performing underlier and could be significantly less or zero. The estimated value on the pricing date was approximately $943.70 per security. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC offers market‑linked, auto‑callable principal‑at‑risk securities linked to Super Micro Computer, Inc. (SMCI) with a June 28, 2029 maturity. Each security has a face amount of $1,000, an estimated value on the pricing date of $956.90 (± $30.00), and a contingent coupon rate to be set on pricing at at least 25% per annum. The securities pay monthly contingent coupons only if the underlying stock closes at or above a coupon threshold (set at 45% of the starting price), are subject to an automatic call beginning after a 3‑month non‑call period if the stock closes at or above a call threshold (set at 85% of the starting price), and expose investors to downside principal risk if the ending price is below the downside threshold (45% of the starting price).
Key commercial terms: pricing date June 25, 2026, original issue date June 30, 2026, maturity June 28, 2029, minimum purchase $1,000. Offering expenses reduce economic value: agent commission up to $23.25 per security and estimated proceeds to issuer of $976.75 per security.
Morgan Stanley Finance LLC is offering structured, principal-at-risk securities linked to the Global X Copper Miners ETF that mature on July 15, 2027. Each security has a $1,000 face amount, a current estimated value of approximately $955.00, and a contingent fixed return of at least 23.60% (at least $236) if the ending price is greater than or equal to a threshold equal to 75% of the starting price. If the ending price is below the threshold, holders are exposed 1-to-1 to the underlying’s decline and may lose more than 25% or all of their investment. The pricing date is June 26, 2026, original issue date is July 1, 2026, and the calculation day is scheduled for July 12, 2027. Secondary-market liquidity may be limited; all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, auto-callable Jump Notes due June 24, 2031 that are fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, was issued at $1,000 with an estimated value on the pricing date of $936.10, and the offering aggregates to $270,000.
The notes pay no interest, reference the worst-performing of Bloom Energy class A and Vertiv class A shares, and may be automatically redeemed on scheduled determination dates if both underliers meet 90% call-threshold levels. If not auto-redeemed, maturity pays a fixed positive amount only if both final levels meet their thresholds; otherwise investors receive the stated principal.
Morgan Stanley Finance LLC is offering callable contingent income securities due June 22, 2029 linked to the worst performing of the Dow Jones Industrial Average, the Russell 2000® Index and the State Street® Technology Select Sector SPDR® ETF. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of $980.90. The notes pay a contingent coupon at an annual rate of 12.80% for each interest period only if the closing level of every underlier on the related observation date is at or above its coupon barrier (70% of the initial level). The securities can be called beginning on March 23, 2027 subject to a risk neutral valuation model determination by the calculation agent. At maturity, if any underlier’s final level is below its downside threshold (60% of initial), investors suffer loss equal to the percentage decline of the worst performing underlier; principal could be significantly reduced or zero. All payments are subject to issuer and guarantor credit risk.