Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering callable Principal-at-Risk securities with a $1,000 stated principal amount and a contingent coupon of 11.40% per annum. The securities reference the Nasdaq-100 Technology Sector Index, Russell 2000 and the State Street Utilities Select Sector SPDR ETF, are payable at maturity on July 7, 2028, and use the worst-performing underlier to determine payoff.
The securities pay a contingent coupon for each interest period only if each underlier's closing level is at or above its coupon barrier (70% of initial level) on the observation date; otherwise no coupon is paid. If not called, investors receive principal at maturity only if each underlier's final level is at or above its buffer level (80% of initial level); otherwise principal is reduced pro rata with a 20% buffer and a minimum payment of 20% of principal. An early redemption feature permits MSFL to call the securities beginning on October 6, 2026 based on the output of a risk neutral valuation model. All payments are subject to the credit risk of MSFL and Morgan Stanley.
Morgan Stanley Finance LLC is offering callable Contingent Income Securities due July 11, 2029 that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The preliminary pricing supplement states an estimated value on the pricing date of approximately $982.60 per security.
The securities pay a contingent coupon at an annual rate of 12.30% only if, on each observation date, the closing level of the Dow Jones Industrial, Nasdaq-100 and Russell 2000 indices is at or above its coupon barrier (each set at 70% of its initial level). If any underlier is below its coupon barrier on an observation date, no coupon is paid for that interest period. If, at maturity, the final level of any underlier is below its downside threshold (also set at 70% of initial level), investors suffer principal loss equal to the performance of the worst performing underlier.
Morgan Stanley Finance LLC is offering callable, principal-at-risk notes due July 7, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent coupon opportunity at an annual rate of 12.55%, payable only if each of the three underliers meets its coupon barrier on an observation date. The securities reference the Nasdaq-100®, Russell 2000® and S&P 500® indices and pay at maturity either the stated principal (if each final level is at or above its 70% downside threshold) or an amount equal to the stated principal multiplied by the performance factor of the worst performing underlier, which could result in a total loss of principal. The notes may be redeemed early beginning on October 7, 2026 if a risk neutral valuation model indicates redemption is economically rational; all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due July 3, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $942. The securities pay a contingent coupon at an annual rate of 9.15% only if each underlier is at or above its coupon barrier on each observation date, are subject to automatic early redemption if all underliers meet call thresholds on a redemption determination date, and expose investors to principal loss tied to the worst performing underlier (S&P 500®, XLF, XLK). Key structural features include coupon and downside barrier levels equal to 65% of initial levels, observation dates beginning September 30, 2026, and the final observation date on June 30, 2031. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Principal at Risk securities linked to the worst performing of the EURO STOXX 50, Nasdaq-100 and Russell 2000. Each security has a $1,000 stated principal amount and an issue price of $1,000.
The securities pay a contingent coupon at an annual rate of 11.20% on each coupon date only if each underlier is at or above its coupon barrier (75% of initial level) on the related observation date. The securities may auto-redeem on scheduled redemption dates if each underlier is at or above its call threshold (100% of initial level). At maturity, if any underlier is below its downside threshold (70% of initial level), payment equals the stated principal multiplied by the performance factor of the worst performing underlier, and principal can be lost. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes—Enhanced Buffered Jump Securities—linked to the Class A common stock of Meta Platforms, Inc. The securities are issued at $1,000 per security, mature on July 9, 2027, and are fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a fixed upside payment of $184.40 per security (an 18.44% return) if the final level is greater than or equal to a buffer, with an initial level of $562.20 (strike date June 23, 2026) and a buffer amount of 15% (buffer level $477.87). If the final level is below the buffer, losses are amplified by a downside factor of 1.1765, and there is no minimum payment at maturity. The document discloses an estimated value on the pricing date of approximately $985.30 per security and notes that all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced contingent income memory auto-callable notes due July 6, 2029 linked to the worst performing of the EURO STOXX 50® and the S&P 500® and fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount per security, an issue price of $1,000, and an estimated value on the pricing date of approximately $973.50. They pay a 9.16% annual contingent coupon payable only when both underliers meet coupon barrier levels (80% of initial levels) on observation dates, feature automatic early redemption if both underliers meet call thresholds (100% of initial levels) on a redemption determination date, and expose investors to full downside tied to the worst performing underlier at maturity.
Morgan Stanley Finance LLC priced a preliminary offering of structured, principal‑at‑risk notes linked to the performance of Microsoft Corporation common stock. The securities are issued in $1,000 denominations and pay a fixed upside payment of $154.50 (15.45%) if the final level is at or above the buffer.
If the final level is below the buffer (buffer = $317.849, 85% of the initial level), holders lose 1.1765% of principal for every 1% decline beyond the buffer; there is no minimum payment. Key dates: strike date June 23, 2026, pricing date June 24, 2026, original issue date June 29, 2026, observation date July 6, 2027 and maturity date July 9, 2027. The document reports an initial level of $373.94, an estimated value on pricing date of about $984.40, and an agent commission of $10 per security (proceeds to issuer $990). All payments are subject to MSFL and Morgan Stanley credit risk; holders may lose their entire investment.
Morgan Stanley Finance LLC priced Buffered PLUS principal-at-risk securities due June 26, 2031, secured by a guarantee of Morgan Stanley. The notes reference the worst-performing of the Dow Jones Industrial Average, the S&P 500® Index and the State Street® Utilities Select Sector SPDR® ETF (XLU) and pay no interest.
At maturity the payout is based on the worst performing underlier: investors can receive the stated principal plus a 400% leveraged upside (capped at $2,210 per $1,000 security) if the worst underlier appreciates, the stated principal if the worst underlier finishes within the 15% buffer, or a proportional loss beyond the buffer (down to a minimum 15% of principal). All payments are subject to issuer and guarantor credit risk; estimated value on the pricing date was approximately $960.40 per security.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due July 9, 2027 that reference the S&P 500® Index. Each security has a stated principal amount of $1,000 and a fixed upside payment of $90.90 (9.09%). The securities include a 10% buffer (buffer level 6,628.914 based on an initial level of 7,365.46) and a downside factor of 1.1111, meaning investors lose 1.1111% of principal for each 1% decline beyond the buffer. The estimated value on the pricing date was approximately $986.20 per security and the issue price is $1,000 (agent commission up to $10 per security). Payments at maturity are subject to the final closing level on the observation date and to Morgan Stanley’s credit risk; there is no guaranteed return of principal and no interest.