Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities linked to the common stock of Astera Labs, Inc. for a stated principal amount of $1,000 per security with an aggregate principal amount of $1,221,000. The securities pay a contingent coupon only if the closing stock level meets or exceeds specified observation-stage barriers and may be automatically redeemed early if the stock reaches the call threshold on a redemption determination date. The contingent coupon rate is 36.96% per annum (calculated on a 30/360 basis) and the estimated value on the pricing date was $988.80 per security. If not redeemed early, principal at maturity is preserved only if the final level is at or above the buffer level ($158.53, 50% of the initial level); otherwise investors lose 2% of principal for every 1% the underlier declines beyond that buffer (downside factor of 2). All payments are subject to Morgan Stanley Finance LLC's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities tied to the S&P 500® Index, with $1,000 stated principal per security and an aggregate principal amount of $4,417,000. The securities pay no interest and are fully guaranteed by Morgan Stanley. At maturity on June 24, 2027, investors receive $1,075 per security if the final level is at or above the buffer level, otherwise losses apply beyond a 15% buffer with a downside factor of 1.1765, and there is no minimum payment. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced Principal at Risk notes totaling $530,000. The securities have a stated principal of $1,000 per security, an original issue price of $1,000 and an estimated value on the pricing date of $977.00. They mature on June 8, 2028 and are linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000. A contingent coupon of 10.75% per annum is payable only if each underlier is at or above its coupon barrier on an observation date. A downside threshold at 60% of initial levels applies at maturity; if the worst performing underlier is below that threshold, principal is reduced pro rata. The notes are unsecured obligations of MSFL and are unconditionally guaranteed by Morgan Stanley. An issuer call may occur on specified redemption dates if a risk neutral valuation model indicates it is economically rational for the issuer to redeem.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income auto-callable notes tied to the performance of Blackstone Inc. common stock. The offering totals $7,795,000 in aggregate principal with a stated principal amount of $1,000 per security and an estimated value on the pricing date of $980.70 per security.
The notes pay a contingent coupon at an annual rate of 15.60% on each coupon payment date only if the closing level of Blackstone is at or above the coupon barrier ($69.21, 60% of the initial level). They are auto-callable at the stated principal plus any contingent coupon if the closing level meets or exceeds the call threshold ($115.35, 100% of the initial level) on specified redemption determination dates. If not auto-redeemed, maturity is December 9, 2027, with downside exposure below the downside threshold ($69.21), where payment at maturity equals the stated principal multiplied by the final/initial level (and could be zero). All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk securities linked to the common stock of Blackstone Inc. due June 15, 2027. Each security has a face amount of $1,000, a contingent coupon rate of 16.20% per annum and a starting price of $115.35 (pricing date June 5, 2026). Coupon and downside threshold prices are 70% of the starting price, equal to $80.745. Monthly calculation days begin July 10, 2026; automatic calls may occur after an initial ~3-month non-call period. If not called, maturity payback is full face amount if the ending price is at or above the downside threshold; otherwise the maturity payment equals face amount multiplied by the performance factor, exposing investors to a >30% loss and possibly total loss. The issuer estimates the securities' value at $959.30 on the pricing date. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Enhanced Buffered Jump Securities linked to a seven-stock semiconductor basket. The offering registers 3,355,000 aggregate principal ($1,000 stated principal per security) with an original issue price of $1,000 and an estimated value of $974.40 on the pricing date.
Payment at maturity on June 24, 2027 depends on the basket's final level versus a buffer level of 85 (a 15% buffer). If final level ≥ buffer, holders receive the stated principal plus a fixed $198 upside payment. If final level < buffer, holders incur 1.1765% loss for each 1% decline beyond the buffer and could lose their entire principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Trigger Autocallable Notes linked to the Russell 2000® Index due June 16, 2031, fully guaranteed by Morgan Stanley. The notes pay a fixed Call Return if the Index closes at or above the Initial Level on any quarterly Observation Date beginning June 22, 2027. If not called, investors receive full principal at maturity only if the Final Level is at or above a Downside Threshold equal to 75% of the Initial Level; otherwise repayment at maturity is reduced proportionally to the Index decline and principal may be lost. Issue Price is $10.00 per security; estimated Trade Date value is approximately $9.590. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC priced a structured, principal‑at‑risk note linked to the worst performing of the Nasdaq‑100 and S&P 500. Each security has a $1,000 stated principal amount and the offering aggregate is $413,000. The securities pay no interest and mature on December 9, 2027. Payouts depend on the worst performing underlier measured on the observation date of December 6, 2027: investors receive principal plus an upside payment up to a $1,490 maximum if the worst performing underlier appreciates, receive only principal if the worst performing underlier is down but above its 70% downside threshold, and lose an amount proportional to declines below that threshold (1% loss for each 1% decline), with no minimum payment. The participation rate is 100%. The estimated value on the pricing date was $969.60 per security, reflecting issuance, structuring and hedging costs; all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced Structured Investments Jump Notes (auto-callable) linked to the worst performing of IBM, Microsoft and Boeing. The notes have a stated principal amount of $1,000 per note and an aggregate principal amount of $291,000. They pay no interest, carry a 100% participation rate in the upside of the worst performing underlier, and may be automatically redeemed on the first determination date for an early redemption payment of $1,225 per note. The initial levels (call thresholds) set on the strike date were IBM $284.84, MSFT $416.67 and BA $215.45. All payments are unsecured and subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk; the estimated value on the pricing date was $951.80 per note.
Morgan Stanley Finance LLC offers callable contingent income securities (principal at risk) due December 8, 2028, fully and unconditionally guaranteed by Morgan Stanley. The offering totals an aggregate principal amount of $1,772,000 with a stated principal amount of $1,000 per security. These notes pay a contingent coupon at an annual rate of 11.25% only when the closing level of each underlier meets its coupon barrier on observation dates; otherwise no coupon is paid. The securities are linked to the worst performing of the Dow Jones Industrial, Nasdaq-100® Technology Sector and Russell 2000® indices and expose investors to potential loss of principal if the worst performing underlier falls below its downside threshold. The first redemption date is September 11, 2026, and early redemption is determined by a risk neutral valuation model. All payments are subject to issuer credit risk.