Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing callable contingent income securities due November 29, 2028, linked to the worst performing of the S&P 500, Nasdaq-100 Technology Sector and Russell 2000 indices. Each security has a $1,000 stated principal amount, for an aggregate principal of $353,000, and pays a contingent coupon at an annual rate of 9.00% only if all indices are at or above their coupon barrier levels (80% of initial) on each observation date.
If the notes are not called and any index finishes below its downside threshold (generally 70% of initial), investors lose 1% of principal for every 1% decline in the worst performer, up to a total loss. A risk neutral valuation model controls early redemption decisions, and the estimated value on the pricing date is $940 per security, below the $1,000 issue price. The notes carry Morgan Stanley credit risk, will not be listed on an exchange, may have limited liquidity, and feature complex tax and withholding considerations, especially for non-U.S. investors.
Morgan Stanley Finance LLC is offering $3,426,000 of market-linked notes tied to the EURO STOXX 50® Index, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 principal amount and is issued at $1,000, with an estimated value on the pricing date of $945 per note.
The notes pay no interest and mature on November 29, 2030. At maturity, if the index’s final level is above the initial level of 5,528.67, holders receive $1,000 plus 100% of the index’s gain; if the index is flat or lower, they receive only the $1,000 principal. Payments depend entirely on the issuers’ credit, the notes are unsecured, not listed on any exchange, and secondary market liquidity and pricing may be limited.
Morgan Stanley Finance LLC is issuing contingent income auto-callable securities linked to the worst performer of the Nasdaq-100 Technology Sector Index, the S&P 500 Index and the Russell 2000 Index. Each note has a stated principal amount of $1,000, issue price $1,000 and aggregate principal of $1,709,000, with Morgan Stanley as guarantor. Investors may receive a contingent coupon at an annual rate of 8.25% on scheduled payment dates, but only if on each observation date all three indices are at or above their coupon barrier levels, set at 80% of their initial levels.
The notes may be automatically redeemed on specified dates starting May 26, 2026 if each index is at or above its call threshold level, equal to 100% of its initial level, returning principal plus the applicable coupon. If not called, and at maturity in May 2027 any index finishes below its downside threshold (70% of its initial level), repayment of principal is reduced in full proportion to the worst index’s decline, and can fall to zero. The estimated value on the pricing date is $954.90 per security, and the notes are unsecured, not listed and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering $20,196,000 of Step-Down Callable Contingent Income Memory Buffered Securities due October 28, 2027, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes are linked to the worst performer among the Nasdaq-100 Index, the Consumer Staples Select Sector SPDR Fund and the S&P 500 Futures Excess Return Index.
Investors may receive a 10.00% per annum contingent coupon if, on each observation date, every underlier is at or above its coupon barrier. The notes can be called in whole on scheduled redemption dates only if a risk-neutral valuation model indicates it is economically rational for Morgan Stanley to redeem, in which case investors receive principal plus applicable coupons and no further payments. At maturity, if not redeemed and every underlier is at or above its 75% buffer level, principal is repaid; otherwise, repayment is reduced by 1.3333% for each 1% decline of the worst underlier beyond the 25% buffer, with no minimum payment. The issue price is $1,000 per security and the estimated value on the pricing date is $990.10.
Morgan Stanley Finance LLC is offering Buffered PLUS structured notes linked to the worst performer of the S&P 500® Index and the Russell 2000® Index, with an aggregate principal amount of $218,000 and a stated principal amount of $1,000 per security.
The notes pay no interest and mature on November 29, 2030. If both indices finish above their initial levels, holders receive principal plus 105% of the worst index’s gain; if the worst index is between its initial level and the 80% buffer level, holders receive only principal. Below the buffer, principal is reduced 1% for each 1% additional decline, subject to a 20% minimum payment at maturity. The securities are unsecured, fully and unconditionally guaranteed by Morgan Stanley, not listed on any exchange, carry a fixed sales commission of $40 per note, and had an estimated value of $935.10 per security on the pricing date.
Morgan Stanley Finance LLC is offering Buffered Participation Securities linked to the S&P 500® Equal Weight Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, with an aggregate principal amount of $1,716,000, and pays no interest over its term to November 29, 2030.
At maturity, investors receive $1,000 plus 100% of any index gain if the final level exceeds the initial level of 7,547.18. If the index decline stays within a 15% buffer (down to the buffer level of 6,415.103), investors receive only principal. Below the buffer, principal is reduced 1% for each additional 1% decline, subject to a minimum payment of 15% of principal ($150). The estimated value on the pricing date is $946.80 per security, the notes are unsecured and not exchange-listed, and returns depend on both index performance and Morgan Stanley’s creditworthiness.
Morgan Stanley Finance LLC is offering $910,000 of Buffered Jump Securities with an auto-call feature due November 29, 2028, linked to the worst performer of the Consumer Discretionary Select Sector SPDR Fund (XLY) and the S&P 500 Index (SPX). Each $1,000 security can be automatically redeemed on December 7, 2026 for $1,116.50 if both underliers are at or above their initial levels on the first determination date.
If held to maturity and both underliers finish above their initial levels, investors receive principal plus an upside payment based on 110% of the gain of the worst performer. A 20% downside buffer applies if either underlier falls but stays above 80% of its initial level; below that, principal is reduced 1% for each 1% additional decline, with a minimum payment of 20% of principal. The securities pay no interest, are unsecured, subject to Morgan Stanley’s credit risk and were priced at $1,000 with an estimated value of $965.60, reflecting $25 per security in selling commissions and other issuance costs.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $119,000 of Buffered Jump Securities with an auto-call feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, at $1,000 per security.
The notes may be automatically redeemed starting on December 1, 2026 if the index closes at or above the 90% call threshold, paying early redemption amounts that target about 12.10% per annum, rising up to $1,594.90 per security before maturity. If held to November 29, 2030 and not called, investors receive $1,605 per security if the index is at or above the call threshold, only principal back if it stays above the 85% buffer level, and a 1-for-1 loss beyond that buffer down to a minimum payment of 15% of principal. The notes pay no interest, are unsecured, subject to Morgan Stanley’s credit risk, are not exchange-listed, and had an estimated value of $906.20 per $1,000 on the pricing date due to embedded costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $4,085,000 of Buffered Jump Securities with an auto-call feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, maturing on November 29, 2030. Each note has a $1,000 principal amount and is issued at $1,000, but the issuer’s estimated value on the pricing date is $905.30, reflecting embedded costs and an internal funding rate.
The notes pay no interest. They are automatically redeemed on scheduled determination dates if the index is at or above 100% of its initial level, for fixed cash payments that target about 16.50% per annum. If held to maturity and not called, investors receive $1,825 per note if the index is at or above the call threshold, full principal back if it finishes between the 15% buffer and the threshold, and a proportional loss beyond the 15% buffer, with a minimum maturity payment of 15% of principal.
The securities are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited or no secondary liquidity. Investors pay a sales commission of $43.50 per $1,000 note, and the tax treatment is complex and uncertain.
Morgan Stanley Finance LLC is offering $464,000 of Contingent Income Buffered Auto-Callable Securities linked to the S&P 500 Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 principal amount, matures on March 1, 2027, and pays a 6.75% per annum contingent coupon only when the index closes at or above 75% of its initial level on scheduled observation dates.
The notes may be automatically called on set dates starting November 24, 2026 if the index is at or above 100% of its initial level, returning principal plus the applicable coupon and ending further payments. At maturity, if not called, investors receive full principal back if the index is at or above the 85% buffer level; below that, repayment is reduced 1% for each 1% decline beyond the 15% buffer, with a minimum payment of 15% of principal. The estimated value on the pricing date is $993.50 per $1,000, the notes are not listed on any exchange, and all payments depend on Morgan Stanley’s credit.