Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering $2,039,000 of Enhanced Buffered Jump Securities due November 20, 2026, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 principal-at-risk note pays no interest and is linked to the worst performer among the S&P 500® Futures Excess Return Index, the Utilities Select Sector SPDR® Fund and the Russell 2000® Index.
At maturity, investors receive $1,000 plus a fixed digital payment of $121 (12.10%) per note if the final level of each underlier is at or above its digital threshold level, set at about 75% of its initial level. Principal is protected only down to a 10% buffer; if any underlier finishes below its buffer level (90% of its initial level), repayment is reduced by 1% for each 1% decline of the worst performer beyond that buffer, with a minimum payment of 10% of principal.
The securities are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and are expected to have limited liquidity. The estimated value on the October 20, 2025 pricing date is $987.90 per $1,000, reflecting issuance, structuring and hedging costs and an internal funding rate advantageous to the issuer.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk “Step-Down Contingent Income Memory Auto-Callable Securities” due December 12, 2030, linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index. Each note has a stated principal amount and issue price of $1,000, with an estimated value on the pricing date of about $925.80 per security.
The notes pay a 13.00% annual contingent coupon, but only on observation dates when the index closes at or above a barrier set at 70% of its initial level; missed coupons can be paid later if the barrier is met. Starting December 9, 2026, the notes can be automatically redeemed on specified redemption determination dates if the index is at or above step-down call thresholds, returning principal plus the applicable coupon and any previously unpaid contingent coupons.
If the notes are not called and the final index level is at or above a downside threshold of 50% of the initial level, investors receive their principal back plus any payable coupons. If the final level is below that threshold, repayment is reduced in line with the index loss, up to a total loss of principal. Investors also face the credit risk of Morgan Stanley and structural risks from the leveraged, 4% decrement index, which has limited live performance history.
Morgan Stanley Finance LLC is offering principal-at-risk Buffered Jump Securities with an auto-call feature maturing on December 9, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and does not pay interest.
The notes are linked to an equally weighted basket of AbbVie, Eli Lilly, Regeneron, Vertex and UnitedHealth stocks. If, on December 18, 2026, the basket level is at or above its initial level, the notes are automatically redeemed for $1,102 per security and terminate. If held to maturity and the final basket level is above the initial level, investors receive principal plus 125% of the basket’s gain.
A 20% downside buffer applies; if the final level is between 80% and 100% of the initial level, investors receive only their $1,000 principal. Below 80%, losses accelerate at 1.25% of principal for each 1% decline beyond the buffer, and the repayment can be reduced to zero. The estimated value on the pricing date is approximately $961.60 per security, and investors face issuer credit risk, limited liquidity and complex U.S. tax treatment.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering leveraged buffered notes linked to the S&P 500 Index under its medium-term note program. The notes do not pay interest and return at maturity depends solely on index performance between the trade date and a determination date expected 13–15 months later.
For each $1,000 note, investors receive 160% of any positive index return, but gains are capped by a maximum settlement amount expected between $1,115.20 and $1,135.52. A 10% downside buffer protects against moderate declines: if the index falls by up to 10%, investors receive $1,000. Below that, principal is reduced with a buffer rate of about 111.11%, and all principal can be lost.
The notes are unsecured and subject to the issuer’s and guarantor’s credit risk, will not be listed on any exchange, and may have limited or no secondary market. The estimated value on the trade date is approximately $992.50 per note, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. Tax treatment is uncertain and could differ from the issuer’s expectations.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Trigger PLUS structured notes due December 6, 2030 that provide leveraged exposure to a performance-allocation basket of the MSCI EAFE, EURO STOXX 50 and Nikkei Stock Average indexes. Each security has a stated principal amount of $1,000, for an aggregate principal amount of $364,000, and pays no interest.
At maturity, if the basket performance factor is positive, each note pays $1,000 plus 108% of that positive performance. If the basket performance factor is between 0% and the downside trigger of –30%, only the $1,000 principal is repaid. If it falls below –30%, principal is reduced 1% for each 1% decline and can be reduced to zero. The estimated value on the pricing date is $930.30 per security, reflecting issuance, structuring and hedging costs and an internal funding rate favorable to the issuer. The notes are unsecured, not FDIC-insured, will not be listed on an exchange and may have limited secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk, market-linked securities maturing on January 3, 2029. Each security has a $1,000 face amount and pays a contingent coupon at a rate to be set on the pricing date, expected to be at least 8.45% per annum, but only when the lowest performing of the S&P 500 Index, Russell 2000 Index and Nasdaq-100 Technology Sector Index closes at or above 70% of its starting level on the monthly calculation day.
Beginning about six months after issuance, the notes are auto-callable if on a calculation day all three indices are at or above their starting levels, returning the face amount plus the final contingent coupon. If the notes are not called and on the final calculation day any index is below 70% of its starting level, investors are exposed 1‑for‑1 to the decline of the lowest-performing index and can lose more than 30% and up to all of principal.
The securities are unsecured obligations of Morgan Stanley Finance LLC, guaranteed by Morgan Stanley, with an estimated value of about $963.40 per $1,000 at pricing. They will not be listed on an exchange, may have limited liquidity, involve complex tax treatment and are intended only for investors who can accept equity and issuer credit risk and the possibility of receiving few or no coupons.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Trigger Jump Securities linked to the S&P 500® Index maturing on December 23, 2027. These are principal-at-risk notes that pay no interest and do not guarantee any return of principal.
Each security has a $1,000 stated principal amount. If the index ends at or above its initial level on the observation date, investors receive $1,000 plus the greater of the index gain or a fixed $150 upside payment, but the total is capped at $1,206 per security. If the index is below the initial level but at or above 75% of that level, investors simply receive $1,000 back.
If the index closes below 75% of its initial level, investors lose 1% of principal for each 1% index decline, with no minimum payment, so the entire investment can be lost. The estimated value on the pricing date is approximately $976.50 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. All payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering principal-at-risk Jump Securities with an auto-call feature due December 23, 2027, linked to the worst performer of the Nasdaq-100 Technology Sector Index and the Invesco QQQ Trust. Each security has a $1,000 denomination and may be automatically redeemed on December 30, 2026 for $1,138.50 if both underliers are at or above their initial levels on the first determination date.
If not called, investors receive their $1,000 back plus 100% of any gain of the worst-performing underlier if both finish above their initial levels, their $1,000 back if both underliers finish at or above 70% of their initial levels but at least one is at or below its initial level, and a proportionate loss of principal if either finishes below 70%. The notes pay no interest, are unsecured obligations of Morgan Stanley Finance LLC guaranteed by Morgan Stanley, will not be listed on an exchange, and had an estimated value on the pricing date of approximately $963.40 per $1,000 security due to issuing, selling, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is offering $1,000 principal-at-risk Buffered Jump Securities with an auto-call feature maturing on December 24, 2030, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes pay no interest, are unsecured obligations fully and unconditionally guaranteed by Morgan Stanley, and have an estimated value on the pricing date of approximately $900.80 per security, below the $1,000 issue price.
Beginning December 22, 2026, the notes are automatically redeemed if the index closes at or above 100% of its initial level on a determination date, paying fixed amounts of $1,217.50, $1,435.00, $1,652.50 or $1,870.00 per $1,000 depending on the year, corresponding to returns of about 21.75% per annum. If held to maturity and the final index level is at or above 100% of the initial level, investors receive $2,087.50 per security; if it is between 85% and 100%, they receive only principal back. Below 85%, principal is reduced 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal, and investors face both Morgan Stanley credit risk and limited secondary market liquidity.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities due December 19, 2030, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each note has a stated principal amount of $1,000 and may pay a contingent coupon at 11.75% per year, but only if the index closes at or above a coupon barrier equal to 70% of its initial level on the relevant observation date. Missed coupons can be “remembered” and paid later if a future observation date meets the barrier.
The notes auto-call if, on any redemption determination date starting December 16, 2026, the index is at least 100% of its initial level, returning principal plus the due coupon and any unpaid coupons. If held to maturity and the final index level is at least 60% of the initial level, investors receive full principal back (plus any payable coupons). If the final level is below 60%, repayment is reduced 1% for each 1% index decline, and the maturity payment can fall to zero. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of about $895.70 per $1,000 note, and they will not be listed on any exchange.