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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced an offering of Callable Contingent Income Securities with an aggregate principal amount of $5,026,000. The notes pay a contingent coupon of 12.55% per annum on each interest period only if the closing level of each underlier meets its coupon barrier on the related observation date. The securities are principal-at-risk: if the final level of the worst performing underlier is below its downside threshold (70% of its initial level), maturity payment is reduced pro rata and could be zero. The notes are callable beginning December 10, 2026 based on the output of a risk neutral valuation model, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley. The estimated value on the pricing date was $970.30 per security and the issue price is $1,000 per security.
Morgan Stanley Finance LLC is offering Structured Investments — Step-Up Jump Securities — due June 10, 2031, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities pay no periodic interest and are automatically redeemable on specified determination dates if both underliers meet rising call threshold levels; early redemption payments correspond to fixed cash amounts per security. At maturity, outcomes depend on the worst performing underlier (SPY and INDU): investors may receive the stated principal plus an upside payment, the stated principal only, or a reduced payment proportional to the decline of the worst performing underlier. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced auto-callable, principal-at-risk securities linked to the common stock of SoFi Technologies, Inc., with a $1,000 face amount per security and a pricing date of June 5, 2026. The securities pay a contingent monthly coupon at a 27.00% per annum rate only when the underlying stock closes at or above a coupon threshold of $9.618 (60% of the $16.03 starting price). If not called, maturity is June 15, 2027, and principal at maturity depends on the ending price relative to a downside threshold of $9.618; an ending price below that threshold results in a loss that can exceed 40%.
Morgan Stanley Finance LLC priced a primary offering of structured, principal‑at‑risk notes linked to the S&P 500® Index with an original issue price of $1,000 per security and an aggregate principal amount of $4,167,000. The securities mature on June 10, 2030 and deliver one of three payoffs at maturity: the stated principal plus a fixed upside payment of $295 (29.50%) if the final level is at or above the initial level; a capped positive payment when the underlier declines but remains at or above the buffer level of 80% of initial; or a pro rata loss beyond the buffer, subject to a minimum payment of 20% of principal. The initial level is 7,383.74 (closing level on June 5, 2026), the absolute return participation rate is 400%, and the issuer’s estimated value at pricing was $979.90 per security. The notes do not pay interest, are unsecured obligations of MSFL, are fully guaranteed by Morgan Stanley, and are exposed to issuer credit risk, limited liquidity and uncertain U.S. tax treatment.
Morgan Stanley Finance LLC is offering Principal at Risk notes due June 24, 2027 linked to the S&P 500® Index, with a stated principal amount of $1,000 per security and an aggregate principal amount of $909,000. At maturity holders receive $1,000 plus an $85 upside payment (8.50%) if the final level is at or above the downside threshold (80% of the initial level). If the final level is below that threshold, maturity payment equals principal × (final level ÷ initial level), so investors lose 1% of principal for each 1% index decline and could lose their entire investment. All payments are subject to Morgan Stanley's credit risk and the securities pay no interest.
Morgan Stanley Finance LLC priced a contingent-income, principal-at-risk note tied to the common stock of Amazon.com, Inc. Each security has a $1,000 stated principal amount and was issued at $1,000 per security with an estimated value of $985.70. The securities pay a 16.80% annual contingent coupon on observation dates only if the underlier meets the coupon barrier ($209.126, 85% of the initial level). The notes are auto-callable on specified redemption determination dates if the closing level is at or above the call threshold ($246.03, 100% of the initial level). At maturity on June 24, 2027, if not redeemed early and the final level is below the buffer ($209.126), holders suffer losses equal to the underlier percent decline beyond the 15% buffer multiplied by a downside factor of 1.1765, which may result in substantial or total loss of principal. Payments are unsecured obligations of MSFL and guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC priced a $2,853,000 offering of structured, principal-at-risk notes fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and an original issue price of $1,000 per security and are linked to the worst performing of the Dow Jones Industrial Average, Russell 2000 and S&P 500 indices with automatic early redemption opportunities.
The notes feature auto-call determination dates beginning June 9, 2027, fixed early redemption payments (starting at $1,090 per security and rising to $1,427.50), a final maturity payment structure that can return $1,450 if all underliers meet call thresholds, or expose investors to full downside if the worst-performing underlier falls below its 70% downside threshold.
Morgan Stanley Finance LLC is offering principal-at-risk notes due June 10, 2031 linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount, an issue price of $1,000, and an estimated value on the pricing date of $895.30.
The notes pay a contingent coupon at an annual rate of 10.25% on coupon payment dates only if the underlier's closing level on the related observation date is at or above the coupon barrier (919.352, 70% of the initial level). The notes are automatically redeemable early if the closing level meets or exceeds the call threshold (1,313.36), and at maturity investors receive principal only if the final level is at or above the buffer (1,116.356, 85% of the initial level); otherwise losses apply beyond the 15% buffer down to a 15% minimum payment. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced $9,500,000 of Trigger PLUS notes due June 10, 2032. These unsecured, principal-at-risk securities pay no interest and redeem based on the value of an equally weighted basket of the EURO STOXX 50 and the S&P 500. If the final basket value is above the initial basket value, each note pays the $1,000 stated principal plus 141.36% of the basket percent increase. If the final basket value is between the trigger level and the initial value, investors receive the $1,000 stated principal. If the final basket value is below the trigger level (set at 85% of the initial basket value), investors suffer proportional principal loss (1% loss per 1% basket decline) and may lose their entire investment. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is issuing Principal at Risk structured notes linked to the worst performing of NVIDIA Corporation and ServiceNow, Inc.. The issue is $1,500,000 aggregate at $1,000 per security with an estimated value of $917.90 on the pricing date.
The securities can be automatically redeemed on June 16, 2027 if both underliers are at or above their call thresholds on the first determination date. At maturity on June 7, 2029, payoff depends on the worst performing underlier: investors may receive principal plus a 150% participation on positive performance, principal only, or suffer losses pro rata to the decline of the worst performing underlier down to zero. All payments are unsecured and subject to Morgan Stanley credit risk.