Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
The pricing supplement describes a proposed issuance of Principal at Risk securities by Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each security has a $1,000 stated principal amount and a fixed $101.50 upside payment (10.15%) if the worst performing underlier finishes at or above its downside threshold. If any underlier finishes below its downside threshold (60% of its initial level), holders lose in direct proportion to the decline of the worst performing underlier; there is no minimum payment and the principal could be lost. Key dates: strike/pricing July 24, 2026, original issue July 29, 2026, observation August 24, 2027 (subject to postponement), maturity August 27, 2027. All payments are subject to issuer and guarantor credit risk. Estimated value on pricing date: approximately $988.20 per security.
Morgan Stanley Finance LLC proposes $1,000 face‑amount, leveraged buffered S&P 500® index‑linked notes (no interest) due in an expected 13–15 months from the trade date. For each $1,000 Face Amount the notes pay upside at a 130% Upside Participation Rate subject to a Cap Level and a Maximum Settlement Amount expected between $1,144.17 and $1,169.52. If the Final Underlier Level is down by up to 10.00% from the Initial Underlier Level you receive the Face Amount; if it is below that Buffer Level you incur losses pro rata and could lose your entire investment. The issuer estimates the Trade Date value at approximately $996.70 per note. Payments are unsecured and subject to Morgan Stanley's credit risk; the notes are not FDIC insured and will not be listed.
Morgan Stanley Finance LLC priced contingent income, auto-callable notes linked to Alphabet Inc. Class A stock. Each note has a $1,000 stated principal and an issue price of $1,000. The securities pay a contingent coupon of 11.00% per annum on specified observation dates, are subject to automatic early redemption if the underlier meets the call threshold, and return principal at maturity only if the final level is at or above the downside threshold; otherwise payment at maturity equals the stated principal multiplied by the performance factor and may result in substantial loss of principal. The estimated value on the pricing date was approximately $967.80 per security. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley, and are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due July 6, 2029
Each security has a $1,000 stated principal amount (issue price $1,000), an estimated value on the pricing date of approximately $923.40, and an automatic early redemption feature tied to a five‑stock basket (Alphabet, NVIDIA, Rocket Lab, ServiceNow, Walmart). The securities can be called on scheduled determination dates beginning December 30, 2026 and pay fixed early redemption amounts if call thresholds are met. If not called, maturity payoffs depend on the final level versus upside (90%) and downside (70%) thresholds; investors may lose up to their entire principal if the final level is below the downside threshold. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers principal-at-risk structured notes due June 29, 2029, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performing of the Nasdaq-100 Index, the State Street Technology Select Sector SPDR ETF and the VanEck Semiconductor ETF. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The notes pay a contingent coupon at an annual rate of 17.00% on each coupon payment date only if every underlier closes at or above its coupon barrier (60% of its initial level) on the related observation date. If not redeemed earlier, maturity payoff depends on the worst performing underlier relative to a downside threshold (60% of initial level): you receive principal if all underliers are at or above that threshold, otherwise you lose in proportion to the decline in the worst performing underlier. The first redemption date is December 31, 2026; early calls occur only if a risk neutral valuation model determines redemption is economically rational. Estimated value on the pricing date was approximately $981.50 per security. These securities are for investors willing to accept significant principal risk and limited participation in any upside.
Morgan Stanley Finance LLC priced Trigger PLUS notes linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and a leverage factor of 203.40%. The preliminary pricing lists an estimated value of approximately $978.40 per security on the pricing date. Payment at maturity depends on the final level on the observation date: full principal plus leveraged upside if the final level is above the initial level; principal only if the final level is between the initial level and the downside threshold (50% of the initial level); and a pro rata loss tied to index performance if the final level is below the downside threshold, with no minimum payment. All payments are subject to MSFL’s credit risk and guaranteed by Morgan Stanley. Key dates include strike and pricing date July 24, 2026, original issue date July 29, 2026, observation date July 24, 2031, and maturity date July 29, 2031.
The Preliminary Pricing Supplement describes contingent income auto-callable securities issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, a 12.00% per annum contingent coupon (if observation conditions are met) and is linked to the worst performing of the EURO STOXX 50®, iShares MSCI Emerging Markets ETF and the Nikkei Stock Average. The securities may be automatically redeemed on specified redemption determination dates; if not redeemed, payment at maturity depends on the final levels of the underliers and can result in a loss of principal (1% loss per 1% decline of the worst performing underlier). Key dates include a strike/pricing date of June 30, 2026, a final observation date of December 30, 2027 and maturity on January 6, 2028. The document notes an estimated value of approximately $968.90 per security on the pricing date and emphasizes credit risk, limited coupon-payability, lack of participation in underlier appreciation, tax uncertainty and potential limited secondary-market liquidity.
Morgan Stanley Finance LLC offers Principal at Risk Contingent Income Auto-Callable Securities tied to The Home Depot, Inc. common stock. Each security has a $1,000 stated principal amount, a pricing/strike date of July 9, 2026, and matures on August 12, 2027. The securities pay a contingent coupon of 10.50% per annum on observation dates when the underlier is at or above the coupon barrier (set at 75% of the initial level). The notes are automatically redeemed early if the closing level is at or above the call threshold (100% of the initial level) on any redemption determination date, in which case holders receive principal plus the contingent coupon for that period. If not redeemed, maturity payment depends on the final level versus the downside threshold (also 75% of the initial level): if below that threshold, investors suffer a pro rata loss equal to the underlier's decline (payment could be significantly less than principal or zero). The estimated value on the pricing date is approximately $970.20 per security. All payments are subject to MSFL/Morgan Stanley credit risk and tax treatment is uncertain.
Morgan Stanley Finance LLC priced a preliminary offering of structured notes: Contingent Income Auto-Callable Securities due January 16, 2029, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon only if all three underliers meet coupon barrier levels on observation dates and are subject to automatic early redemption.
The notes reference the Nasdaq-100 Index, the Russell 2000 Index and the State Street SPDR S&P Regional Banking ETF, carry a stated principal amount of $1,000 per security and an estimated value on the pricing date of approximately $962.30. Coupons are conditional at an annual rate of 10.25%; principal is at risk if the worst-performing underlier falls below its downside threshold.
The issuer, Morgan Stanley Finance LLC, is offering Principal at Risk structured notes due July 11, 2030 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The notes pay a contingent coupon of 10.25% per annum on each coupon payment date only if the closing level of each of the three underliers is greater than or equal to its coupon barrier (70% of its initial level) on the related observation date. At maturity, if the final level of each underlier is at or above its downside threshold (70% of initial), investors receive principal; if any underlier is below its downside threshold, payment equals the stated principal multiplied by the performance factor of the worst performing underlier, exposing investors to potential loss of principal (possibly to zero). All payments are subject to Morgan Stanley’s credit risk.