Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced principal-at-risk notes — contingent income auto-callable securities linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. The securities have a $1,000 stated principal per security (aggregate $2,517,000), an original issue price of $1,000, and an estimated value on the pricing date of $981.00. They pay a contingent coupon of 10.75% per annum on each coupon payment date only if the closing level of each underlier is ≥ its coupon barrier (75% of initial level) on the related observation date. The notes mature on March 27, 2031 with automatic early redemption opportunities beginning on the first redemption determination date of December 22, 2026. If not auto‑redeemed, maturity payment is either the stated principal (if each final level ≥ downside threshold (60%)) or the stated principal × performance factor of the worst performing underlier, exposing investors to full principal loss tied to worst underlier performance. All payments are subject to issuer and guarantor credit risk and U.S. federal tax treatment is described as uncertain.
Morgan Stanley Finance LLC offers contingent income, principal-at-risk notes due July 15, 2031 that are fully and unconditionally guaranteed by Morgan Stanley.
Each security has a stated principal amount of $1,000, an issue price of $1,000, and an estimated value on the pricing date of approximately $906.70. The securities pay a contingent coupon at an annual rate to be set on the pricing date (stated range 10.00% to 11.00%), are callable on scheduled dates beginning with the redemption determination date of July 12, 2027, and mature on July 15, 2031.
The notes include a buffer amount of 15%, a coupon barrier equal to 75% of the initial level, a call threshold equal to 90% of the initial level, and a minimum payment at maturity of 15% of principal; payment at maturity depends on the final level of the underlier.
Morgan Stanley Finance LLC is offering Principal at Risk Trigger Participation Securities linked to the S&P 500® Index. Each security has a $1,000 stated principal amount, a 100% participation rate, and a capped maximum payment at maturity of $1,810 per security (181% of principal). The strike and pricing date are June 30, 2026, original issue date July 6, 2026, observation date June 30, 2031 (subject to postponement) and maturity date July 3, 2031. If the final level is ≥ the initial level, holders receive principal plus appreciation up to the maximum; if final level is between the initial level and 70% of initial, holders receive principal; if final level is below 70% of initial, holders suffer pro rata principal loss (1% loss for each 1% decline). The estimated value on the pricing date is approximately $946.10 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced contingent income, memory buffered, auto-callable notes with a stated principal of $1,000 per security that mature on July 15, 2031. The notes pay a contingent coupon (annual rate to be set on the pricing date, indicated between 9.35%–10.35%) only if the underlier meets coupon barrier tests on observation dates and may be automatically redeemed early if the underlier meets the call threshold on any redemption determination date. If not called, principal is returned at maturity if the final level is at or above the buffer level (85% of the initial level); if below the buffer level investors absorb losses beyond the 15% buffer, subject to a minimum payment of 15% of principal. Estimated value on the pricing date is approximately $955.00 per security. The notes are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers structured Principal-at-Risk notes due July 15, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal and an issue price of $1,000 per security; the estimated value on the pricing date was approximately $909.10.
The notes are linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index, feature an automatic early redemption (first determination date July 13, 2027), a 15% buffer (buffer level = 85% of the initial level) and a 4% per annum decrement to the index. If not called, maturity payments depend on the final index level, with a minimum payment equal to 15% of principal.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable buffered jump securities with a stated principal of $1,000 per security. The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, feature a 20% buffer and automatic early redemption beginning on July 13, 2027. If not called, maturity is July 15, 2031 with final determination on July 10, 2031. Payments: early redemption payments are fixed ranges that correspond to approximately 17–18% per annum; if final level ≥ call threshold, maturity payment is stated between $1,850.00 and $1,900.00; if final level < buffer, investors lose 1% for each 1% drop beyond the buffer, subject to a 20% minimum payment. All payments are subject to Morgan Stanley and MSFL credit risk. The estimated value on the pricing date is approximately $909.40 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, structured notes—"Buffered Jump Securities"—with a $1,000 stated principal per security and an original issue price of $1,000. The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, include a 15% buffer and a call threshold equal to 90% of the initial level. The securities may be automatically redeemed on periodic determination dates beginning July 13, 2027, with early redemption payments that correspond to approximately 13.25% to 14.25% per annum (actual amounts set on the pricing date). If not called, maturity is July 15, 2031; payout depends on the final index level and may result in significant principal loss if the final level is below the buffer. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, with a stated principal amount of $1,000 per security and an original issue price of $1,000. The securities feature an auto‑call (automatic early redemption) on periodic determination dates beginning July 13, 2027, fixed early redemption payments that correspond to approximately 10.75%–11.75% per annum (to be set on the pricing date), and a buffer equal to 15% of the initial level. If not auto‑called, maturity payments pay a fixed positive return if the final level is at or above the buffer level; if below the buffer level, investors incur losses equal to 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment at maturity of 15% of principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with automatic early redemption and a 15% buffer. Each security has a $1,000 stated principal amount and a maturity date of July 21, 2031. The first determination date is July 23, 2027; if the closing level of the underlier meets or exceeds the 100% call threshold on a determination date, the notes will auto-redeem for a fixed early redemption payment. If not redeemed, payments at maturity depend on the final level relative to the call threshold and the buffer: investors either receive a fixed positive payment, the stated principal, or a reduced amount that reflects losses beyond the 15% buffer (subject to a 15% minimum payment). All payments are unsecured and guaranteed by Morgan Stanley and are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk notes due January 5, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $980.60. The notes pay a contingent coupon of 22.30% per annum on each coupon payment date only if the closing level of each underlier is at or above its coupon barrier (70% of initial level) on the related observation date. The securities are linked to the worst performing of the Russell 2000® Index, the S&P 500® Index and the VanEck® Semiconductor ETF (SMH), use the worst-performing underlier to determine payoff, and include an automatic early redemption feature beginning with the first redemption determination date on September 30, 2026. If not automatically redeemed, investors receive principal at maturity only if each underlier is at or above its downside threshold (60% of initial level); otherwise payment at maturity equals stated principal multiplied by the performance factor of the worst performing underlier, which can result in significant principal loss.