Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $761,000 of Jump Securities with auto-callable features linked to the Russell 2000 Index and EURO STOXX 50 Index. Each security has a $1,000 stated principal amount and issue price, with dealers receiving a $25 sales commission per security and proceeds to the issuer of $741,975. The securities pay no interest and do not guarantee principal repayment.
The notes may be automatically redeemed starting on December 21, 2026 if both indices are at or above their call thresholds (100% of initial levels), for early redemption payments that rise from $1,120 to $1,570 per security, reflecting about 12% per annum. If held to maturity on December 17, 2030 and both indices are at or above their call thresholds, investors receive $1,600 per security; if both stay above their downside thresholds (80% of initial levels) but a call is never triggered, repayment is limited to principal.
If at maturity either index finishes below its downside threshold, the payoff is reduced 1% for each 1% decline in the worst-performing index, which can reduce the payment to zero. The estimated value on the pricing date is $959.90 per security, the notes are unsecured, subject to Morgan Stanley’s credit risk and will not be listed on any securities exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,000 principal-at-risk Buffered Jump Securities maturing on January 9, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The estimated value on the pricing date is approximately $905.60 per security, reflecting issuing, selling, structuring and hedging costs and an internal funding rate.
The notes pay no interest. They are auto-callable from January 6, 2027 onward: if on any determination date (before maturity) the index closes at or above 90% of its initial level, investors receive an early redemption payment corresponding to about 12.30%–13.30% per annum and the notes terminate. If held to maturity and the final index level is at or above the 90% call threshold, investors receive a fixed payment of $1,615 to $1,665.
If the final level is below the call threshold but at or above the 85% buffer level, investors receive only their $1,000 principal. Below the buffer, repayment is reduced 1% for each 1% further decline, with a minimum payment of 15% of principal. The notes are unsecured, subject to Morgan Stanley’s credit risk, not listed on any exchange, and secondary market prices may be significantly below the issue price.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk “Jump Securities” due November 29, 2027 linked to the worst performer among the Utilities Select Sector SPDR Fund (XLU), the Technology Select Sector SPDR Fund (XLK) and the Russell 2000 Index (RTY). Each note has a $1,000 stated principal amount and does not pay interest.
Starting with the first determination date on March 23, 2026, the notes are automatically called if all three underliers are at or above 95% of their initial level, paying an early redemption amount that implies roughly 9% per year, from $1,022.50 up to $1,165.00 depending on the call date. If not called, and at final observation every underlier is at or above its call threshold, investors receive $1,172.50 per note; if any is below its call threshold but all are at or above 70% of initial, only principal is returned. If any underlier finishes below 70% of its initial level, repayment is reduced 1% for each 1% decline of the worst underlier and can fall to zero.
The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange and may have limited liquidity. The estimated value on the pricing date is approximately $965.20 per note, below the $1,000 issue price due to embedded costs and internal funding assumptions, and the U.S. federal tax treatment involves uncertainty.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $13,353,000 of Jump Securities with an auto-call feature linked to the S&P 500 Index and the Nasdaq-100 Index. Each security has a $1,000 principal amount, an issue price of $1,000, and an estimated value on the pricing date of $996.80.
The notes may be automatically redeemed on December 21, 2026 for $1,190 per security if, on the first determination date, each index is at or above 115% of its initial level. Otherwise, they continue to maturity on November 15, 2030, with payoff based on the worst-performing index. If both final index levels are above their initial levels, holders receive principal plus a 155% participation in the gain of the worst performer. If either index finishes below its 80% downside threshold, principal is reduced 1% for each 1% decline of the worst performer, potentially to zero.
The securities pay no interest, expose holders to full downside of the worst index below the threshold, carry issuer and guarantor credit risk, may trade below issue price, and are not listed on any exchange, so liquidity may be limited.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $2,734,000 of Callable Contingent Income Securities due November 17, 2027, linked to the worst performer of the S&P 500® Index, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index.
The notes pay a contingent coupon at an annual rate of 9.30% only if on each observation date all three indices are at or above their coupon barrier levels, set at 70% of their initial levels. Morgan Stanley may redeem the securities early, in whole, on specified redemption dates if a risk neutral valuation model indicates it is economically rational for the issuer to do so, after the first redemption date of March 17, 2026.
At maturity, if not previously redeemed, investors receive the $1,000 principal per security only if each index is at or above its downside threshold (also 70% of initial). If any index is below its threshold, the payoff is reduced 1% for each 1% decline of the worst performer, and the payment can fall to zero. The estimated value on the pricing date is $969.50 per security, below the $1,000 issue price, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, maturing on January 16, 2031. The securities can pay a contingent coupon at an annual rate of 11.35% to 12.35%, but only when the index closes at or above 80% of its initial level on scheduled observation dates; missed coupons can be paid later if conditions are met.
The notes are auto-callable starting January 12, 2027 if the index is at or above 100% of its initial level on any redemption determination date, returning principal plus the current and any unpaid coupons, with no further payments. At maturity, if not redeemed early, investors receive full principal only if the final index level is at or above 85% of the initial level; below that buffer, principal is reduced 1% for each 1% additional decline, with a minimum payment of 15% of principal.
The notes are unsecured, subject to Morgan Stanley’s credit risk, not listed on any exchange and may have limited liquidity. The estimated value on the pricing date is approximately $901.10 per $1,000 note, reflecting issuance, structuring and hedging costs and an internal funding rate advantageous to the issuer.
Morgan Stanley Finance LLC is offering principal-at-risk contingent income auto-callable securities linked to the worst performer of the Nasdaq-100, Dow Jones Industrial Average and Russell 2000, fully guaranteed by Morgan Stanley and maturing on January 5, 2029. Investors may receive a 7.50% per annum contingent coupon, paid only if on each observation date all three indices are at or above their respective coupon barrier levels, set at 70% of initial levels.
The notes can be automatically called on scheduled redemption determination dates starting July 2026 if all indices are at or above their call thresholds, set at 100% of initial levels, paying principal plus the applicable coupon and then terminating. If not called, and at maturity any index finishes below its downside threshold (also 70% of its initial level), the payoff is reduced 1% for every 1% decline of the worst-performing index, which can lead to a total loss of principal.
The estimated value on the pricing date is approximately $964.10 per $1,000 security, reflecting issuance, selling, structuring and hedging costs and an internal funding rate that is advantageous to the issuer. The securities are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on an exchange, may have limited liquidity, and involve complex tax and small-cap exposure considerations.
Morgan Stanley Finance LLC is offering $20,381,000 of contingent income memory auto-callable securities due December 15, 2028, linked to the worst performer of the S&P 500® and EURO STOXX 50® indexes. Each $1,000 security can pay an 8.40% per annum contingent coupon, but only if on an observation date both indexes are at or above 80% of their initial levels; missed coupons can be paid later if the barrier is later met.
The notes are automatically redeemed at par plus any due coupons if, on specified dates starting June 12, 2026, both indexes are at or above 100% of their initial levels. If held to maturity and both final index levels are at or above 80% of initial, investors receive par plus any payable coupons. If either index finishes below 80%, repayment is reduced 1% for each 1% decline of the worst-performing index, potentially to zero. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of $973.10 per $1,000 and no exchange listing.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk callable contingent income securities due December 21, 2028, linked to the worst performer of the S&P 500® Index, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index. Each security has a stated principal amount and issue price of $1,000, with an estimated value on the pricing date of approximately $952.30 per security.
The notes can pay a contingent coupon at an annual rate of 8.35%, but only if on each observation date all three indices close at or above their coupon barrier levels, set at 70% of their initial levels. If any index is below its barrier on an observation date, no coupon is paid for that period. Starting June 24, 2026, the issuer may redeem the securities in whole on scheduled redemption dates if a risk neutral valuation model indicates that calling is economically rational for Morgan Stanley; after redemption, no further payments are made.
If the notes are not redeemed and, on the final observation date, each index is at or above its downside threshold (also 70% of its initial level), investors receive the full principal plus any final coupon. If any index finishes below its downside threshold, the maturity payment is reduced 1% for every 1% decline of the worst-performing index and can be zero, meaning a total loss of principal. The securities are unsecured obligations subject to Morgan Stanley’s credit risk and will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Contingent Income Memory Buffered Auto-Callable Securities maturing on January 16, 2031. Each security has a stated principal amount of $1,000 and is linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index.
Investors may receive a contingent coupon at an annual rate of 8.50% to 9.50%, but only when the index closes at or above a coupon barrier set at 75% of the initial level, with unpaid coupons potentially paid later if the barrier is met. The notes can be automatically redeemed early if the index is at or above a call threshold of 90% of the initial level on scheduled redemption determination dates, returning principal plus applicable coupons.
If held to maturity and not called, investors receive full principal only if the final index level is at or above an 80% buffer level; below that, losses match the index decline beyond the 20% buffer, subject to a minimum payment of 20% of principal. The estimated value on the pricing date is approximately $905.90 per security, the securities are not listed on any exchange, and all payments are subject to Morgan Stanley’s credit risk.