Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering $8.208 million of GS stock-linked Contingent Income Auto-Callable Securities due December 15, 2028, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent quarterly coupon at a 10.00% annual rate (about $25 per $1,000) only if Goldman Sachs’ share price on the relevant determination date is at or above 70% of the $887.96 initial share price ($621.572 downside threshold). If on any of the first eleven determination dates the stock closes at or above the initial share price, the notes are automatically redeemed for $1,000 plus that period’s coupon.
If the notes are not called and the final share price is at or above the 70% downside threshold, investors receive $1,000 plus the last coupon at maturity; if it is below, repayment of principal falls one-for-one with the stock, potentially to zero. The securities are unsecured, will not be listed on an exchange, and are priced at $1,000 with an estimated value of $968 per note, reflecting embedded fees and issuer funding economics.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering 2-year Trigger Jump Securities linked to the common stock of Netflix, Inc. Each security has a $1,000 stated principal amount, pays no interest and is a principal-at-risk note.
At maturity on December 16, 2027, investors receive: $1,455 per security (principal plus a fixed $455 upside payment, or 45.50%) if the Netflix share price on the valuation date is at or above the initial price of $95.19; $1,000 if the share price is below the initial price but at or above the downside threshold of $85.671 (90% of the initial price); or $1,000 × the share performance factor if the share price falls below that level, which can result in a payment of less than $900 and down to zero.
The issue price is $1,000 per security, with an estimated value on the pricing date of $963.60 and an aggregate principal amount of $2,446,000. The securities are unsecured obligations subject to Morgan Stanley’s and MSFL’s credit risk and will not be listed on any securities exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Enhanced Trigger Jump Securities linked to the worst performer of the S&P 500 Index and Russell 2000 Index. Each note has a $1,000 stated principal amount within a $1,700,000 aggregate issuance, pays no interest and matures on February 19, 2027.
At maturity, if the final level of each index is at or above 75% of its initial level, investors receive $1,000 plus a fixed upside payment of $114.50
The notes are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited or no secondary market. The estimated value on the pricing date is $994.10 per note, reflecting issuance, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC is offering $3,938,000 of Buffered Jump Securities with an auto-call feature maturing on December 16, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and is linked to an equally weighted basket of AbbVie, Eli Lilly, Regeneron, Vertex, and UnitedHealth stocks.
The notes may be automatically redeemed on December 31, 2026 if the basket level on the first determination date is at or above 100% of the initial level, paying an early redemption amount of $1,120.50 per $1,000 and ending further payments. If held to maturity and not called, investors get 125% of any positive basket return, full principal back if the final level is between 85% and 100% of the initial level, and lose about 1.1765% of principal for each 1% basket decline below the 15% buffer. The securities pay no interest, are unsecured, not listed on an exchange, and had an estimated value of $959.50 per security on the pricing date, reflecting embedded fees and issuer funding assumptions.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $865,000 of Buffered Jump Securities linked to the Nasdaq-100 Index®. These unsecured, principal-at-risk notes pay no interest and may be automatically called on December 18, 2026 if the index on the first determination date is at or above the 25,776.44 call threshold, in which case investors receive $1,097.50 per $1,000 and no further payments.
If not called, the notes mature on December 14, 2028. At maturity, investors receive $1,000 plus 165% of any index gain if the index finishes above 25,776.44, only $1,000 if the index is between 87.50% and 100% of that level, and a reduced amount if it falls below the buffer level, with a minimum payment of 12.50% of principal. The estimated value on the pricing date is $983.30 per note, below the $1,000 issue price, and secondary market liquidity and pricing may be limited. All payments depend on Morgan Stanley’s credit and the notes are not FDIC insured.
Morgan Stanley Finance LLC is offering Enhanced Buffered Jump Securities, a type of principal-at-risk structured note, due January 15, 2027. Each security has a stated principal amount of $1,000, an issue price of $1,000 and an aggregate principal amount of $755,000, and is fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest and are linked to the worst performing of Apple, Microsoft and NVIDIA common stocks. If, on the observation date of January 12, 2027, the final level of each stock is at or above 80% of its initial level, investors receive their $1,000 principal plus a fixed upside payment of $192.50, a 19.25% return. If any stock finishes below its 80% buffer level, maturity payment is reduced 1% for each 1% decline of the worst performer beyond the 20% buffer, but not below a minimum payment of 20% of principal.
The securities are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited or no secondary market. The issuer’s estimated value on the pricing date is $966.80 per security, reflecting embedded issuance, structuring and hedging costs.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $4.305 million of Contingent Income Auto-Callable Securities due December 16, 2027 linked to the iShares Bitcoin Trust ETF (IBIT). Each note has a $1,000 stated principal amount and an issue price of $1,000, but the estimated value on the pricing date is $965.50, reflecting embedded fees and hedging costs.
The notes pay a contingent quarterly coupon at 18.39% per year (about $45.975 per quarter per $1,000) only if IBIT’s “determination closing price” is at or above the downside threshold of $38.40, which is 75% of the initial share price of $51.20, on the relevant observation date. Missed coupons can be paid later if the threshold is met, but may never be received.
The notes are auto-callable quarterly from March 12, 2026: if IBIT is at or above the initial share price on a redemption determination date, investors receive principal plus the current and any unpaid coupons and the notes terminate. If not called and at maturity IBIT is below the downside threshold, repayment of principal is reduced 1-for-1 with IBIT’s decline, and the payment can be zero. Investors face full principal risk, no upside participation, bitcoin and ETF-specific risks, Morgan Stanley credit risk, and limited liquidity, and the securities will not be listed on any exchange.
Morgan Stanley Finance LLC is offering $3.79 million of Contingent Income Auto-Callable Securities due December 15, 2028, linked to Citigroup Inc. common stock and fully guaranteed by Morgan Stanley. Each $1,000 security can pay a contingent quarterly coupon at a 10.81% annual rate when Citigroup’s stock is at or above 70% of the $111.80 initial share price. The notes can be automatically called on any of the first eleven quarterly determination dates if the stock is at or above the initial price, returning principal plus that period’s coupon. If held to maturity and the final share price is at or above the 70% downside threshold, investors receive principal plus the last coupon; if it is below that level, repayment is reduced one-for-one with the stock’s decline and can fall to zero, meaning full loss of principal. The estimated value on the pricing date is $973.60 per $1,000 note, reflecting embedded costs, and the securities will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Buffered Jump Securities linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with an aggregate principal amount of $2,267,000 and a price of $1,000 per security. The notes pay no interest and are automatically callable from December 15, 2026 if the index is at or above the call threshold of 1,019.961 (90% of the initial level 1,133.29), with step‑up early redemption payments starting at $1,121.50 and rising to $1,597.375 per security.
If not called, and the final index level on December 12, 2030 is at or above the call threshold, investors receive $1,607.50 per security. If the final level is between the buffer level of 963.297 (85% of initial) and the call threshold, investors receive only principal. Below the buffer, principal is reduced 1% for each 1% decline beyond the 15% buffer, with a minimum payment of 15% of principal. The securities are unsecured, unlisted, subject to Morgan Stanley’s credit risk, carry selling commissions of $42.50 per security, and have an estimated value on the pricing date of $905.50.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering contingent income auto-callable securities due December 24, 2030 with a stated principal amount of $1,000 per security. The notes are unsecured, principal-at-risk securities linked to the worst-performing of four stocks: NVIDIA, Block, Palantir Technologies and Chipotle Mexican Grill.
Investors may receive a 20.00% per annum contingent coupon, paid on scheduled coupon dates only if on each observation date every stock closes at or above its coupon barrier, set at 60% of its initial level. Starting with the December 21, 2026 redemption determination date, the notes are automatically redeemed at par plus the coupon if each stock is at or above its call threshold of 100% of its initial level.
If the notes are not redeemed early, principal is repaid at maturity if each stock finishes at or above its downside threshold (60% of initial) or any stock is at or above its initial level. Otherwise, investors lose 1% of principal for each 1% decline in the worst-performing stock, potentially losing their entire investment. The estimated value on the pricing date is about $949.10 per $1,000 note, the securities will not be listed on an exchange, all payments depend on Morgan Stanley’s credit, and the tax treatment, especially for non-U.S. holders, is described as uncertain.