Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes linked to the S&P® 500 Equal Weight Index with a stated principal amount of $1,000 per security and an aggregate principal amount of $927,000. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The notes have a strike/initial level of 8,498.69, a first determination date of June 29, 2027 for automatic early redemption (call threshold 100% of the initial level) and a maturity date of June 27, 2029. If automatically redeemed on the first determination date, the early redemption payment is $1,090 per security. At maturity, payments depend on final index performance: investors may receive the principal plus an upside payment (participation rate 125%), return of principal, or a reduced payment proportional to the index decline (no minimum payment).
Morgan Stanley Finance LLC priced Principal at Risk securities due June 26, 2031, guaranteed by Morgan Stanley. The offering totals $654,000 in aggregate principal at an issue price of $1,000 per security. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of $908.50, and a six‑year term linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index.
Investors may receive an 11.50% annual contingent coupon on specific observation dates if the underlier meets the coupon barrier; securities are automatically redeemed early if the underlier meets the call threshold on a redemption determination date. At maturity, holders receive principal only if the final level is at or above the 60% downside threshold; otherwise payment declines proportionally with the underlier and could be zero. All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with an auto-callable feature due June 27, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and was issued at $1,000 with an estimated value of $986 on the pricing date. The securities reference the Dow Jones Industrial Average and the S&P 500® Index and pay at maturity based on the worst-performing underlier subject to a 15% buffer and a 201% participation rate for upside. An automatic early redemption for $1,100 per security can occur if both underliers are at or above their call thresholds on the first determination date. All payments are subject to issuer credit risk and these notes do not pay interest.
Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk notes linked to the S&P 500 Index with a stated principal amount of $1,000 per security and an aggregate principal amount of $2,964,000. The notes pay no periodic interest and may be automatically redeemed on predetermined determination dates if the closing level of the underlier is greater than or equal to the call threshold level (initial level 7,472.79). If automatically redeemed on an early redemption date, investors receive a fixed early redemption payment (approximately 7.80% per annum equivalent; $1,078 on first early redemption date, $1,156 on second). At maturity, if not redeemed early, payments depend on the final level relative to the call threshold and a downside threshold (75% of the initial level: 5,604.593); losses occur 1% per 1% decline below that downside threshold. All payments are subject to MSFL's and Morgan Stanley's credit risk. The estimated value on the pricing date was $961.40 per security and the issue price was $1,000 (agent commission $20, proceeds to issuer $980 per security).
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk notes due June 27, 2029. The offering comprises securities with a stated principal amount of $1,000 per security and an aggregate principal amount of $4,434,000. The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and pay no interest.
The payoff is linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Key economic terms: leverage factor 124%, buffer 15% (i.e., protection down to 85% of the initial level), and a minimum payment at maturity of 15% of principal. If the worst performing underlier ends above its initial level, investors receive principal plus 124% of that underlier’s appreciation; if the worst performing underlier ends below the buffer, losses occur dollar-for-dollar beyond the 15% buffer. The original issue price is $1,000 with an estimated value on the pricing date of $986.80.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable Nasdaq-100 linked notes. The offering comprises $3,000,000 aggregate principal of securities priced at $1,000 per security with an original issue date of June 25, 2026 and maturity on June 27, 2029. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest, carry principal-at-risk tied to the Nasdaq-100 Index®, feature an automatic early redemption if the underlier is at or above the call threshold on the first determination date, and provide a 125% participation rate in positive index performance at maturity if not called. All payments are subject to Morgan Stanley credit risk.
Key terms include an initial (and call threshold) level of 30,347.08, a downside threshold at 70% of the initial level (21,242.956), an early redemption payment of $1,157.50 per security if called on the first determination date (June 29, 2027), and an estimated value on the pricing date of $981.90 per security. The offering is targeted to fee-based advisory accounts and includes customary conflicts-of-interest disclosures; use-of-proceeds and hedging details are referenced to the product supplement.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, fixed-coupon, auto-callable notes due July 15, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal, a fixed coupon determined on the pricing date (announced range 7.10%–8.10% per annum), monthly coupon payments, an observation date of July 10, 2031, and automatic early redemption if the underlier meets the call threshold on any redemption determination date starting with July 12, 2027.
The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, include a 15% buffer (buffer level = 85% of the initial level), and a minimum payment at maturity of 15% of principal. The estimated value on the pricing date was approximately $919.80 per security.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. Each security has a stated principal amount of $1,000, an upside payment of $101 (10.10%) if no underlier breaches its 60% downside threshold, an observation date of July 26, 2027 and a maturity date of July 29, 2027. The estimated value on the pricing date was about $992.70 per security; all payments are subject to MSFL and Morgan Stanley credit risk and there is no guaranteed return of principal.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk notes linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount, a pricing/strike date of July 10, 2026 and a maturity date of July 15, 2031.
The notes pay a contingent coupon at an annual rate to be set on the pricing date (disclosed range 12.25%–13.25%), payable only if the underlier meets the coupon barrier on observation dates. They offer a 15% buffer before investor principal is exposed, a minimum maturity payment of 15% of principal, automatic early redemption mechanics beginning July 15, 2027, and an estimated value on the pricing date of approximately $906.60 per security.
Morgan Stanley Finance LLC is offering $749,000 aggregate principal of structured, principal-at-risk securities due June 26, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000.
The securities are auto-callable beginning with a first determination date on June 23, 2027 and pay fixed early redemption amounts if, on a determination date, the closing level of each underlier is at or above its call threshold. If not auto-redeemed, maturity payments depend on the worst performing underlier versus a 70% downside threshold; losses can be up to the full principal. Estimated value on the pricing date was $940.50 per security. All payments are subject to Morgan Stanley credit risk.