Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Structured Investments Buffered Jump Securities—principal-at-risk notes linked to the S&P 500® Index with automatic early redemption and a 15% buffer. Each security has a stated principal amount of $1,000; aggregate principal $39,085,000. The initial level was 7,405.73 (strike date June 8, 2026), call threshold is 90% of that level and buffer is 85%. If a determination date meets the call threshold the notes auto-redeem for a rising fixed early redemption payment (first determination date June 15, 2027); otherwise maturity outcomes range from full principal to a leveraged loss equal to 1.1765% per 1% decline beyond the buffer. All payments are subject to issuer credit risk and the estimated value on pricing date was $992.40 per security.
Morgan Stanley Finance LLC offers Principal at Risk Securities backed by a full guarantee of Morgan Stanley with an aggregate principal amount of $250,000 (100 securities at $1,000 each). The securities mature on June 13, 2029, pay a contingent coupon at an annual rate of 15.50% only when the underlier closes at or above the coupon barrier, and are automatically redeemed early if the underlier closes at or above the call threshold on any redemption determination date.
The underlier is Cognizant Technology Solutions Corporation Class A common stock with an initial level and call threshold of $52.99, a coupon barrier and downside threshold of $31.794 (60% of the initial level), an estimated value on the pricing date of $950.00 per security, and an agent sales commission of $28.50 per security.
Morgan Stanley Finance LLC priced a primary offering of Principal-at-Risk callable contingent income securities with an aggregate principal amount of $1,031,000, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an estimated value on the pricing date of $971.40 per security. They pay a contingent coupon at an annual rate of 12.50% on each coupon payment date only if the closing level of each underlier meets its coupon barrier level on the related observation date. The securities may be redeemed early on specified redemption dates beginning September 11, 2026 if a risk neutral valuation model indicates redemption is economically rational; otherwise, at maturity holders receive principal only if each underlier is at or above its downside threshold level, and may lose principal in proportion to the worst performing underlier.
Morgan Stanley Finance LLC priced a primary offering of Contingent Income Auto-Callable Securities due March 2, 2028, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $1,000,000 (issued at $1,000 per security).
The notes pay a contingent coupon of 12.80% per annum on specified observation dates if the basket closing level meets the coupon barrier (70% of initial), feature automatic early redemption if the basket equals or exceeds a call threshold (90% of initial) on redemption determination dates, and expose investors to downside loss at maturity if the final level is below the downside threshold (60% of initial). The estimated value on the pricing date was $950.30 per security; the issue price is $1,000, of which $18.75 per security is agent commission. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a market‑linked, principal‑at‑risk note linked to Super Micro Computer, Inc. stock due June 14, 2029. Each security has a face amount of $1,000, a contingent coupon rate to be set at least at 24.80% per annum, monthly observation dates beginning July 2026, an automatic call feature after a three‑month non‑call period, and downside exposure if the ending stock price is below 45% of the starting price.
The estimated value on the pricing date is approximately $957.70 per security (within $30.00). The public offering price is $1,000 per security, agent commissions up to $23.25, and estimated proceeds to the issuer of $976.75 per security. All payments are subject to Morgan Stanley's credit risk; the securities do not pay fixed interest and do not provide upside participation in the underlying stock.
Morgan Stanley Finance LLC is offering Principal at Risk Structured Investments—Contingent Income Buffered Auto-Callable Securities due May 2, 2029, fully guaranteed by Morgan Stanley. The securities are issued in $1,000 denominations with an aggregate principal amount of $617,000 and an estimated value on the pricing date of $903.00 per security.
The notes pay a 20.00% annual contingent coupon only if each underlying stock meets its coupon barrier on observation dates, feature automatic early redemption if all underliers meet 100% call thresholds on a redemption determination date, and protect investors with an 80% buffer (minimum payment at maturity of 20% of principal). All payments are subject to Morgan Stanley's credit risk.
The issuer, Morgan Stanley Finance LLC, amends Pricing Supplement No. 15,407 for a structured note offering: Dual Directional Enhanced Buffered Jump Securities linked to the S&P 500® Index with an aggregate principal amount of $767,000. The notes have a $1,000 stated principal amount per security and mature on July 14, 2027. The terms include a digital payment of $61.50 per security (6.15%) payable if the final level is at or above a digital threshold, an absolute return participation rate of 100%, an initial level of 7,165.08, a buffer level at 80% (5,732.064), a digital threshold at ~93.85% (6,724.428) and a minimum payment at maturity of 20% of stated principal. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, do not pay interest, and expose investors to credit risk and potential loss of principal beyond the buffer.
Morgan Stanley Finance LLC is offering Buffered Jump Securities fully and unconditionally guaranteed by Morgan Stanley, linked to the worst performing of the Russell 2000® Index and the iShares® MSCI EAFE ETF. The offering registers an aggregate principal amount of $9,394,000 at a stated principal amount of $1,000 per security.
The securities have a 20% buffer and a 1.25 downside factor; they can auto‑redeem on scheduled determination dates for fixed early redemption payments ($1,085.75 on October 19, 2026 and $1,171.50 on April 26, 2027), or pay at maturity on October 19, 2027. If neither underlier falls below its buffer, investors receive principal or a fixed positive payment; if the worst performing underlier falls below the buffer, losses are amplified and principal may be lost. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley is offering £1,000,000,000 of Global Medium-Term Notes, Series J, Pounds Sterling Fixed/Floating Rate Senior Registered Notes due September 10, 2032. The notes pay 5.432% per annum during a Fixed Rate Period to September 10, 2031, then convert to a SONIA-linked floating rate plus a 1.147% spread through maturity.
The notes settle on June 11, 2026 and carry make-whole and optional redemption features beginning December 14, 2026 and specified call dates in 2031 and June 10, 2032. The pricing supplement discloses SONIA-related calculation, tax treatment under U.S. rules, underwriting allocations, and distribution conflicts of interest.
Morgan Stanley is offering €1,500,000,000 principal amount of Global Medium-Term Notes, Series J, Euro Fixed/Floating Rate Senior Registered Notes due June 11, 2030. The notes pay 3.485% per annum through June 11, 2029, then reset to EURIBOR + 0.699% quarterly until maturity.
The notes are callable under an optional make-whole redemption (on or after December 14, 2026) and at par on specified dates, will be admitted for listing subject to FCA and LSE approval, and are intended to be Eurosystem eligible.