Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers Principal-at-Risk contingent income auto-callable securities fully and unconditionally guaranteed by Morgan Stanley. The offering consists of $2,134,000 aggregate principal at $1,000 per security with an issue price $1,000 and an estimated value $980.70 on the pricing date. The notes pay a contingent coupon at an annual rate of 10.25% on observation dates when the underlier, Exxon Mobil Corporation common stock, is at or above the coupon barrier level ($97.811, 70% of the initial level). Automatic early redemption can occur on specified redemption determination dates if the underlier is at or above the call threshold ($139.73). If not redeemed, maturity payments return principal only if the final level is at or above the downside threshold ($97.811); otherwise holders suffer losses equal to the percentage decline in the underlier and could lose their entire investment. All payments are subject to issuer credit risk. Commission and structuring fees reduce proceeds to the issuer to $981.50 per security.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes due July 1, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount, 325% participation in upside, a 4.0% per annum decrement to the underlier, and an automatic early redemption feature on the first determination date of June 30, 2027.
The securities pay no interest, may be automatically redeemed for an $1,252.50 early redemption payment, and at maturity can return principal plus upside, return only principal, or suffer loss pro rata to the underlier (potentially to zero) if the final level is below the 50% downside threshold. Estimated value on pricing date was approximately $942.80 per security; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers Structured Investments — Step-Down Jump Securities with an auto-callable feature — due July 6, 2029. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley. They are automatically redeemable on specified determination dates if the closing level of the underlying basket meets or exceeds call thresholds; early redemption payments correspond to an approximate return of 12.90% per annum. If not redeemed, maturity payoffs depend on the final level versus the upside threshold (90%) and downside threshold (70%): the maximum stated payment at maturity shown is $1,387.00, while poor performance can result in substantial principal loss, possibly to zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced market-linked, auto-callable principal-at-risk securities linked to the common stock of Super Micro Computer, Inc. with a face amount of $1,000 per security and a maturity date of July 8, 2027. The contingent coupon rate will be set on the pricing date and will be at least 36.50% per annum. The issuer estimates the securities' value on the pricing date at $959.10 per security, or within $25.00 of that estimate. Payments depend on monthly calculation-day closing prices versus threshold levels (coupon threshold = 50% of the starting price; downside threshold = 50% of the starting price), the securities may be automatically called beginning after a six-month non-call period, and holders are exposed to credit risk of Morgan Stanley and to a potential loss of more than 50% of principal if the ending price is below the downside threshold.
Morgan Stanley plans to raise its quarterly common stock dividend to $1.15 per share from $1.00, starting with the dividend expected to be declared for the quarter ending September 30, 2026. The board also reauthorized a multi-year common equity share repurchase program of up to $20 billion, with no set expiration, beginning in the third quarter of 2026.
The firm notes that buybacks will occur from time to time based on market conditions, capital levels and its economic and earnings outlook. Following the Federal Reserve’s 2026 stress tests, Morgan Stanley’s Stress Capital Buffer remains at 4.3%, supporting an aggregate U.S. Basel III Standardized Approach CET1 ratio requirement of 11.8% versus an actual CET1 ratio of 15.1% as of March 31, 2026.
Morgan Stanley Finance LLC is offering Principal-at-Risk, contingent-income, memory buffered auto-callable securities due July 15, 2031. Each security has a $1,000 stated principal amount and an issue price of $1,000 per security; the estimated value on the pricing date was approximately $905.30 per security.
The securities pay a contingent coupon at an annual rate of 10.60% to 11.60% only if the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index meets the coupon barrier on observation dates. They are automatically redeemed if the index closes at or above the call threshold (100% of the initial level) on any redemption determination date. At maturity, if not called, investors receive principal only if the final level is at or above the buffer level (85% of initial); below that level the payment equals principal × (performance factor + 15% buffer), subject to a minimum payment of 15% of principal. All payments are subject to Morgan Stanley Finance LLC credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due July 12, 2030, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per security and an estimated pricing‑date value of approximately $881.20 per security. The notes feature automatic early redemption on specified determination dates if the underlier (a five‑stock basket) closes at or above a call threshold level of 95. Early redemption payments rise across dates (from $1,200 to $1,750), and the payment at maturity can be $1,800, the stated principal, or a reduced amount equal to the stated principal multiplied by the performance factor (final level / initial level), with a downside threshold of 50 (50% of the initial level). All payments are subject to issuer credit risk; investors may lose their entire investment.
Morgan Stanley Finance LLC offers Leveraged Buffered S&P 500® Index-Linked Notes due in roughly 13–15 months, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 Face Amount. The notes provide 150% upside participation up to a Maximum Settlement Amount (expected $1,120.00–$1,140.70 per $1,000). A 10.00% buffer protects against declines up to that amount; losses occur if the index falls more than 10.00% (you could lose substantially or all principal). The issuer estimates Trade Date value at approximately $986.70 per note and will receive $989.20 net proceeds per note after a dealer concession. All payments are subject to Morgan Stanley credit risk; notes are unsecured, non‑interest bearing, not FDIC insured and not exchange listed.
Morgan Stanley Finance LLC is offering Principal at Risk notes (auto-callable Buffered Jump Securities) due July 6, 2029 linked to the worst performing of the Nasdaq-100® Technology Sector, the S&P 500® Index and the State Street® Consumer Discretionary Select Sector SPDR® ETF. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $953.40. The notes pay no regular interest, offer a 25% buffer against declines in the worst performing underlier, and a 110% participation rate in upside if final levels exceed initial levels. An automatic early redemption may occur on the first determination date (July 7, 2027) for an early redemption payment of $1,150 per security if each underlier meets its call threshold. If the worst performing underlier falls below the buffer at maturity, investors lose 1% of principal for each 1% decline beyond the buffer; the minimum payment at maturity is 25% of principal. All payments are subject to MSFLs and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering callable, principal‑at‑risk notes due June 29, 2029 linked to the worst performing of three State Street ETFs. The securities have a stated principal amount of $1,000 per security and pay a contingent coupon at an annual rate of 12.20% only if each underlier is at or above its coupon barrier on observation dates.
The securities may be called beginning December 31, 2026 if a risk neutral valuation model indicates redemption is economically rational for the issuer. At maturity investors receive principal only if each underlier is at or above its 70% downside threshold; otherwise repayment equals the stated principal multiplied by the performance factor of the worst performing underlier, which could result in a total loss.