Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering $4,279,000 of Enhanced Buffered Jump Securities, issued at $1,000 per note and fully guaranteed by Morgan Stanley. These notes pay no interest and return at maturity depends on the S&P 500® Futures Excess Return Index.
If the index finishes above 140% of its initial level, investors receive principal plus a $400 upside payment and 323% leveraged exposure to gains above that threshold. If the final level is between 85% and 140% of the initial level, investors receive principal plus the $400 upside payment. Below 85%, principal is reduced 1% for each 1% decline beyond the 15% buffer, with a minimum payment of 15% of principal.
The notes mature on December 17, 2031, are unsecured and not listed on any exchange, and all payments depend on Morgan Stanley’s credit. The estimated value on the pricing date is $964.20 per note, below the $1,000 issue price, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is issuing Enhanced Buffered Jump Securities, principal-at-risk notes maturing on January 15, 2027, linked to the worst performer of the Russell 2000®, S&P 500® and Nasdaq-100® Technology Sector indices. Each security has a $1,000 stated principal amount and pays no interest. The total offering size is $366,000, with an estimated value on the pricing date of $972.50 per security.
At maturity, if the final level of each index is at or above its buffer level (85% of its initial level), holders receive $1,000 plus a fixed upside payment of $104, a 10.40% return, regardless of how high the indices rise above the buffer. If any index finishes below its buffer, the payoff is reduced dollar-for-dollar with the decline of the worst-performing index beyond the 15% buffer, but not below a minimum payment of 15% of principal. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, are not listed on any exchange, and expose investors to issuer credit risk and limited secondary market liquidity.
Morgan Stanley Finance LLC is offering $4,365,000 of Trigger Performance Leveraged Upside Securities (Trigger PLUS), principal-at-risk notes with a $1,000 stated principal amount per security due December 17, 2030. The notes are linked to the S&P 500® Futures Excess Return Index and are fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest and do not guarantee a return of principal. If the index rises above the initial level of 557.16, investors receive principal plus a leveraged upside payment based on a 183% leverage factor. If the final level is at or below the initial level but at or above the downside threshold of 334.296 (60% of the initial level), investors receive only principal. Below the threshold, repayment falls 1% for each 1% index decline and can be zero. The securities are not listed, carry issuer credit risk, and had an estimated value on the pricing date of $960.40 per security.
Morgan Stanley Finance LLC is offering Trigger PLUS structured notes linked to the iShares MSCI EAFE ETF, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with a total aggregate principal amount of $105,000 and an issue price of $1,000 per security. The notes pay no interest and do not guarantee any return of principal.
At maturity on December 15, 2028, if the ETF’s final level is above the initial level of $96.50, investors receive $1,000 plus a leveraged upside payment of 110% of the ETF’s gain. If the final level is between 80% and 100% of the initial level (at or above the downside threshold of $77.20), investors receive only their $1,000 principal. If the final level is below the downside threshold, repayment is reduced 1% for each 1% decline in the ETF, and the amount repaid can be zero.
The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange and may have limited secondary liquidity. The estimated value on the pricing date is $939.10 per security, reflecting costs and an internal funding rate that are favorable to the issuer.
Morgan Stanley Finance LLC is offering $6,036,000 of partial principal at risk notes linked to the SPDR® Gold Trust, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, a December 17, 2025 original issue date and matures on December 31, 2026, with the final level of the underlier observed on December 28, 2026.
The notes pay no interest. At maturity, holders receive $1,000 plus 100% of any appreciation in the SPDR® Gold Trust, capped at a maximum payment of $1,122.50 per note, or 112.25% of principal. If the underlier is flat, investors receive $1,000. If it declines, principal is lost 1% for every 1% drop, but not below a partial principal return amount of 95%, or $950 per note. The initial level is $395.44 and the estimated value on the pricing date is $983.70 per note, reflecting issuance, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk and will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Enhanced Buffered Jump Securities linked to the S&P 500® Index with an aggregate principal amount of $10,386,000, issued at $1,000 per security. These notes pay no interest and do not guarantee return of principal. At maturity on December 31, 2026, if the S&P 500® final level is at or above the buffer level of 5,803.299 (85% of the initial level of 6,827.41), investors receive their principal plus a fixed upside payment of $70.50 per security, a 7.05% gain.
If the final level is below the buffer, investors lose 1.1765% of principal for every 1% decline beyond the 15% buffer with no minimum payment, so the entire investment can be lost. The estimated value on the pricing date is $985.70 per security, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. The securities are unsecured, subject to Morgan Stanley’s credit risk, not listed on any exchange and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is issuing $100,000 of Buffered PLUS notes due June 17, 2031, unsecured principal-at-risk securities linked to the S&P 500® Index and fully guaranteed by Morgan Stanley. Each note has a $1,000 issue price and pays no interest.
At maturity, if the index is above the initial level of 6,827.41, holders receive $1,000 plus 150% of the index gain, capped at a maximum payment of $1,556.50 per note. If the index is between 90% and 100% of the initial level, investors receive only the $1,000 principal. If the index closes below the 90% buffer level of 6,144.669, principal falls 1% for each 1% decline beyond the 10% buffer, with a minimum payment of 10% of principal.
The securities’ estimated value on the pricing date is $950 per note, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes will not be listed on any exchange, secondary trading may be limited, and returns depend on both Morgan Stanley’s credit and the S&P 500® performance, with U.S. federal tax treatment described as uncertain.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering market-linked notes tied to the lowest performer of the SPDR® Gold Trust (GLD), iShares® Silver Trust (SLV) and iShares® Bitcoin Trust ETF (IBIT), maturing on January 4, 2028. Each note has a $1,000 principal amount and offers principal repayment at maturity, subject to Morgan Stanley’s credit risk, plus upside based on at least 100% participation in any positive return of the lowest-performing ETF.
The notes pay no interest and are sold at $1,000 with a current estimated value of about $946.90 per note, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. They will not be listed on an exchange, and any secondary market making by affiliates is discretionary. Investors are exposed to credit risk of Morgan Stanley, market and liquidity risks, and specific risks related to gold, silver and bitcoin, including high volatility, limited IBIT trading history and potential regulatory, operational and security issues in digital asset markets.
Morgan Stanley Finance LLC is offering $8.208 million of GS stock-linked Contingent Income Auto-Callable Securities due December 15, 2028, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent quarterly coupon at a 10.00% annual rate (about $25 per $1,000) only if Goldman Sachs’ share price on the relevant determination date is at or above 70% of the $887.96 initial share price ($621.572 downside threshold). If on any of the first eleven determination dates the stock closes at or above the initial share price, the notes are automatically redeemed for $1,000 plus that period’s coupon.
If the notes are not called and the final share price is at or above the 70% downside threshold, investors receive $1,000 plus the last coupon at maturity; if it is below, repayment of principal falls one-for-one with the stock, potentially to zero. The securities are unsecured, will not be listed on an exchange, and are priced at $1,000 with an estimated value of $968 per note, reflecting embedded fees and issuer funding economics.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering 2-year Trigger Jump Securities linked to the common stock of Netflix, Inc. Each security has a $1,000 stated principal amount, pays no interest and is a principal-at-risk note.
At maturity on December 16, 2027, investors receive: $1,455 per security (principal plus a fixed $455 upside payment, or 45.50%) if the Netflix share price on the valuation date is at or above the initial price of $95.19; $1,000 if the share price is below the initial price but at or above the downside threshold of $85.671 (90% of the initial price); or $1,000 × the share performance factor if the share price falls below that level, which can result in a payment of less than $900 and down to zero.
The issue price is $1,000 per security, with an estimated value on the pricing date of $963.60 and an aggregate principal amount of $2,446,000. The securities are unsecured obligations subject to Morgan Stanley’s and MSFL’s credit risk and will not be listed on any securities exchange.