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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income, auto-callable notes due June 13, 2029 linked to the worst performing of AppLovin (APP), Microsoft (MSFT) and Shopify (SHOP). The notes have a stated principal amount of $1,000 per security, a contingent annual coupon rate of 21.90%, automatic early redemption beginning with the first redemption determination date on June 14, 2027, and a maturity determined by the final observation date on June 8, 2029.
The contingent coupon is payable only if each underlier’s closing level is at or above its coupon barrier (60% of initial level) on an observation date; unpaid coupons may be paid later only if paid on a subsequent observation date meeting the same condition. If not auto-redeemed, principal repayment at maturity depends on underlier performance versus downside thresholds (60% of initial level): full principal is paid only if conditions are met, otherwise payment equals principal multiplied by the performance factor of the worst performing underlier, and could be significantly less or zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers structured, principal-at-risk, auto-callable notes fully and unconditionally guaranteed by Morgan Stanley linked to the worst performing of the EURO STOXX® Banks Index, the State Street® Energy Select Sector SPDR® ETF and the VanEck® Semiconductor ETF. Each security has a stated principal amount of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of approximately $963.40. The notes mature on June 28, 2029 with a final determination date of June 25, 2029. Automatic early redemption may occur on scheduled determination dates beginning with June 28, 2027, when fixed early redemption payments range from $1,400 to $2,000. If not redeemed early, payment at maturity can be $2,200, the stated principal, or an amount tied to the performance of the worst performing underlier (potentially resulting in a loss of principal).
Morgan Stanley Finance LLC priced principal-at-risk buffered jump securities due July 14, 2027. Each $1,000 security offers a fixed upside payment of $138.50 (13.85%) if the worst performing of the Nasdaq-100 Technology, Russell 2000 and S&P 500 indices finishes at or above its 85% buffer on the observation date. If the worst performing underlier finishes below its buffer level (15% downside buffer), investors lose 1% for each 1% decline beyond that buffer, subject to a minimum payment of 15% of principal. Key dates: strike date June 9, 2026; pricing date June 11, 2026; issue date June 16, 2026; observation date July 9, 2027; maturity date July 14, 2027. All payments are subject to MSFL and Morgan Stanley credit risk and U.S. federal tax treatment is described as uncertain.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) prices Principal at Risk structured notes linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector and the Russell 2000® Index. The securities have a $1,000 stated principal amount, an $114 upside payment (11.40%) and a 20% buffer; the minimum payment at maturity is 20% of principal. The pricing and strike date are June 17, 2026, the observation date is July 19, 2027 and maturity is July 22, 2027. Estimated value on the pricing date is approximately $982.70 per security. All payments are subject to the issuer’s and guarantor’s credit risk; if the worst performing underlier falls below its buffer, losses are 1% per 1% decline beyond the buffer, potentially resulting in significant principal loss.
Morgan Stanley Finance LLC issues a preliminary pricing supplement for fixed‑coupon, principal‑at‑risk notes fully and unconditionally guaranteed by Morgan Stanley. The securities pay a fixed coupon of 10.25% per annum monthly, have a stated principal amount of $1,000 per security, a pricing and strike date of June 30, 2026, an original issue date of July 6, 2026, an observation date of July 30, 2027 and maturity on August 4, 2027. Payment at maturity depends on daily monitoring of two underliers, the S&P 500® and the Russell 2000®, and is linked to the worst performing underlier: if a trigger event occurs and the final level of the worst performing underlier is below its initial level, principal is reduced pro rata (1% loss per 1% decline) and could be zero. The estimated value on the pricing date is approximately $984.70 per security. All payments are subject to issuer and guarantor credit risk.
The Issuer Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities tied to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount, a 179% leverage factor on upside, an 80% buffer level (20% buffer amount) and a minimum payment at maturity of 20% of principal. Key dates: strike/pricing June 16, 2026, original issue June 22, 2026, observation June 16, 2031, maturity June 20, 2031. Estimated value on the pricing date is approximately $948.40 per security. The securities pay no interest, are unsecured obligations of MSFL and are unconditionally guaranteed by Morgan Stanley; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured Jump Notes due June 22, 2029 linked to the worst performing of Alphabet Inc. Class C, Meta Platforms Class A and NVIDIA common stock. Each note has a $1,000 stated principal amount and an issue price of $1,000 per note.
The notes pay no interest, are unsecured and fully guaranteed by Morgan Stanley, and are subject to Morgan Stanley's credit risk. They may be automatically redeemed on the first determination date June 22, 2027 for an early redemption payment of $1,208 per note if each underlier is at or above its call threshold. If not auto‑redeemed, maturity payoffs are based on the worst performing underlier with a 100% participation rate; if any underlier's final level is equal to or below its initial level, investors receive only the stated principal.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with a stated principal amount of $1,000 per security. The securities have a June 18, 2026 strike/pricing date, an original issue date of June 24, 2026 and a maturity date of June 24, 2031.
The securities pay a contingent coupon at an annual rate of 16.15% only if the underlier’s closing level meets the coupon barrier on observation dates. They are subject to automatic early redemption if the underlier meets the call threshold on a redemption determination date. At maturity, if the final level is below the downside threshold (60% of the initial level), principal is reduced pro rata by the underlier’s performance; downside risk could be total loss. The issuer estimates the securities’ value on the pricing date at approximately $952 per security.
Morgan Stanley Finance LLC is offering callable, principal‑at‑risk notes due May 18, 2028 linked to the worst performing of the Nasdaq‑100, Russell 2000 and the State Street SPDR S&P Regional Banking ETF. The notes have a stated principal amount of $1,000 per security and an original issue price of $1,000. They pay a contingent coupon at an annual rate of 11.00% only if each underlier’s closing level meets or exceeds its 70% coupon barrier on an observation date; the downside threshold is 60%. The issuer may call the notes on scheduled redemption dates beginning September 18, 2026 based on the output of a risk neutral valuation model. If not redeemed and the worst performing underlier finishes below its downside threshold, principal is reduced proportionately to that underlier’s performance and could be zero. The estimated value on the pricing date is approximately $963.20 per security. All payments are subject to the credit risk of Morgan Stanley and the notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk notes due July 22, 2027 that are fully guaranteed by Morgan Stanley and reference the worst performing of Alphabet Class C, Microsoft and NVIDIA common stock. Each security has a stated principal of $1,000 and an upside payment of $155 (a 15.50% return) payable at maturity if the worst performing underlier finishes at or above its buffer level (70% of initial level).
If the worst performing underlier finishes below its buffer level, investors lose 1% of principal for each 1% decline beyond the 30% buffer, subject to a minimum payment at maturity of 30% of stated principal. Key dates include strike/pricing on June 17, 2026, original issue on June 23, 2026, observation on July 19, 2027, and maturity on July 22, 2027. All payments are subject to issuer and guarantor credit risk.