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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced $3,179,000 of contingent income auto-callable securities linked to Conagra Brands common stock. Each security has a stated principal amount of $1,000, an issue price of $1,000 and an estimated value on the pricing date of $949.10.
The notes pay a contingent coupon at an annual rate of 15.25% on observation dates when the underlier meets the coupon barrier. They are subject to automatic early redemption if the closing level meets or exceeds the call threshold of $13.15 on any redemption determination date. At maturity, if the final level is below the downside threshold of $8.942 (68% of the initial level), principal is reduced proportionally by the performance factor and could be significantly reduced or zero. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to the issuers’ credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable notes due July 2, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent annual coupon of 12.65% payable only if the underlier meets barrier tests on specified observation dates. The underlier is the State Street SPDR S&P Homebuilders ETF (XHB). The securities may be automatically redeemed on specified redemption determination dates if the closing level meets the call threshold; if not redeemed, payment at maturity depends on the final level relative to an 80% downside threshold and can result in a principal loss proportional to the underlier’s decline.
Morgan Stanley Finance LLC priced Principal-at-Risk notes tied to NVIDIA Corporation common stock. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $670,000. They pay a contingent coupon of 15.00% per annum on specified observation dates, are subject to automatic early redemption if the closing level of the underlier meets the call threshold, and mature on June 13, 2028. The initial level (closing level on the strike date) is $208.64, the coupon barrier and downside threshold are each $117.36 (56.25% of the initial level), and estimated value on the pricing date was $991.80 per security. Investors face full principal risk if the final level is below the downside threshold; payments and any unpaid coupons depend on discrete observation dates. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC amends a preliminary pricing supplement for a primary offering of contingent income auto-callable securities linked to the common stock of Amazon.com, Inc. The notes have a $1,000 stated principal per security, an estimated value on the pricing date of approximately $964.40, a contingent annual coupon rate of 16.50%, a strike date of June 30, 2026 and a maturity date of July 2, 2029. Automatic early redemption is possible on specified redemption determination dates beginning September 25, 2026 if the closing level of the underlier meets the call threshold. Coupons are payable only if the underlier closes at or above the coupon barrier on each observation date; the coupon barrier and downside threshold are stated as 80% of the initial level. If the final level at maturity is below the downside threshold, the payment equals the stated principal multiplied by the performance factor and could be substantially less than the stated principal or zero. All payments are subject to the issuer's and guarantor’s credit risk and the document cross-references the product supplement, tax supplement and prospectus for full terms.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities, fully and unconditionally guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security and a maturity date of July 29, 2027. The securities are linked to the worst performing of the EURO STOXX 50® Index (SX5E) and the iShares MSCI EAFE ETF (EFA).
Key economic terms: a 150% leverage factor on appreciation of the worst performing underlier, a 10% buffer (buffer level = 90% of initial), a maximum payment at maturity of $1,362 (136.20% of principal) and a minimum payment at maturity of 10% of principal. Payment depends solely on closing levels on the observation date; losses occur 1% for each 1% decline beyond the buffer in the worst performing underlier. All payments are subject to issuer and guarantor credit risk. The estimated value on the pricing date was approximately $988.10 per security.
Morgan Stanley Finance LLC priced enhanced buffered jump securities fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a fixed upside payment of at least $204.50 (a 20.45% return) if the final level is at or above the buffer level of 80 (a 20% buffer). If the final level is below the buffer, investors lose 1.25% of principal for each 1% decline beyond the buffer; there is no minimum payment at maturity and investors could lose their entire investment. Key dates: Strike Date: June 30, 2026, Pricing Date: June 30, 2026, Original Issue Date: July 6, 2026, Maturity Date: July 16, 2027. The estimated value on the pricing date is approximately $975.10 per security and all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due December 16, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and delivers either the stated principal, the stated principal plus a fixed $145 upside payment, or a principal loss tied to the worst performing underlier (Nasdaq‑100, Russell 2000, S&P 500) measured on the observation date December 13, 2027. The securities pay no interest, have no minimum payment at maturity, and their estimated value on the pricing date was approximately $986 per security; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable notes linked to the worst performing of NVDA, AMZN and TSLA. Each note has a stated principal amount of $1,000, a contingent coupon at an annual rate of 6.90% per annum payable monthly only if each underlier meets its coupon barrier on observation dates. The notes mature on June 22, 2029 (final observation date June 18, 2029) and are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley. The issuer’s estimated note value on the pricing date was approximately $962.60 per note. All payments are subject to the credit risk of MSFL and Morgan Stanley; the notes are not listed.
Morgan Stanley Finance LLC offers Buffered PLUS principal-at-risk securities due June 28, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, a leverage factor of 150%, a 5% buffer and a maximum payment at maturity of $1,471. The strike and pricing dates are June 24, 2026, the observation date is June 25, 2029, and the estimated value on the pricing date is approximately $978.20 per security. Payment at maturity depends on the basket’s final level: investors receive leveraged upside up to the maximum, full principal if losses are within the buffer, or a proportional loss beyond the buffer, subject to a 5% minimum payment.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering principal-at-risk callable contingent income buffered securities linked to the worst performing of the Russell 2000 and S&P 500. Each security has a $1,000 stated principal amount, an original issue price of $1,000, and a contingent coupon of 6.55% per annum payable only if both underliers meet coupon barrier levels on observation dates. The securities include a 15% buffer and a 15% minimum payment at maturity, a call feature driven by a risk neutral valuation model, and maturity on June 30, 2031. The estimated value on the pricing date is approximately $941.40 per security. All payments are subject to Morgan Stanley's credit risk.