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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a $1,006,000 aggregate offering of Buffered PLUS with Downside Factor notes due June 14, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and pays at maturity based on the worst performing of three underliers with a 540% leverage factor and a 15% buffer. If the worst performing underlier finishes above its initial level, investors receive principal plus 540% of that appreciation; if it finishes between initial and buffer levels, investors receive principal; if it finishes below the buffer, losses are amplified by a 1.1765 downside factor and could fully erode principal. Payments depend on closing levels on the observation date and are unsecured obligations subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal at Risk notes tied to Micron Technology stock that mature on July 14, 2027. Each security has a $1,000 stated principal amount and was issued at $1,000 with an estimated value of $963.60 on the pricing date. If the final level on the observation date is at or above the downside threshold level $467.945 (50% of the initial level), holders receive the stated principal plus a fixed $422.50 upside payment. If the final level is below the downside threshold, the payment equals the stated principal multiplied by the performance factor (final level/initial level), so investors bear full downside risk and could lose their entire principal.
Morgan Stanley Finance LLC offers Digital S&P 500® Index-Linked Notes due (fully and unconditionally guaranteed by Morgan Stanley) with principal at risk and no periodic interest. For each $1,000 face amount, investors may receive a capped maximum settlement (expected $1,104.50–$1,122.90) if the final index level is ≥90% of the initial level; otherwise the cash payment falls proportionately and could be as low as $0. The notes mature ~14–16 months after the trade date, are unsecured obligations of MSFL, not listed, and are subject to issuer credit risk, market-disruption adjustments, and hedging activity by affiliates. The estimated trade-date value is approximately $992.30 per $1,000 face amount (within $15).
Morgan Stanley Finance LLC priced an offering of auto-callable, principal‑at‑risk market‑linked securities linked to the lowest performing of the S&P 500® and the Dow Jones Industrial Average, with a face amount of $1,000 per security and maturity on July 1, 2030. The securities are quarterly auto‑callable beginning on July 1, 2027 with specified call payments ranging from $1,090.00 to $1,360.00. The estimated value on the pricing date is $960.30 per security (within $45.00 of that estimate). The securities expose investors to the downside of the lowest performing underlying and are fully subject to Morgan Stanley credit risk; they do not pay interest and may be called prior to maturity.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes—Buffered Jump Securities with an auto-callable feature tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000, with an estimated value of approximately $906.70 on the pricing date. The securities can be automatically redeemed beginning on June 22, 2027 if the underlier meets the call threshold (100% of the initial level), with scheduled early redemption payments rising to specified fixed amounts (first payment $1,180; final permitted early-redemption payment schedule up to $1,885). At maturity on June 24, 2031, investors receive $1,900 if the final level is at or above the call threshold, the stated principal if the final level is at or above the 85% buffer level, or a reduced payment reflecting losses beyond the 15% buffer, subject to a 15% minimum payment. All payments are unsecured and subject to Morgan Stanley's credit risk; tax treatment is uncertain and discussed in the supplement.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities linked to the worst performing of the Russell 2000®, S&P 500® and the State Street® Consumer Staples Select Sector SPDR® ETF. The offering aggregates $6,414,000 and each security has a stated principal amount of $1,000. The securities pay a contingent coupon at an annual rate of 9.35% only if all three underliers meet their coupon barrier levels on each observation date. They are callable beginning December 9, 2026 based on a risk neutral valuation model and mature on June 8, 2028. If any underlier is below its 60% downside threshold at maturity, investors suffer a loss equal to the percentage decline of the worst performing underlier; principal can be significantly reduced or lost. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced callable Buffered Jump Securities linked to the S&P 500® Futures Excess Return Index with a stated principal amount of $1,000 per security and an aggregate principal amount of $837,000. The securities pay no interest, carry a 200% participation rate on upside, include an 85% buffer (buffer level 505.912 based on an initial level of 595.19), a 15% minimum payment at maturity, and a call feature permitting early redemption beginning on June 21, 2027 if a risk neutral valuation model indicates it is economically rational to redeem. All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers $935,000 aggregate principal of buffered participation principal‑at‑risk securities, fully and unconditionally guaranteed by Morgan Stanley, with an original issue price of $1,000 per security. The securities mature on December 10, 2026 and reference a 10‑stock transportation basket observed on December 7, 2026.
Key economic terms include a 100% participation rate up to a $1,251 maximum payment per security, a 5% buffer (buffer level = 95), and a downside factor of 1.0526. The securities pay no interest, expose investors to issuer credit risk, and may result in the loss of some or all principal at maturity.
Morgan Stanley Finance LLC priced principal-at-risk structured notes totaling $591,000 of aggregate principal with a $1,000 stated principal amount per security. The notes pay no interest and are fully guaranteed by Morgan Stanley. They mature on July 13, 2027 and reference the Dow Jones Industrial, the Russell 2000® and the S&P 500®.
At maturity the payout is based on the worst performing underlier on the observation date July 8, 2027 (subject to postponement). If each underlier is at or above its 75% downside threshold, holders receive the stated principal plus an upside payment of $100 (10%). If the worst performing underlier is below its downside threshold, holders suffer a pro rata loss tied to that underlier’s percentage decline; there is no minimum payment.
Morgan Stanley Finance LLC priced a structured note offering linked to the Russell 2000®, S&P 500® and the State Street® Industrial Select Sector SPDR® ETF. The offering consists of notes with a stated principal amount of $1,000 per security and an aggregate principal amount of $6,235,000. The securities pay a contingent coupon of 11.50% per annum only if each underlier meets its coupon barrier on each observation date, include a 17% buffer and a downside factor of 1.2048, are callable beginning on July 9, 2026 based on a risk neutral valuation model determination and mature on March 10, 2027. The estimated value on the pricing date was $989.60 per security and all payments are subject to the issuer and guarantor credit risk.