Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering Jump Securities with an auto-call feature linked to the worst performer of the S&P 500 Futures Excess Return Index and the Nasdaq-100 Futures Excess Return Index, in an aggregate principal amount of $1,491,000. Each security has a stated principal of $1,000, matures on December 19, 2030, and does not pay interest.
The notes may be automatically redeemed on December 22, 2026 for $1,277.50 per security if both underliers are at or above 100% of their initial levels. If held to maturity and both underliers finish above their initial levels, investors receive principal plus a 250% participation in the gain of the worst performer; if either finishes between 60% and 100% of its initial level, only principal is returned. If either ends below 60% of its initial level, repayment is reduced one-for-one with the decline of the worst underlier, and the payout can fall to zero.
The securities are principal-at-risk, unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, will not be listed on any exchange, and their secondary market value may be below the $1,000 issue price. The issuer’s estimated value on the pricing date is $1,013.00 per security, based on its own models and assumptions.
Morgan Stanley Finance LLC is offering callable Jump Notes due December 19, 2030, linked to the S&P 500 Futures Excess Return Index, in an aggregate principal amount of $620,000 at $1,000 per note.
The notes pay no interest and are designed to return principal at maturity if not called. If held to maturity and the index finishes above the initial level of 556.39, investors receive $1,000 plus an upside payment equal to 122% of the index gain; if the index is at or below the initial level, only the $1,000 principal is repaid. Starting December 23, 2026, the issuer may redeem the notes early, in whole, based on a risk‑neutral valuation model, for fixed cash amounts that rise from $1,120 to $1,590 per note over 48 scheduled redemption dates. The estimated value on the pricing date is $952.40 per note, reflecting issuer funding rates and fees, and investors face risks including issuer credit risk, limited liquidity, model‑driven call risk, tax treatment as contingent payment debt instruments and the volatility of the futures‑based index.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering fixed rate callable notes due January 9, 2031, with a stated principal amount and issue price of $1,000 per note and a fixed interest rate of 4.250% per year, paid semi-annually. The notes may be redeemed early in whole, but not in part, on semi-annual redemption dates starting January 9, 2028 at 100% of principal plus accrued interest, if a risk neutral valuation model shows redemption is economically rational for the issuer. The estimated value on the pricing date is expected to be approximately $984.00 per note, reflecting issuing, selling, structuring and hedging costs borne by investors. The notes are unsecured, subject to the credit risk of MSFL and Morgan Stanley, will not be listed on any exchange, and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is offering fixed rate callable notes due January 9, 2046, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount and issue price of $1,000, pays a fixed interest rate of 5.00% per year on a semi-annual basis, and returns principal plus accrued interest at maturity.
The issuer may redeem the notes in whole, but not in part, on semi-annual redemption dates starting July 9, 2027 at 100% of principal plus accrued interest, if a risk neutral valuation model indicates it is economically rational for them to do so. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any securities exchange and may have limited or no secondary market. The estimated value on the pricing date is expected to be about $919 per note, reflecting issuing, selling, structuring and hedging costs borne by investors and the issuer’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering fixed rate callable notes maturing on January 8, 2038. Each note has a stated principal amount and issue price of $1,000 and pays a fixed interest rate of 4.80% per year, with interest paid semi-annually on the 8th of January and July, starting July 8, 2026.
The issuer can redeem all of the notes, but not just part of them, on semi-annual redemption dates beginning July 8, 2027. A redemption occurs only if a risk neutral valuation model shows that calling the notes is economically rational for the issuer, in which case investors receive 100% of principal plus accrued interest.
The notes are unsecured obligations subject to Morgan Stanley’s credit risk and will not be listed on any exchange, so liquidity may be limited. The estimated value on the pricing date is expected to be approximately $950.80 per note or within $50.80 of that estimate, reflecting issuing, selling, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering fixed rate callable notes due January 9, 2036. Each note has a stated principal amount and issue price of $1,000, pays a fixed interest rate of 4.600% per annum, and pays interest semi-annually on the 9th of January and July, starting July 9, 2026.
Beginning on July 9, 2027, the issuer may redeem the notes in whole on semi-annual redemption dates at 100% of principal plus accrued interest if a risk neutral valuation model indicates redemption is economically rational for the issuer. The notes are unsecured, subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley, will not be listed on any securities exchange, and may have limited secondary market liquidity.
The economic terms reflect an internal funding rate and issuance, selling, structuring and hedging costs borne by investors, so the estimated value on the pricing date is expected to be approximately $955.00 per $1,000 note. Proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing fixed rate callable notes due July 9, 2029. Each note has a stated principal amount and issue price of $1,000, pays a fixed 4.000% per annum interest rate, with interest paid semi-annually each January 9 and July 9, starting July 9, 2026.
The notes are callable in whole, but not in part, on semi-annual redemption dates beginning July 9, 2027 at 100% of principal plus accrued interest, if a risk neutral valuation model indicates it is economically rational for the issuer to redeem. The estimated value on the pricing date is expected to be about $987 per note, reflecting internal funding rates and issuance, structuring and hedging costs borne by investors.
The notes are unsecured obligations of MSFL, subject to the credit risk of Morgan Stanley, will not be listed on any exchange, and may have limited or no secondary market. Key risks include early redemption risk, price sensitivity to interest rates and credit spreads, lack of listing, and the possibility of receiving less than the issue price if sold before maturity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing fixed rate callable notes due January 9, 2034. Each note has a stated principal amount and issue price of $1,000, pays a fixed annual interest rate of 4.450%, and pays interest semi-annually on the 9th of January and July, beginning July 9, 2026.
The issuer may redeem the notes early, in whole but not in part, on semi-annual redemption dates starting January 9, 2030 at 100% of principal plus accrued interest if a risk neutral valuation model indicates it is economically rational for the issuer. The notes are unsecured, subject to the credit risk of Morgan Stanley and MSFL, will not be listed on any securities exchange, and may trade at prices below the issue price due to fees, internal funding rates, interest rate changes, and credit spread movements.
Morgan Stanley Finance LLC is offering $271,000 of Contingent Income Auto-Callable Securities linked to the VanEck Gold Miners ETF. Each $1,000 note pays a 20.00% annual contingent coupon only when the ETF’s closing level is at or above $67.88 on the specified observation dates.
The notes may be automatically redeemed starting with the March 16, 2026 redemption determination date if the ETF closes at or above $84.85, returning the stated principal amount plus the contingent coupon for that period. If not called and, at the December 18, 2026 maturity, the ETF is at or above $67.88, investors receive full principal; if it is below that downside threshold, repayment is reduced in proportion to the ETF’s decline and can fall to zero.
All payments are subject to Morgan Stanley’s credit risk, the securities are not listed on any securities exchange or insured, and investors do not participate in any upside of the ETF. The estimated value on the pricing date is $966 per security, below the $1,000 issue price, due to offering, structuring and hedging costs and the internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $12,800,000 of Nasdaq‑100 Index®‑linked digital notes due March 25, 2027. The notes pay no interest and are unsecured, principal-at-risk obligations.
At maturity, for each $1,000 note, investors receive a fixed $1,103 (110.30% of face) if the Nasdaq‑100 final level is at least 85% of its initial level of 25,067.27. If the index has fallen by more than 15%, repayment is reduced using a buffer rate of about 117.65%, so losses accelerate below the 85% threshold and can reach a full loss of principal.
The maximum gain is therefore capped at 10.3% even if the index rises sharply, while downside beyond a 15% drop is only partially cushioned. The issue price is $1,000 per note, with an estimated value on the trade date of $983, reflecting structuring and hedging costs and Morgan Stanley’s internal funding rate. Underwriting commissions total 1.28% of face, and the notes will not be listed on any exchange, so liquidity will depend on Morgan Stanley & Co.’s secondary market making, if any.