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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a primary offering of principal-at-risk callable contingent income securities with an aggregate principal amount of $620,000. Each security has a stated principal amount of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of $960.80. The securities pay a contingent coupon at an annual rate of 15.75% on each coupon payment date only if the closing level of each underlier meets its coupon barrier on the related observation date, are callable beginning on December 14, 2026 based on a risk neutral valuation model, and return principal at maturity only if each underlier is at or above its downside threshold (each downside threshold equals 50% of the initial level). The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities tied to Archer-Daniels-Midland Company (ADM) stock. The offering is for $500,000 aggregate at a stated principal amount of $1,000 per security with an original issue date of June 12, 2026 and maturity on June 13, 2029.
The securities pay a contingent coupon at an annual rate of 14.25% only if the underlier meets the coupon barrier on observation dates. The initial level was $80.22, the coupon barrier is $56.154 (70%), and the downside threshold is $48.132 (60%). If final level is below the downside threshold, principal is reduced pro rata and could be zero. The estimated value at pricing was $979.60 per security; issue price is $1,000.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due June 15, 2029 linked to the State Street SPDR S&P Regional Banking ETF, fully guaranteed by Morgan Stanley. The notes pay a 9.40% contingent coupon on each period only if the underliers closing level on the observation date is at or above a coupon barrier (set at 70% of the initial level). The notes are subject to automatic early redemption on scheduled determination dates if the closing level is at or above the call threshold (100% of the initial level). At maturity, if the final level is below the downside threshold (70% of initial), principal is reduced pro rata by the performance factor (final level / initial level), and could be zero. The stated principal amount is $1,000 per security and the estimated value on the pricing date was approximately $966.50. All payments are subject to the issuers and guarantors credit risk.
Morgan Stanley Finance LLC is offering Performance Leveraged Upside Securities (PLUS) linked to the common stock of Elevance Health, Inc. (underlier). The offering is for 750 securities at a stated principal of $1,000 each (aggregate principal $750,000), issued by MSFL and fully guaranteed by Morgan Stanley.
The securities mature on June 14, 2027 with an observation date of June 9, 2027. If the final level is above the initial level ($418.15), investors receive the stated principal plus 300% leverage on appreciation, capped at a maximum payment of $1,370.50 per security. If the final level is at or below the initial level, payment equals principal multiplied by the performance factor and investors face direct downside exposure (1% loss of principal for each 1% decline in the underlier), with no guaranteed minimum.
Morgan Stanley Finance LLC is offering Principal-at-Risk auto-callable securities linked to the common stock of Microsoft Corporation (MS). Each security has a $1,000 stated principal amount and an original issue price of $1,000, with an estimated value of approximately $981.60 on the pricing date.
The securities mature on June 22, 2029 with a final observation date of June 18, 2029. They pay a contingent coupon at an annual rate of 12.35% only when the closing level of the Microsoft stock is at or above a coupon barrier (set at 70% of the initial level) on observation dates. The notes are automatically redeemed early if the closing level is at or above the call threshold (set at 100% of the initial level) on any redemption determination date, beginning with the first such date on June 22, 2027. If not auto-redeemed, maturity payment equals principal if the final level is at or above the downside threshold (70% of initial); otherwise payment equals principal multiplied by (final level/initial level), exposing holders to full downside.
Morgan Stanley Finance LLC priced Principal-at-Risk securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and S&P 500. The offering is $1,000 per security (aggregate $600,000), has a 150% participation rate, an estimated value of $968.60, an automatic early redemption feature and maturity on December 14, 2027. Payments depend on the worst performing underlier; a final level below the 70% downside threshold exposes investors to full downside, potentially to zero. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC prices auto-callable Jump Notes linked to the worst performing of Bloom Energy (BE), Carvana (CVNA) and Qualcomm (QCOM). Each note has a stated principal amount of $1,000, a strike date of June 18, 2026, and matures on June 24, 2031. The notes pay no interest, are automatically redeemed if every underlier meets a 90% call threshold on a determination date, and otherwise repay only principal at maturity if any underlier is below its threshold. The pricing supplement estimates the note value at approximately $937.10 on the pricing date. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and remain subject to issuer credit risk.
Morgan Stanley Finance LLC priced a primary offering of structured, principal-at-risk notes linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and S&P 500. The terms specify a $1,000 stated principal per security, an aggregate offering of $610,000, and an issue price of $1,000 per security.
The notes can auto-redeem on the first determination date for an $1,142 early redemption payment if each underlier meets its call threshold. At maturity, payouts depend on the worst performing underlier: investors may receive principal plus an upside payment (participation 150%), only principal, or a reduced payment that can result in full loss of principal. Estimated value on pricing date: $951.90 per security.
Morgan Stanley Finance LLC is offering Structured Investments — Dual Directional Buffered Participation Securities due September 29, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, an original issue date of June 29, 2026, and is linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index.
The securities pay no interest and feature a 19% buffer (buffer level = 81% of initial), an absolute return participation rate of 100%, a capped maximum upside payment of $1,133.50 (113.35% of principal) and a minimum payment at maturity equal to 19% of principal. Investors bear issuer credit risk and principal can be significantly reduced if the worst performing underlier falls below the buffer on the observation date.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. Each security has a stated principal amount of $1,000, a contingent coupon at an annual rate of 10.75%, a strike/pricing date of June 22, 2026, a final observation date of March 24, 2031 and a maturity date of March 27, 2031. Payments depend on specified coupon barrier levels (75% of initial) and downside threshold levels (60% of initial). If any underlier closes below its downside threshold at final observation, the payment at maturity will be the stated principal multiplied by the performance factor of the worst performing underlier, which could result in substantial loss or zero repayment. The securities are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley's credit risk.